UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-23090 |
Exact name of registrant as specified in charter: | Oppenheimer Small Cap Value Fund |
Address of principal executive offices: | 6803 South Tucson Way |
Centennial, CO 80112-3924 | |
Name and address of agent for service: | Cynthia Lo Bessette, |
Executive Vice President & General Counsel | |
OFI Global Asset Management, Inc. | |
225 Liberty Street | |
New York, NY 10281-1008 | |
Registrant's telephone number, including area code: | 303-768-3200 |
Date of fiscal year end: | 4/30 |
Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-23090
Registrant Name: Oppenheimer Small Cap Value Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Small Cap Value Fund
ADVANSIX INC.
Meeting Date: JUN 14, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL |
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Ticker: ASIX
Security ID: 00773T101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul E. Huck | Management | For | Against |
1b | Elect Director Daniel F. Sansone | Management | For | For |
1c | Elect Director Sharon S. Spurlin | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALLETE, INC.
Meeting Date: MAY 08, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL |
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Ticker: ALE
Security ID: 018522300 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathryn W. Dindo | Management | For | For |
1b | Elect Director Sidney W. Emery, Jr. | Management | For | For |
1c | Elect Director George G. Goldfarb | Management | For | For |
1d | Elect Director James S. Haines, Jr. | Management | For | For |
1e | Elect Director Alan R. Hodnik | Management | For | For |
1f | Elect Director James J. Hoolihan | Management | For | For |
1g | Elect Director Heidi E. Jimmerson | Management | For | For |
1h | Elect Director Madeleine W. Ludlow | Management | For | For |
1i | Elect Director Susan K. Nestegard | Management | For | For |
1j | Elect Director Douglas C. Neve | Management | For | For |
1k | Elect Director Robert P. Powers | Management | For | For |
1l | Elect Director Leonard C. Rodman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL |
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Ticker: AEL
Security ID: 025676206 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brenda J. Cushing | Management | For | For |
1.2 | Elect Director David S. Mulcahy | Management | For | For |
1.3 | Elect Director A.J. Strickland, III | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AQUANTIA CORP.
Meeting Date: JUN 29, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL |
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Ticker: AQ
Security ID: 03842Q108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey G. Ribar | Management | For | For |
1.2 | Elect Director Anders Swahn | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Authorized Common and Preferred Stock | Management | For | For |
ARCBEST CORPORATION
Meeting Date: MAY 01, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: ARCB
Security ID: 03937C105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eduardo F. Conrado | Management | For | For |
1.2 | Elect Director Stephen E. Gorman | Management | For | For |
1.3 | Elect Director Michael P. Hogan | Management | For | For |
1.4 | Elect Director William M. Legg | Management | For | For |
1.5 | Elect Director Kathleen D. McElligott | Management | For | For |
1.6 | Elect Director Judy R. McReynolds | Management | For | For |
1.7 | Elect Director Craig E. Philip | Management | For | For |
1.8 | Elect Director Steven L. Spinner | Management | For | For |
1.9 | Elect Director Janice E. Stipp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ASBURY AUTOMOTIVE GROUP, INC.
Meeting Date: APR 18, 2018 Record Date: FEB 27, 2018 Meeting Type: ANNUAL |
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Ticker: ABG
Security ID: 043436104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bridget Ryan-Berman | Management | For | For |
1.2 | Elect Director Dennis E. Clements | Management | For | For |
1.3 | Elect Director David W. Hult | Management | For | For |
1.4 | Elect Director Eugene S. Katz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
AZZ INC.
Meeting Date: JUL 11, 2017 Record Date: MAY 10, 2017 Meeting Type: ANNUAL |
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Ticker: AZZ
Security ID: 002474104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Berce | Management | For | For |
1.2 | Elect Director Paul Eisman | Management | For | For |
1.3 | Elect Director Daniel R. Feehan | Management | For | For |
1.4 | Elect Director Thomas E. Ferguson | Management | For | For |
1.5 | Elect Director Kevern R. Joyce | Management | For | For |
1.6 | Elect Director Venita McCellon-Allen | Management | For | For |
1.7 | Elect Director Ed McGough | Management | For | For |
1.8 | Elect Director Stephen E. Pirnat | Management | For | For |
1.9 | Elect Director Steven R. Purvis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
BANCORPSOUTH BANK
Meeting Date: APR 25, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
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Ticker: BXS
Security ID: 05971J102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Campbell, III | Management | For | For |
1.2 | Elect Director Keith J. Jackson | Management | For | For |
1.3 | Elect Director Larry G. Kirk | Management | For | For |
1.4 | Elect Director Guy W. Mitchell, III | Management | For | Withhold |
1.5 | Elect Director Donald R. Grobowsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
BANCORPSOUTH, INC.
Meeting Date: SEP 27, 2017 Record Date: AUG 25, 2017 Meeting Type: SPECIAL |
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Ticker: BXS
Security ID: 059692103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Reorganization | Management | For | For |
BELDEN INC.
