0000728889-17-001534.txt : 20170829 0000728889-17-001534.hdr.sgml : 20170829 20170829154611 ACCESSION NUMBER: 0000728889-17-001534 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170829 DATE AS OF CHANGE: 20170829 EFFECTIVENESS DATE: 20170829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer Small Cap Value Fund CENTRAL INDEX KEY: 0001651634 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23090 FILM NUMBER: 171057837 BUSINESS ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 BUSINESS PHONE: 303-768-3200 MAIL ADDRESS: STREET 1: 6803 SOUTH TUCSON WAY CITY: CENTENNIAL STATE: CO ZIP: 80112-3924 FORMER COMPANY: FORMER CONFORMED NAME: Oppenheimer Small-Cap Value Fund DATE OF NAME CHANGE: 20150824 0001651634 S000051604 Oppenheimer Small Cap Value Fund C000162352 A C000162353 C C000162354 I C000162355 R C000162356 Y N-PX 1 npxfiling.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

 

Investment Company Act file number: 811-23090
   
Exact name of registrant as specified in charter: Oppenheimer Small Cap Value Fund
   
Address of principal executive offices: 6803 South Tucson Way
  Centennial, CO 80112-3924
   
Name and address of agent for service: Cynthia Lo Bessette,
  Executive Vice President & General Counsel
  OFI Global Asset Management, Inc.
  225 Liberty Street
  New York, NY 10281-1008
   
Registrant's telephone number, including area code: 303-768-3200
   
Date of fiscal year end: 4/30
   
Date of reporting period: 07/01/2016-06/30/2017

 

Item 1.

 

FORM N-PX



ICA File Number:  811-23090

Registrant Name:  Oppenheimer Small Cap Value Fund

Reporting Period:  07/01/2016 - 06/30/2017


Oppenheimer Small Cap Value Fund

 
ALLETE, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  ALE
Security ID:  018522300
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Kathryn W. Dindo Management For For
1b Elect Director Sidney W. Emery, Jr. Management For For
1c Elect Director George G. Goldfarb Management For For
1d Elect Director James S. Haines, Jr. Management For For
1e Elect Director Alan R. Hodnik Management For For
1f Elect Director James J. Hoolihan Management For For
1g Elect Director Heidi E. Jimmerson Management For For
1h Elect Director Madeleine W. Ludlow Management For For
1i Elect Director Douglas C. Neve Management For For
1j Elect Director Leonard C. Rodman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
ALMOST FAMILY, INC.
Meeting Date:  MAY 08, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  AFAM
Security ID:  020409108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William B. Yarmuth Management For For
1.2 Elect Director Steven B. Bing Management For For
1.3 Elect Director Donald G. McClinton Management For For
1.4 Elect Director Tyree G. Wilburn Management For For
1.5 Elect Director Jonathan D. Goldberg Management For For
1.6 Elect Director W. Earl Reed, III Management For For
1.7 Elect Director Henry M. Altman, Jr. Management For Withhold
2 Approve Omnibus Stock Plan Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
ASSOCIATED BANC-CORP
Meeting Date:  APR 25, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  ASB
Security ID:  045487105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John F. Bergstrom Management For For
1.2 Elect Director Philip B. Flynn Management For For
1.3 Elect Director R. Jay Gerken Management For For
1.4 Elect Director Judith P. Greffin Management For For
1.5 Elect Director William R. Hutchinson Management For For
1.6 Elect Director Robert A. Jeffe Management For For
1.7 Elect Director Eileen A. Kamerick Management For For
1.8 Elect Director Gale E. Klappa Management For For
1.9 Elect Director Richard T. Lommen Management For For
1.10 Elect Director Cory L. Nettles Management For For
1.11 Elect Director Karen T. van Lith Management For For
1.12 Elect Director John (Jay) B. Williams Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify KPMG LLP as Auditors Management For For
 