Meeting Date: MAY 24, 2018 Record Date: MAR 27, 2018 Meeting Type: ANNUAL |
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Ticker: BDC
Security ID: 077454106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Aldrich | Management | For | For |
1b | Elect Director Lance C. Balk | Management | For | For |
1c | Elect Director Steven W. Berglund | Management | For | For |
1d | Elect Director Diane D. Brink | Management | For | For |
1e | Elect Director Judy L. Brown | Management | For | For |
1f | Elect Director Bryan C. Cressey | Management | For | For |
1g | Elect Director Jonathan C. Klein | Management | For | For |
1h | Elect Director George E. Minnich | Management | For | For |
1i | Elect Director John M. Monter | Management | For | For |
1j | Elect Director John S. Stroup | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALLON PETROLEUM COMPANY
Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
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Ticker: CPE
Security ID: 13123X102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara J. Faulkenberry | Management | For | For |
1.2 | Elect Director L. Richard Flury | Management | For | For |
1.3 | Elect Director Joseph C. Gatto, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
CHEMICAL FINANCIAL CORPORATION
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
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Ticker: CHFC
Security ID: 163731102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Fitterling | Management | For | For |
1.2 | Elect Director Ronald A. Klein | Management | For | For |
1.3 | Elect Director Richard M. Lievense | Management | For | For |
1.4 | Elect Director Barbara J. Mahone | Management | For | For |
1.5 | Elect Director Barbara L. McQuade | Management | For | For |
1.6 | Elect Director John E. Pelizzari | Management | For | For |
1.7 | Elect Director David T. Provost | Management | For | For |
1.8 | Elect Director Thomas C. Shafer | Management | For | For |
1.9 | Elect Director Larry D. Stauffer | Management | For | For |
1.10 | Elect Director Jeffrey L. Tate | Management | For | For |
1.11 | Elect Director Gary Torgow | Management | For | For |
1.12 | Elect Director Arthur A. Weiss | Management | For | For |
1.13 | Elect Director Franklin C. Wheatlake | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CNO FINANCIAL GROUP, INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL |
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Ticker: CNO
Security ID: 12621E103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gary C. Bhojwani | Management | For | For |
1B | Elect Director Ellyn L. Brown | Management | For | For |
1C | Elect Director Stephen N. David | Management | For | For |
1D | Elect Director Robert C. Greving | Management | For | For |
1E | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1F | Elect Director Charles J. Jacklin | Management | For | For |
1G | Elect Director Daniel R. Maurer | Management | For | For |
1H | Elect Director Neal C. Schneider | Management | For | For |
1I | Elect Director Frederick J. Sievert | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
COMMERCIAL METALS COMPANY
Meeting Date: JAN 10, 2018 Record Date: NOV 20, 2017 Meeting Type: ANNUAL |
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Ticker: CMC
Security ID: 201723103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Rick J. Mills | Management | For | For |
1B | Elect Director Barbara R. Smith | Management | For | For |
1C | Elect Director Joseph Winkler | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
DCT INDUSTRIAL TRUST INC.
Meeting Date: MAY 03, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
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Ticker: DCT
Security ID: 233153204 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Hawkins | Management | For | For |
1b | Elect Director Marilyn A. Alexander | Management | For | For |
1c | Elect Director Thomas F. August | Management | For | For |
1d | Elect Director John S. Gates, Jr. | Management | For | For |
1e | Elect Director Raymond B. Greer | Management | For | For |
1f | Elect Director Tripp H. Hardin | Management | For | For |
1g | Elect Director Tobias Hartmann | Management | For | For |
1h | Elect Director Marcus L. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION
Meeting Date: DEC 14, 2017 Record Date: OCT 16, 2017 Meeting Type: PROXY CONTEST |
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Ticker: DECK
Security ID: 243537107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director John M. Gibbons | Management | For | Did Not Vote |
1.2 | Elect Director Karyn O. Barsa | Management | For | Did Not Vote |
1.3 | Elect Director Nelson C. Chan | Management | For | Did Not Vote |
1.4 | Elect Director Michael F. Devine, III | Management | For | Did Not Vote |
1.5 | Elect Director John G. Perenchio | Management | For | Did Not Vote |
1.6 | Elect Director David Powers | Management | For | Did Not Vote |
1.7 | Elect Director James Quinn | Management | For | Did Not Vote |
1.8 | Elect Director Lauri M. Shanahan | Management | For | Did Not Vote |
1.9 | Elect Director Bonita C. Stewart | Management | For | Did Not Vote |
2 | Ratify KPMG LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After May 24, 2016 | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1.1 | Elect Director Kirsten J. Feldman | Shareholder | For | For |
1.2 | Elect Director Steve Fuller | Shareholder | For | For |
1.3 | Elect Director Anne Waterman | Shareholder | For | For |
1.4 | Management Nominee Michael F. Devine, III | Shareholder | For | For |
1.5 | Management Nominee Nelson C. Chan | Shareholder | For | For |
1.6 | Management Nominee David Powers | Shareholder | For | For |
1.7 | Management Nominee James Quinn | Shareholder | For | For |
1.8 | Management Nominee Lauri M. Shanahan | Shareholder | For | For |
1.9 | Management Nominee Bonita C. Stewart | Shareholder | For | For |
2 | Repeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After May 24, 2016 | Shareholder | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELEK US HOLDINGS, INC.
Meeting Date: MAY 08, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
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Ticker: DK
Security ID: 24665A103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
1.2 | Elect Director William J. Finnerty | Management | For | For |
1.3 | Elect Director Carlos E. Jorda | Management | For | For |
1.4 | Elect Director Gary M. Sullivan, Jr. | Management | For | For |
1.5 | Elect Director David Wiessman | Management | For | For |
1.6 | Elect Director Shlomo Zohar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY
Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: DRH
Security ID: 252784301 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director Timothy R. Chi | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director William J. Shaw | Management | For | For |
1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
1.8 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
DOLBY LABORATORIES, INC.
Meeting Date: FEB 06, 2018 Record Date: DEC 08, 2017 Meeting Type: ANNUAL |
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Ticker: DLB
Security ID: 25659T107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Yeaman | Management | For | For |
1.2 | Elect Director Peter Gotcher | Management | For | For |
1.3 | Elect Director Micheline Chau | Management | For | For |
1.4 | Elect Director David Dolby | Management | For | For |
1.5 | Elect Director Nicholas Donatiello, Jr. | Management | For | For |
1.6 | Elect Director N. William Jasper, Jr. | Management | For | For |
1.7 | Elect Director Simon Segars | Management | For | For |
1.8 | Elect Director Roger Siboni | Management | For | For |
1.9 | Elect Director Avadis Tevanian, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
DSW INC.
Meeting Date: MAY 16, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
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Ticker: DSW
Security ID: 23334L102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Cobb | Management | For | For |
1.2 | Elect Director Roger L. Rawlins | Management | For | For |
1.3 | Elect Director Jay L. Schottenstein | Management | For | For |
1.4 | Elect Director Joanne Zaiac | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EAGLE MATERIALS INC.
Meeting Date: AUG 03, 2017 Record Date: JUN 06, 2017 Meeting Type: ANNUAL |
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Ticker: EXP
Security ID: 26969P108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Michael R. Nicolais | Management | For | For |
1B | Elect Director Richard R. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EL PASO ELECTRIC COMPANY
Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
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Ticker: EE
Security ID: 283677854 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Palacios, Jr. | Management | For | For |
1.2 | Elect Director Stephen N. Wertheimer | Management | For | For |
1.3 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENGILITY HOLDINGS, INC.
Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL |
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Ticker: EGL
Security ID: 29286C107 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharina G. McFarland | Management | For | For |
1.2 | Elect Director Lynn A. Dugle | Management | For | For |
1.3 | Elect Director Charles S. Ream | Management | For | For |
1.4 | Elect Director David J. Topper | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESH HOSPITALITY, INC.