ASTEC INDUSTRIES, INC.
Meeting Date:  APR 27, 2017
Record Date:  FEB 17, 2017
Meeting Type:  ANNUAL
Ticker:  ASTE
Security ID:  046224101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William D. Gehl Management For For
1.2 Elect Director William G. Dorey Management For For
1.3 Elect Director Charles F. Potts Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
AZZ INC.
Meeting Date:  JUL 12, 2016
Record Date:  MAY 09, 2016
Meeting Type:  ANNUAL
Ticker:  AZZ
Security ID:  002474104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Daniel E. Berce Management For For
1.2 Elect Director H. Kirk Downey Management For For
1.3 Elect Director Paul Eisman Management For For
1.4 Elect Director Daniel R. Feehan Management For For
1.5 Elect Director Thomas E. Ferguson Management For For
1.6 Elect Director Kevern R. Joyce Management For For
1.7 Elect Director Venita McCellon - Allen Management For For
1.8 Elect Director Stephen E. Pirnat Management For For
1.9 Elect Director Steven R. Purvis Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify BDO USA, LLP as Auditors Management For For
 
B&G FOODS, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  BGS
Security ID:  05508R106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director DeAnn L. Brunts Management For For
1.2 Elect Director Robert C. Cantwell Management For For
1.3 Elect Director Charles F. Marcy Management For For
1.4 Elect Director Dennis M. Mullen Management For For
1.5 Elect Director Cheryl M. Palmer Management For For
1.6 Elect Director Alfred Poe Management For For
1.7 Elect Director Stephen C. Sherrill Management For For
1.8 Elect Director David L. Wenner Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Amend Omnibus Stock Plan Management For For
 
BANCORPSOUTH, INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  BXS
Security ID:  059692103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gus J. Blass, III Management For For
1.2 Elect Director Shannon A. Brown Management For For
1.3 Elect Director Deborah M. Cannon Management For For
1.4 Elect Director Warren A. Hood, Jr. Management For For
1.5 Elect Director Larry G. Kirk Management For For
1.6 Elect Director Guy W. Mitchell, III Management For Withhold
1.7 Elect Director Alan W. Perry Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
BELDEN INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  BDC
Security ID:  077454106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David J. Aldrich Management For Against
1.2 Elect Director Lance C. Balk Management For Against
1.3 Elect Director Steven W. Berglund Management For Against
1.4 Elect Director Judy L. Brown Management For Against
1.5 Elect Director Bryan C. Cressey Management For Against
1.6 Elect Director Jonathan C. Klein Management For Against
1.7 Elect Director George E. Minnich Management For Against
1.8 Elect Director John M. Monter Management For Against
1.9 Elect Director John S. Stroup Management For Against
2 Ratify Ernst & Young as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
BLACKHAWK NETWORK HOLDINGS, INC.
Meeting Date:  JUN 09, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  HAWK
Security ID:  09238E104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Anil D. Aggarwal Management For For
1.2 Elect Director Richard H. Bard Management For For
1.3 Elect Director Thomas Barnds Management For For
1.4 Elect Director Steven A. Burd Management For For
1.5 Elect Director Robert L. Edwards Management For Withhold
1.6 Elect Director Jeffrey H. Fox Management For For
1.7 Elect Director Mohan Gyani Management For For
1.8 Elect Director Paul Hazen Management For For
1.9 Elect Director Robert B. Henske Management For For
1.10 Elect Director Talbott Roche Management For For
1.11 Elect Director Arun Sarin Management For For
1.12 Elect Director William Y. Tauscher Management For For
1.13 Elect Director Jane J. Thompson Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For Against
 