Meeting Date: MAY 16, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL |
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Ticker:
Security ID: 30224P211 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan S. Halkyard | Management | For | For |
1.2 | Elect Director Douglas G. Geoga | Management | For | For |
1.3 | Elect Director Kapila K. Anand | Management | For | For |
1.4 | Elect Director Neil T. Brown | Management | For | For |
1.5 | Elect Director Steven E. Kent | Management | For | For |
1.6 | Elect Director Lisa Palmer | Management | For | For |
1.7 | Elect Director Bruce N. Haase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
Meeting Date: FEB 08, 2018 Record Date: DEC 20, 2017 Meeting Type: ANNUAL |
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Ticker: ESL
Security ID: 297425100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Delores M. Etter | Management | For | For |
1.2 | Elect Director Mary L. Howell | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
EXTENDED STAY AMERICA, INC.
Meeting Date: MAY 16, 2018 Record Date: APR 05, 2018 Meeting Type: ANNUAL |
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Ticker: STAY
Security ID: 30224P200 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan S. Halkyard | Management | For | For |
1.2 | Elect Director Douglas G. Geoga | Management | For | For |
1.3 | Elect Director Kapila K. Anand | Management | For | For |
1.4 | Elect Director Thomas F. O'Toole | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
1.6 | Elect Director Jodie W. McLean | Management | For | For |
1.7 | Elect Director Ellen Keszler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FEDERAL SIGNAL CORPORATION
Meeting Date: MAY 01, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: FSS
Security ID: 313855108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Goodwin | Management | For | For |
1.2 | Elect Director Bonnie C. Lind | Management | For | For |
1.3 | Elect Director Dennis J. Martin | Management | For | For |
1.4 | Elect Director Richard R. Mudge | Management | For | For |
1.5 | Elect Director William F. Owens | Management | For | For |
1.6 | Elect Director Brenda L. Reichelderfer | Management | For | For |
1.7 | Elect Director Jennifer L. Sherman | Management | For | For |
1.8 | Elect Director John L. Workman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
FIDELITY SOUTHERN CORPORATION
Meeting Date: APR 26, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: LION
Security ID: 316394105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Miller, Jr. | Management | For | For |
1.2 | Elect Director David R. Bockel | Management | For | For |
1.3 | Elect Director Rodney D. Bullard | Management | For | For |
1.4 | Elect Director William Millard Choate | Management | For | For |
1.5 | Elect Director Donald A. Harp, Jr. | Management | For | For |
1.6 | Elect Director Kevin S. King | Management | For | For |
1.7 | Elect Director William C. Lankford, Jr. | Management | For | For |
1.8 | Elect Director Gloria A. O'Neal | Management | For | For |
1.9 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.10 | Elect Director W. Clyde Shepherd, III | Management | For | For |
1.11 | Elect Director Rankin M. Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
FIRST BUSINESS FINANCIAL SERVICES, INC.
Meeting Date: MAY 22, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL |
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Ticker: FBIZ
Security ID: 319390100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Bugher | Management | For | For |
1.2 | Elect Director Corey A. Chambas | Management | For | For |
1.3 | Elect Director John J. Harris | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
GRAHAM CORPORATION
Meeting Date: AUG 03, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL |
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Ticker: GHM
Security ID: 384556106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Barber | Management | For | For |
1.2 | Elect Director Gerard T. Mazurkiewicz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
GRAY TELEVISION, INC.
Meeting Date: MAY 07, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL |
||||
Ticker: GTN
Security ID: 389375106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.2 | Elect Director Howell W. Newton | Management | For | For |
1.3 | Elect Director Richard L. Boger | Management | For | For |
1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
1.5 | Elect Director Luis A. Garcia | Management | For | For |
1.6 | Elect Director Richard B. Hare | Management | For | For |
1.7 | Elect Director Robin R. Howell | Management | For | For |
1.8 | Elect Director Elizabeth R. (Beth) Neuhoff | Management | For | For |
1.9 | Elect Director Hugh E. Norton | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
4 | Amend Bylaws | Shareholder | None | Against |
GREAT WESTERN BANCORP, INC.
Meeting Date: FEB 22, 2018 Record Date: JAN 05, 2018 Meeting Type: ANNUAL |
||||
Ticker: GWB
Security ID: 391416104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Brannen | Management | For | For |
1.2 | Elect Director Thomas Henning | Management | For | For |
1.3 | Elect Director Daniel Rykhus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
HALYARD HEALTH, INC.
Meeting Date: APR 26, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
Ticker: HYH
Security ID: 40650V100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William A. Hawkins | Management | For | For |
1b | Elect Director Gary D. Blackford | Management | For | For |
1c | Elect Director Patrick J. O'Leary | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHCARE REALTY TRUST INCORPORATED
Meeting Date: MAY 08, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL |
||||
Ticker: HR
Security ID: 421946104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Todd J. Meredith | Management | For | For |
1.3 | Elect Director Nancy H. Agee | Management | For | For |
1.4 | Elect Director Edward H. Braman | Management | For | For |
1.5 | Elect Director Peter F. Lyle, Sr. | Management | For | For |
1.6 | Elect Director Edwin B. Morris, III | Management | For | For |
1.7 | Elect Director John Knox Singleton | Management | For | For |
1.8 | Elect Director Bruce D. Sullivan | Management | For | For |
1.9 | Elect Director Christann M. Vasquez | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IBERIABANK CORPORATION
Meeting Date: MAY 09, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL |
||||
Ticker: IBKC
Security ID: 450828108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernest P. Breaux, Jr. | Management | For | For |
1.2 | Elect Director Daryl G. Byrd | Management | For | For |
1.3 | Elect Director John N. Casbon | Management | For | For |
1.4 | Elect Director John E. Koerner, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ICF INTERNATIONAL, INC.
Meeting Date: MAY 31, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL |
||||
Ticker: ICFI
Security ID: 44925C103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eileen O'Shea Auen | Management | For | For |
1.2 | Elect Director Cheryl W. Grise | Management | For | For |
1.3 | Elect Director Randall Mehl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
INDIVIOR PLC
Meeting Date: MAY 16, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL |
||||
Ticker: INDV
Security ID: G4766E108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Howard Pien as Director | Management | For | For |
5 | Re-elect Shaun Thaxter as Director | Management | For | For |
6 | Re-elect Mark Crossley as Director | Management | For | For |
7 | Re-elect Dr Yvonne Greenstreet as Director | Management | For | For |
8 | Re-elect Dr Thomas McLellan as Director | Management | For | For |
9 | Re-elect Tatjana May as Director | Management | For | For |
10 | Re-elect Lorna Parker as Director | Management | For | For |
11 | Re-elect Daniel Phelan as Director | Management | For | For |
12 | Re-elect Christian Schade as Director | Management | For | For |
13 | Re-elect Daniel Tasse as Director | Management | For | For |
14 | Re-elect Lizabeth Zlatkus as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
INVESCO MORTGAGE CAPITAL INC.
Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
||||
Ticker: IVR
Security ID: 46131B100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Day | Management | For | For |
1.2 | Elect Director Carolyn B. Handlon | Management | For | For |
1.3 | Elect Director Edward J. Hardin | Management | For | For |
1.4 | Elect Director James R. Lientz, Jr. | Management | For | For |
1.5 | Elect Director Dennis P. Lockhart | Management | For | For |
1.6 | Elect Director Gregory G. McGreevey | Management | For | For |
1.7 | Elect Director Colin D. Meadows | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
ITT INC.
Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: ITT
Security ID: 45073V108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Orlando D. Ashford | Management | For | For |
1b | Elect Director Geraud Darnis | Management | For | For |
1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
1d | Elect Director Nicholas C. Fanandakis | Management | For | For |
1e | Elect Director Christina A. Gold | Management | For | For |
1f | Elect Director Richard P. Lavin | Management | For | For |
1g | Elect Director Mario Longhi | Management | For | For |
1h | Elect Director Frank T. MacInnis | Management | For | For |
1i | Elect Director Rebecca A. McDonald | Management | For | For |
1j | Elect Director Timothy H. Powers | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | For | For |
JELD-WEN HOLDING, INC.
Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL |
||||
Ticker: JELD
Security ID: 47580P103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirk Hachigian | Management | For | Withhold |
1.2 | Elect Director Anthony Munk | Management | For | Withhold |
1.3 | Elect Director Steven Wynne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
JOHN B. SANFILIPPO & SON, INC.
Meeting Date: NOV 02, 2017 Record Date: SEP 08, 2017 Meeting Type: ANNUAL |
||||
Ticker: JBSS
Security ID: 800422107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim R. Edgar | Management | For | For |
1.2 | Elect Director Ellen C. Taaffe | Management | For | For |
1.3 | Elect Director Daniel M. Wright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
K12 INC.
Meeting Date: DEC 14, 2017 Record Date: OCT 20, 2017 Meeting Type: ANNUAL |
||||
Ticker: LRN
Security ID: 48273U102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aida M. Alvarez | Management | For | For |
1.2 | Elect Director Craig R. Barrett | Management | For | For |
1.3 | Elect Director Guillermo Bron | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director John M. Engler | Management | For | For |
1.6 | Elect Director Steven B. Fink | Management | For | For |
1.7 | Elect Director Liza McFadden | Management | For | For |
1.8 | Elect Director Stuart J. Udell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify BDO USA, LLP as Auditors | Management | For | For |
LEGG MASON, INC.
Meeting Date: JUL 25, 2017 Record Date: MAY 25, 2017 Meeting Type: ANNUAL |
||||
Ticker: LM
Security ID: 524901105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Tianqiao Chen | Management | For | For |
1.3 | Elect Director Wen-Yu "Robert" Chiu | Management | For | For |
1.4 | Elect Director Carol Anthony "John" Davidson | Management | For | For |
1.5 | Elect Director Barry W. Huff | Management | For | For |
1.6 | Elect Director John V. Murphy | Management | For | Withhold |
1.7 | Elect Director W. Allen Reed | Management | For | Withhold |
1.8 | Elect Director Margaret Milner Richardson | Management | For | For |
1.9 | Elect Director Kurt L. Schmoke | Management | For | Withhold |
1.10 | Elect Director Joseph A. Sullivan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
LITTELFUSE, INC.
Meeting Date: APR 27, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL |
||||
Ticker: LFUS
Security ID: 537008104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tzau-Jin (T.J.) Chung | Management | For | For |
1b | Elect Director Cary T. Fu | Management | For | For |
1c | Elect Director Anthony Grillo | Management | For | For |
1d | Elect Director David W. Heinzmann | Management | For | For |
1e | Elect Director Gordon Hunter | Management | For | For |
1f | Elect Director John E. Major | Management | For | For |
1g | Elect Director William P. Noglows | Management | For | For |
1h | Elect Director Ronald L. Schubel | Management | For | For |
1i | Elect Director Nathan Zommer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
M.D.C. HOLDINGS, INC.
Meeting Date: APR 30, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
Ticker: MDC
Security ID: 552676108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond T. Baker | Management | For | Withhold |
1.2 | Elect Director David E. Blackford | Management | For | Withhold |
1.3 | Elect Director Courtney L. Mizel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MAGELLAN HEALTH, INC.
Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: MGLN
Security ID: 559079207 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eran Broshy | Management | For | For |
1.2 | Elect Director Matthew J. Simas | Management | For | For |
1.3 | Elect Director Swati Abbott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MARCUS & MILLICHAP, INC.
Meeting Date: MAY 04, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL |
||||
Ticker: MMI
Security ID: 566324109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas F. McClanahan | Management | For | For |
1.2 | Elect Director William A. Millichap | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
MIDLAND STATES BANCORP, INC.
Meeting Date: FEB 06, 2018 Record Date: JAN 04, 2018 Meeting Type: SPECIAL |
||||
Ticker: MSBI
Security ID: 597742105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
MIDLAND STATES BANCORP, INC.
Meeting Date: MAY 07, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: MSBI
Security ID: 597742105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah A. Golden | Management | For | Against |
1.2 | Elect Director Dwight A. Miller | Management | For | Against |
1.3 | Elect Director Robert F. Schultz | Management | For | Against |
2 | Change Range for Size of the Board | Management | For | For |
3 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
MILACRON HOLDINGS CORP.