BRINKER INTERNATIONAL, INC.
Meeting Date:  NOV 16, 2016
Record Date:  SEP 19, 2016
Meeting Type:  ANNUAL
Ticker:  EAT
Security ID:  109641100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Elaine L. Boltz Management For For
1b Elect Director Joseph M. DePinto Management For For
1c Elect Director Harriet Edelman Management For For
1d Elect Director Michael A. George Management For For
1e Elect Director William T. Giles Management For For
1f Elect Director Gerardo I. Lopez Management For For
1g Elect Director George R. Mrkonic Management For For
1h Elect Director Jose Luis Prado Management For For
1i Elect Director Wyman T. Roberts Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
CHEMICAL FINANCIAL CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  CHFC
Security ID:  163731102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James R. Fitterling Management For For
1.2 Elect Director Ronald A. Klein Management For For
1.3 Elect Director Richard M. Lievense Management For For
1.4 Elect Director Barbara J. Mahone Management For For
1.5 Elect Director John E. Pelizzari Management For For
1.6 Elect Director David T. Provost Management For For
1.7 Elect Director David B. Ramaker Management For For
1.8 Elect Director Larry D. Stauffer Management For For
1.9 Elect Director Jeffrey L. Tate Management For For
1.10 Elect Director Gary Torgow Management For For
1.11 Elect Director Arthur A. Weiss Management For For
1.12 Elect Director Franklin C. Wheatlake Management For For
2 Increase Authorized Common Stock Management For For
3 Approve Omnibus Stock Plan Management For For
4 Ratify KPMG LLP as Auditors Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
CHICO'S FAS, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  CHS
Security ID:  168615102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David F. Walker Management For For
1b Elect Director John J. Mahoney Management For For
1c Elect Director Stephen E. Watson Management For For
1d Elect Director Deborah L. Kerr Management For For
2 Ratify Ernst & Young, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
CNO FINANCIAL GROUP, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  CNO
Security ID:  12621E103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Edward J. Bonach Management For For
1B Elect Director Ellyn L. Brown Management For For
1C Elect Director Stephen N. David Management For For
1D Elect Director Robert C. Greving Management For For
1E Elect Director Mary R. (Nina) Henderson Management For For
1F Elect Director Charles J. Jacklin Management For For
1G Elect Director Daniel R. Maurer Management For For
1H Elect Director Neal C. Schneider Management For For
1I Elect Director Frederick J. Sievert Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
DCT INDUSTRIAL TRUST INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  DCT
Security ID:  233153204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Philip L. Hawkins Management For For
1b Elect Director Marilyn A. Alexander Management For For
1c Elect Director Thomas F. August Management For For
1d Elect Director John S. Gates, Jr. Management For For
1e Elect Director Raymond B. Greer Management For For
1f Elect Director Tripp H. Hardin Management For For
1g Elect Director Tobias Hartmann Management For For
1h Elect Director John C. O'Keeffe Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Require Majority Vote of the Outstanding Shares to Amend Bylaws Management For For
5 Ratify Ernst & Young LLP as Auditors Management For For
 
DEL TACO RESTAURANTS, INC.
Meeting Date:  MAY 25, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  TACO
Security ID:  245496104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Lawrence F. Levy Management For For
1.2 Elect Director Eileen Aptman Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
 
DELEK US HOLDINGS, INC.
Meeting Date:  MAY 08, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  DK
Security ID:  246647101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ezra Uzi Yemin Management For For
1.2 Elect Director William J. Finnerty Management For For
1.3 Elect Director Carlos E. Jorda Management For For
1.4 Elect Director Charles H. Leonard Management For For
1.5 Elect Director Gary M. Sullivan, Jr. Management For For
1.6 Elect Director Shlomo Zohar Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
DELEK US HOLDINGS, INC.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 26, 2017
Meeting Type:  SPECIAL
Ticker:  DK
Security ID:  246647101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Acquisition Management For For
2 Adjourn Meeting Management For For
 