Meeting Date: APR 24, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
||||
Ticker: MCRN
Security ID: 59870L106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Gluchowski, Jr. | Management | For | For |
1.2 | Elect Director James M. Kratochvil | Management | For | Withhold |
1.3 | Elect Director David W. Reeder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
MKS INSTRUMENTS, INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL |
||||
Ticker: MKSI
Security ID: 55306N104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald G. Colella | Management | For | For |
1.2 | Elect Director Elizabeth A. Mora | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MOELIS & COMPANY
Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL |
||||
Ticker: MC
Security ID: 60786M105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Moelis | Management | For | Withhold |
1.2 | Elect Director Navid Mahmoodzadegan | Management | For | Withhold |
1.3 | Elect Director Jeffrey Raich | Management | For | Withhold |
1.4 | Elect Director Eric Cantor | Management | For | Withhold |
1.5 | Elect Director J. Richard Leaman, III | Management | For | Withhold |
1.6 | Elect Director John A. Allison, IV | Management | For | For |
1.7 | Elect Director Yvonne Greenstreet | Management | For | For |
1.8 | Elect Director Kenneth L. Shropshire | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
MOVADO GROUP, INC.
Meeting Date: JUN 21, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL |
||||
Ticker: MOV
Security ID: 624580106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret Hayes Adame | Management | For | For |
1.2 | Elect Director Peter A. Bridgman | Management | For | For |
1.3 | Elect Director Richard J. Cote | Management | For | For |
1.4 | Elect Director Alexander Grinberg | Management | For | For |
1.5 | Elect Director Efraim Grinberg | Management | For | For |
1.6 | Elect Director Alan H. Howard | Management | For | For |
1.7 | Elect Director Richard Isserman | Management | For | For |
1.8 | Elect Director Nathan Leventhal | Management | For | For |
1.9 | Elect Director Maurice Reznik | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL HEALTHCARE CORPORATION
Meeting Date: MAY 03, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL |
||||
Ticker: NHC
Security ID: 635906100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Paul Abernathy | Management | For | For |
1.2 | Elect Director Robert G. Adams | Management | For | Against |
NATIONAL PRESTO INDUSTRIES, INC.
Meeting Date: MAY 15, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL |
||||
Ticker: NPK
Security ID: 637215104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Maryjo Cohen | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
NATIONAL STORAGE AFFILIATES TRUST
Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL |
||||
Ticker: NSA
Security ID: 637870106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arlen D. Nordhagen | Management | For | For |
1b | Elect Director George L. Chapman | Management | For | For |
1c | Elect Director Kevin M. Howard | Management | For | For |
1d | Elect Director Paul W. Hylbert, Jr. | Management | For | For |
1e | Elect Director Chad L. Meisinger | Management | For | For |
1f | Elect Director Steven G. Osgood | Management | For | For |
1g | Elect Director Dominic M. Palazzo | Management | For | For |
1h | Elect Director Mark Van Mourick | Management | For | For |
1i | Elect Director Rebecca L. Steinfort | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NAVIENT CORPORATION
Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: NAVI
Security ID: 63938C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anna Escobedo Cabral | Management | For | For |
1b | Elect Director William M. Diefenderfer, III | Management | For | For |
1c | Elect Director Katherine A. Lehman | Management | For | For |
1d | Elect Director Linda A. Mills | Management | For | For |
1e | Elect Director John (Jack) F. Remondi | Management | For | For |
1f | Elect Director Jane J. Thompson | Management | For | For |
1g | Elect Director Laura S. Unger | Management | For | For |
1h | Elect Director Barry L. Williams | Management | For | For |
1i | Elect Director David L. Yowan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Governance Measures Implemented Related to Student Loan Debt | Shareholder | Against | For |
NETSCOUT SYSTEMS, INC.
Meeting Date: SEP 19, 2017 Record Date: JUL 21, 2017 Meeting Type: ANNUAL |
||||
Ticker: NTCT
Security ID: 64115T104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
1.2 | Elect Director Christopher Perretta | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NOMAD FOODS LIMITED
Meeting Date: JUN 14, 2018 Record Date: APR 30, 2018 Meeting Type: ANNUAL |
||||
Ticker: NOMD
Security ID: G6564A105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Martin E. Franklin | Management | For | For |
1b | Elect Director Noam Gottesman | Management | For | For |
1c | Elect Director Ian G.H. Ashken | Management | For | For |
1d | Elect Director Stefan Descheemaeker | Management | For | For |
1e | Elect Director Mohamed Elsarky | Management | For | For |
1f | Elect Director Jeremy Isaacs | Management | For | For |
1g | Elect Director Paul Kenyon | Management | For | For |
1h | Elect Director James E. Lillie | Management | For | For |
1i | Elect Director Lord Myners of Truro | Management | For | For |
1j | Elect Director Victoria Parry | Management | For | For |
1k | Elect Director Simon White | Management | For | For |
1l | Elect Director Samy Zekhout | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
NORTHWESTERN CORPORATION
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: NWE
Security ID: 668074305 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Anthony T. Clark | Management | For | For |
1.3 | Elect Director Dana J. Dykhouse | Management | For | For |
1.4 | Elect Director Jan R. Horsfall | Management | For | For |
1.5 | Elect Director Britt E. Ide | Management | For | For |
1.6 | Elect Director Julia L. Johnson | Management | For | For |
1.7 | Elect Director Linda G. Sullivan | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
OCEANFIRST FINANCIAL CORP.
Meeting Date: OCT 25, 2017 Record Date: SEP 15, 2017 Meeting Type: SPECIAL |
||||
Ticker: OCFC
Security ID: 675234108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
OCEANFIRST FINANCIAL CORP.
Meeting Date: MAY 31, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL |
||||
Ticker: OCFC
Security ID: 675234108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael D. Devlin | Management | For | For |
1.2 | Elect Director Jack M. Farris | Management | For | For |
1.3 | Elect Director Diane F. Rhine | Management | For | For |
1.4 | Elect Director Mark G. Solow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
OPUS BANK
Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: OPB
Security ID: 684000102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Deason | Management | For | For |
1.2 | Elect Director Mark Cicirelli | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
ORBITAL ATK, INC.
Meeting Date: AUG 10, 2017 Record Date: JUN 14, 2017 Meeting Type: ANNUAL |
||||
Ticker: OA
Security ID: 68557N103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Roxanne J. Decyk | Management | For | For |
1c | Elect Director Lennard A. Fisk | Management | For | For |
1d | Elect Director Ronald R. Fogleman | Management | For | For |
1e | Elect Director Ronald T. Kadish | Management | For | For |
1f | Elect Director Tig H. Krekel | Management | For | For |
1g | Elect Director Douglas L. Maine | Management | For | For |
1h | Elect Director Roman Martinez, IV | Management | For | For |
1i | Elect Director Janice I. Obuchowski | Management | For | For |
1j | Elect Director James G. Roche | Management | For | For |
1k | Elect Director Harrison H. Schmitt | Management | For | For |
1l | Elect Director David W. Thompson | Management | For | For |
1m | Elect Director Scott L. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
ORBITAL ATK, INC.
Meeting Date: NOV 29, 2017 Record Date: OCT 10, 2017 Meeting Type: SPECIAL |
||||
Ticker: OA
Security ID: 68557N103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
ORBOTECH LTD.
Meeting Date: JUN 21, 2018 Record Date: MAY 14, 2018 Meeting Type: ANNUAL |
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Ticker: ORBK
Security ID: M75253100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Yochai Richter as Director | Management | For | For |
1.2 | Reelect Yehudit Bronicki as Director | Management | For | For |
1.3 | Reelect Dan Falk as Director | Management | For | For |
1.4 | Reelect Miron Kenneth as Director | Management | For | For |
1.5 | Reelect Jacob Richter as Director | Management | For | For |
1.6 | Reelect Eliezer Tokman as Director | Management | For | For |
1.7 | Reelect Shimon Ullman as Director | Management | For | For |
1.8 | Reelect Arie Weisberg as Director | Management | For | For |
2 | Reelect Avner Hermoni as Director and Approve Director's Remuneration | Management | For | For |
3 | Reappoint Kesselman & Kesselman as Auditors | Management | For | For |
4.1 | Approve Cash and Equity Awards to the Company's CEO | Management | For | For |
4.2 | Approve Cash and Equity Awards to the Company's President and COO | Management | For | For |
5 | Amend Stock Option Plan | Management | For | For |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
B1 | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B2 | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. | Management | None | Against |
B3 | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. | Management | None | Against |
OWENS-ILLINOIS, INC.
Meeting Date: MAY 10, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL |
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Ticker: OI
Security ID: 690768403 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Hardie | Management | For | For |
1.2 | Elect Director Peter S. Hellman | Management | For | For |
1.3 | Elect Director John Humphrey | Management | For | For |
1.4 | Elect Director Anastasia D. Kelly | Management | For | For |
1.5 | Elect Director Andres A. Lopez | Management | For | For |
1.6 | Elect Director John J. McMackin, Jr. | Management | For | For |
1.7 | Elect Director Alan J. Murray | Management | For | For |
1.8 | Elect Director Hari N. Nair | Management | For | For |
1.9 | Elect Director Hugh H. Roberts | Management | For | For |
1.10 | Elect Director Joseph D. Rupp | Management | For | For |
1.11 | Elect Director Carol A. Williams | Management | For | For |
1.12 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date: APR 25, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL |
||||
Ticker: POR
Security ID: 736508847 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John W. Ballantine | Management | For | For |
1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1c | Elect Director Jack E. Davis | Management | For | For |
1d | Elect Director David A. Dietzler | Management | For | For |
1e | Elect Director Kirby A. Dyess | Management | For | For |
1f | Elect Director Mark B. Ganz | Management | For | For |
1g | Elect Director Kathryn J. Jackson | Management | For | For |
1h | Elect Director Neil J. Nelson | Management | For | For |
1i | Elect Director M. Lee Pelton | Management | For | For |
1j | Elect Director Maria M. Pope | Management | For | For |
1k | Elect Director Charles W. Shivery | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
QTS REALTY TRUST, INC.
Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL |
||||
Ticker: QTS
Security ID: 74736A103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chad L. Williams | Management | For | For |
1.2 | Elect Director John W. Barter | Management | For | For |
1.3 | Elect Director William O. Grabe | Management | For | Withhold |
1.4 | Elect Director Catherine R. Kinney | Management | For | For |
1.5 | Elect Director Peter A. Marino | Management | For | For |
1.6 | Elect Director Scott D. Miller | Management | For | For |
1.7 | Elect Director Philip P. Trahanas | Management | For | For |
1.8 | Elect Director Stephen E. Westhead | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
RADIAN GROUP INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL |
||||
Ticker: RDN
Security ID: 750236101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Herbert Wender | Management | For | For |
1b | Elect Director David C. Carney | Management | For | For |
1c | Elect Director Howard B. Culang | Management | For | For |
1d | Elect Director Lisa W. Hess | Management | For | For |
1e | Elect Director Stephen T. Hopkins | Management | For | For |
1f | Elect Director Brian D. Montgomery | Management | For | For |
1g | Elect Director Gaetano Muzio | Management | For | For |
1h | Elect Director Gregory V. Serio | Management | For | For |
1i | Elect Director Noel J. Spiegel | Management | For | For |
1j | Elect Director Richard G. Thornberry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
RE/MAX HOLDINGS, INC.
Meeting Date: MAY 24, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: RMAX
Security ID: 75524W108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gail A. Liniger | Management | For | For |
1.2 | Elect Director Kathleen J. Cunningham | Management | For | For |
1.3 | Elect Director Christine M. Riordan | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL |
||||
Ticker: SAIC
Security ID: 808625107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bedingfield | Management | For | For |
1b | Elect Director Deborah B. Dunie | Management | For | For |
1c | Elect Director John J. Hamre | Management | For | For |
1d | Elect Director Mark J. Johnson | Management | For | For |
1e | Elect Director Timothy J. Mayopoulos | Management | For | For |
1f | Elect Director Anthony J. Moraco | Management | For | For |
1g | Elect Director Donna S. Morea | Management | For | For |
1h | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
1i | Elect Director Steven R. Shane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
SELECT MEDICAL HOLDINGS CORPORATION
Meeting Date: MAY 01, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
||||
Ticker: SEM
Security ID: 81619Q105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Ely, III | Management | For | For |
1.2 | Elect Director Rocco A. Ortenzio | Management | For | For |
1.3 | Elect Director Thomas A. Scully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SILICON MOTION TECHNOLOGY CORPORATION
Meeting Date: SEP 27, 2017 Record Date: AUG 10, 2017 Meeting Type: ANNUAL |
||||
Ticker: SIMO
Security ID: 82706C108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lien-Chun Liu as Director | Management | For | For |
2 | Approve Appointment of Deloitte & Touche as Independent Auditor | Management | For | For |
SM ENERGY COMPANY
Meeting Date: MAY 22, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL |
||||
Ticker: SM
Security ID: 78454L100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry W. Bickle | Management | For | For |
1.2 | Elect Director Stephen R. Brand | Management | For | For |
1.3 | Elect Director Loren M. Leiker | Management | For | For |
1.4 | Elect Director Javan D. Ottoson | Management | For | For |
1.5 | Elect Director Ramiro G. Peru | Management | For | For |
1.6 | Elect Director Julio M. Quintana | Management | For | For |
1.7 | Elect Director Rose M. Robeson | Management | For | For |
1.8 | Elect Director William D. Sullivan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SRC ENERGY INC.
Meeting Date: MAY 18, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL |
||||
Ticker: SRCI
Security ID: 78470V108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn A. Peterson | Management | For | For |
1.2 | Elect Director Jack N. Aydin | Management | For | For |
1.3 | Elect Director Daniel E. Kelly | Management | For | For |
1.4 | Elect Director Paul J. Korus | Management | For | For |
1.5 | Elect Director Raymond E. McElhaney | Management | For | For |
1.6 | Elect Director Jennifer S. Zucker | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
SUPERIOR ENERGY SERVICES, INC.
Meeting Date: MAY 22, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL |
||||
Ticker: SPN
Security ID: 868157108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director David D. Dunlap | Management | For | For |
1.3 | Elect Director James M. Funk | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director Peter D. Kinnear | Management | For | For |
1.6 | Elect Director Janiece M. Longoria | Management | For | For |
1.7 | Elect Director Michael M. McShane | Management | For | For |
1.8 | Elect Director W. Matt Ralls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SYNNEX CORPORATION
Meeting Date: MAR 20, 2018 Record Date: FEB 06, 2018 Meeting Type: ANNUAL |
||||
Ticker: SNX
Security ID: 87162W100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight Steffensen | Management | For | For |
1.2 | Elect Director Kevin Murai | Management | For | For |
1.3 | Elect Director Dennis Polk | Management | For | For |
1.4 | Elect Director Fred Breidenbach | Management | For | For |
1.5 | Elect Director Hau Lee | Management | For | For |
1.6 | Elect Director Matthew Miau | Management | For | Withhold |
1.7 | Elect Director Gregory Quesnel | Management | For | For |
1.8 | Elect Director Ann Vezina | Management | For | For |
1.9 | Elect Director Thomas Wurster | Management | For | For |
1.10 | Elect Director Duane Zitzner | Management | For | For |
1.11 | Elect Director Andrea Zulberti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
TCF FINANCIAL CORPORATION
Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL |
||||
Ticker: TCF
Security ID: 872275102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Bell | Management | For | For |
1.2 | Elect Director William F. Bieber | Management | For | For |
1.3 | Elect Director Theodore J. Bigos | Management | For | For |
1.4 | Elect Director Craig R. Dahl | Management | For | For |
1.5 | Elect Director Karen L. Grandstrand | Management | For | For |
1.6 | Elect Director Thomas F. Jasper | Management | For | For |
1.7 | Elect Director George G. Johnson | Management | For | For |
1.8 | Elect Director Richard H. King | Management | For | For |
1.9 | Elect Director Vance K. Opperman | Management | For | For |
1.10 | Elect Director James M. Ramstad | Management | For | For |
1.11 | Elect Director Roger J. Sit | Management | For | For |
1.12 | Elect Director Julie H. Sullivan | Management | For | For |
1.13 | Elect Director Barry N. Winslow | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Remuneration of Non-Employee Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
THE HANOVER INSURANCE GROUP, INC.
Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
||||
Ticker: THG
Security ID: 410867105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Kevin Condron | Management | For | For |
1.2 | Elect Director Kevin J. Bradicich | Management | For | For |
1.3 | Elect Director Cynthia L. Egan | Management | For | For |
1.4 | Elect Director Harriett 'Tee' Taggart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
THE MEDICINES COMPANY
Meeting Date: MAY 31, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL |
||||
Ticker: MDCO
Security ID: 584688105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Alexander J. Denner | Management | For | For |
1B | Elect Director Fredric N. Eshelman | Management | For | For |
1C | Elect Director Geno J. Germano | Management | For | For |
1D | Elect Director John C. Kelly | Management | For | For |
1E | Elect Director Clive A. Meanwell | Management | For | For |
1F | Elect Director Paris Panayiotopoulos | Management | For | For |
1G | Elect Director Sarah J. Schlesinger | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
THE STARS GROUP INC.
Meeting Date: MAY 10, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: TSGI
Security ID: 85570W100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Divyesh (Dave) Gadhia | Management | For | For |
1.2 | Elect Director Rafael (Rafi) Ashkenazi | Management | For | For |
1.3 | Elect Director Harlan Goodson | Management | For | For |
1.4 | Elect Director Alfred F. Hurley, Jr. | Management | For | For |
1.5 | Elect Director David Lazzarato | Management | For | For |
1.6 | Elect Director Mary Turner | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Equity Incentive Plan | Management | For | Against |
THOR INDUSTRIES, INC.
Meeting Date: DEC 12, 2017 Record Date: OCT 16, 2017 Meeting Type: ANNUAL |
||||
Ticker: THO
Security ID: 885160101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan H. Suwinski | Management | For | For |
1.2 | Elect Director J. Allen Kosowsky | Management | For | For |
1.3 | Elect Director Wilson Jones | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TITAN INTERNATIONAL, INC.
Meeting Date: JUN 12, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: TWI
Security ID: 88830M102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard 'Dick' M. Cashin Jr. | Management | For | For |
1.2 | Elect Director Gary L. Cowger | Management | For | For |
1.3 | Elect Director Albert J. Febbo | Management | For | For |
1.4 | Elect Director Peter B. McNitt | Management | For | For |
1.5 | Elect Director Mark H. Rachesky | Management | For | For |
1.6 | Elect Director Paul G. Reitz | Management | For | For |
1.7 | Elect Director Anthony L. Soave | Management | For | For |
1.8 | Elect Director Maurice M. Taylor, Jr. | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRAVELPORT WORLDWIDE LIMITED
Meeting Date: JUN 27, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL |
||||
Ticker: TVPT
Security ID: G9019D104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Steenland | Management | For | For |
1b | Elect Director Gordon A. Wilson | Management | For | For |
1c | Elect Director Elizabeth L. Buse | Management | For | For |
1d | Elect Director Steven R. Chambers | Management | For | For |
1e | Elect Director Michael J. Durham | Management | For | For |
1f | Elect Director Scott E. Forbes | Management | For | For |
1g | Elect Director Douglas A. Hacker | Management | For | For |
1h | Elect Director John B. Smith | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TUTOR PERINI CORPORATION
Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL |
||||
Ticker: TPC
Security ID: 901109108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald N. Tutor | Management | For | For |
1.2 | Elect Director Peter Arkley | Management | For | Withhold |
1.3 | Elect Director Sidney J. Feltenstein | Management | For | For |
1.4 | Elect Director James A. Frost | Management | For | For |
1.5 | Elect Director Michael Horodniceanu | Management | For | For |
1.6 | Elect Director Michael R. Klein | Management | For | Withhold |
1.7 | Elect Director Robert C. Lieber | Management | For | For |
1.8 | Elect Director Dennis D. Oklak | Management | For | For |
1.9 | Elect Director Raymond R. Oneglia | Management | For | For |
1.10 | Elect Director Dale Anne Reiss | Management | For | For |
1.11 | Elect Director Donald D. Snyder | Management | For | Withhold |
1.12 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
UMPQUA HOLDINGS CORPORATION
Meeting Date: APR 18, 2018 Record Date: FEB 09, 2018 Meeting Type: ANNUAL |
||||
Ticker: UMPQ
Security ID: 904214103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Y. Fowler | Management | For | For |
1.2 | Elect Director Stephen M. Gambee | Management | For | For |
1.3 | Elect Director James S. Greene | Management | For | For |
1.4 | Elect Director Luis F. Machuca | Management | For | For |
1.5 | Elect Director Cort L. O'Haver | Management | For | For |
1.6 | Elect Director Maria M. Pope | Management | For | For |
1.7 | Elect Director John F. Schultz | Management | For | For |
1.8 | Elect Director Susan F. Stevens | Management | For | For |
1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
1.10 | Elect Director Bryan L. Timm | Management | For | For |
2 | Ratify Moss Adams LLP as Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITI GROUP INC.
Meeting Date: MAY 17, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL |
||||
Ticker: UNIT
Security ID: 91325V108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jennifer S. Banner | Management | For | For |
1b | Elect Director Scott G. Bruce | Management | For | For |
1c | Elect Director Francis X. ("Skip") Frantz | Management | For | For |
1d | Elect Director Andrew Frey | Management | For | For |
1e | Elect Director Kenneth A. Gunderman | Management | For | For |
1f | Elect Director David L. Solomon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Charter to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
UNIVERSAL FOREST PRODUCTS, INC.
Meeting Date: APR 18, 2018 Record Date: FEB 21, 2018 Meeting Type: ANNUAL |
||||
Ticker: UFPI
Security ID: 913543104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Matthew J. Missad | Management | For | For |
1b | Elect Director Thomas W. Rhodes | Management | For | For |
1c | Elect Director Brian C. Walker | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VSE CORPORATION
Meeting Date: APR 30, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
||||
Ticker: VSEC
Security ID: 918284100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph E. Eberhart | Management | For | For |
1.2 | Elect Director Mark E. Ferguson, III | Management | For | For |
1.3 | Elect Director Maurice A. Gauthier | Management | For | For |
1.4 | Elect Director Calvin S. Koonce | Management | For | For |
1.5 | Elect Director James F. Lafond | Management | For | For |
1.6 | Elect Director John E. 'Jack' Potter | Management | For | For |
1.7 | Elect Director Jack Stultz | Management | For | For |
1.8 | Elect Director Bonnie K. Wachtel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WABASH NATIONAL CORPORATION
Meeting Date: MAY 16, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL |
||||
Ticker: WNC
Security ID: 929566107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Giromini | Management | For | For |
1b | Elect Director Martin C. Jischke | Management | For | For |
1c | Elect Director John G. Boss | Management | For | For |
1d | Elect Director John E. Kunz | Management | For | For |
1e | Elect Director Larry J. Magee | Management | For | For |
1f | Elect Director Ann D. Murtlow | Management | For | For |
1g | Elect Director Scott K. Sorensen | Management | For | For |
1h | Elect Director Brent L. Yeagy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
WEATHERFORD INTERNATIONAL PLC
Meeting Date: APR 27, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL |
||||
Ticker: WFT
Security ID: G48833100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mohamed A. Awad | Management | For | For |
1b | Elect Director Roxanne J. Decyk | Management | For | For |
1c | Elect Director John D. Gass | Management | For | For |
1d | Elect Director Emyr Jones Parry | Management | For | For |
1e | Elect Director Francis S. Kalman | Management | For | For |
1f | Elect Director David S. King | Management | For | For |
1g | Elect Director William E. Macaulay | Management | For | For |
1h | Elect Director Mark A. McCollum | Management | For | For |
1i | Elect Director Angela A. Minas | Management | For | For |
1j | Elect Director Guillermo Ortiz | Management | For | Against |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEB.COM GROUP, INC.
Meeting Date: MAY 09, 2018 Record Date: MAR 14, 2018 Meeting Type: ANNUAL |
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Ticker: WEB
Security ID: 94733A104 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy P. Cost | Management | For | For |
1.2 | Elect Director Hugh M. Durden | Management | For | For |
1.3 | Elect Director Deborah H. Quazzo | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WERNER ENTERPRISES, INC.
Meeting Date: MAY 08, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL |
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Ticker: WERN
Security ID: 950755108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence L. Werner | Management | For | For |
1.2 | Elect Director Patrick J. Jung | Management | For | For |
1.3 | Elect Director Michael L. Gallagher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
YRC WORLDWIDE INC.
Meeting Date: MAY 01, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL |
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Ticker: YRCW
Security ID: 984249607 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond J. Bromark | Management | For | For |
1.2 | Elect Director Matthew A. Doheny | Management | For | For |
1.3 | Elect Director Robert L. Friedman | Management | For | For |
1.4 | Elect Director James E. Hoffman | Management | For | For |
1.5 | Elect Director Michael J. Kneeland | Management | For | For |
1.6 | Elect Director James L. Welch | Management | For | For |
1.7 | Elect Director James F. Winestock | Management | For | For |
1.8 | Elect Director Patricia M. Nazemetz | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Small Cap Value Fund |
By: | Arthur P. Steinmetz* |
Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 20, 2018
*By: | /s/ Taylor V. Edwards | |
------------------------------------------ | ||
Taylor V. Edwards, Attorney in Fact |