DIAMONDROCK HOSPITALITY COMPANY
Meeting Date:  MAY 02, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  DRH
Security ID:  252784301
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director William W. McCarten Management For For
1.2 Elect Director Daniel J. Altobello Management For For
1.3 Elect Director Timothy R. Chi Management For For
1.4 Elect Director Maureen L. McAvey Management For For
1.5 Elect Director Gilbert T. Ray Management For For
1.6 Elect Director William J. Shaw Management For For
1.7 Elect Director Bruce D. Wardinski Management For For
1.8 Elect Director Mark W. Brugger Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
DOLBY LABORATORIES, INC.
Meeting Date:  FEB 07, 2017
Record Date:  DEC 12, 2016
Meeting Type:  ANNUAL
Ticker:  DLB
Security ID:  25659T107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kevin Yeaman Management For For
1.2 Elect Director Peter Gotcher Management For For
1.3 Elect Director Micheline Chau Management For For
1.4 Elect Director David Dolby Management For For
1.5 Elect Director Nicholas Donatiello, Jr. Management For For
1.6 Elect Director N. William Jasper, Jr. Management For For
1.7 Elect Director Simon Segars Management For For
1.8 Elect Director Roger Siboni Management For For
1.9 Elect Director Avadis Tevanian, Jr. Management For For
2 Amend Omnibus Stock Plan Management For Against
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify KPMG LLP as Auditors Management For For
 
DUPONT FABROS TECHNOLOGY, INC.
Meeting Date:  JUN 12, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  DFT
Security ID:  26613Q106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael A. Coke Management For For
1.2 Elect Director Lammot J. du Pont Management For For
1.3 Elect Director Thomas D. Eckert Management For For
1.4 Elect Director Christopher P. Eldredge Management For For
1.5 Elect Director Frederic V. Malek Management For For
1.6 Elect Director John T. Roberts, Jr. Management For For
1.7 Elect Director Mary M. Styer Management For For
1.8 Elect Director John H. Toole Management For For
2 Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws Management For For
3 Amend Omnibus Stock Plan Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
6 Ratify Ernst & Young LLP as Auditors Management For For
 
EAGLE MATERIALS INC.
Meeting Date:  AUG 04, 2016
Record Date:  JUN 08, 2016
Meeting Type:  ANNUAL
Ticker:  EXP
Security ID:  26969P108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1A Elect Director Martin M. Ellen Management For For
1B Elect Director David B. Powers Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Ratify Ernst & Young LLP as Auditors Management For For
 
EL PASO ELECTRIC COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  EE
Security ID:  283677854
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Catherine A. Allen Management For For
1.2 Elect Director Edward Escudero Management For For
1.3 Elect Director Eric B. Siegel Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ELDORADO GOLD CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  ELD
Security ID:  284902103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director George Albino Management For For
1.2 Elect Director George Burns Management For For
1.3 Elect Director Pamela M. Gibson Management For For
1.4 Elect Director Robert R. Gilmore Management For For
1.5 Elect Director Geoffrey A. Handley Management For For
1.6 Elect Director Michael A. Price Management For For
1.7 Elect Director Steven P. Reid Management For For
1.8 Elect Director Jonathan A. Rubenstein Management For For
1.9 Elect Director John Webster Management For For
1.10 Elect Director Paul N. Wright Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Authorize Board to Fix Remuneration of Auditors Management For For
4 Advisory Vote on Executive Compensation Approach Management For Against
 
ENERGY RECOVERY, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  ERII
Security ID:  29270J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Alexander J. Buehler Management For For
1.2 Elect Director Robert Y.L. Mao Management For For
2 Ratify BDO USA, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
ESH HOSPITALITY, INC.
Meeting Date:  MAY 17, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  
Security ID:  30224P211
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gerardo I. Lopez Management For For
1.2 Elect Director Douglas G. Geoga Management For For
1.3 Elect Director Kapila K. Anand Management For For
1.4 Elect Director Neil Brown Management For For
1.5 Elect Director Steven Kent Management For For
1.6 Elect Director Lisa Palmer Management For For
1.7 Elect Director Adam M. Burinescu Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
ESTERLINE TECHNOLOGIES CORPORATION
Meeting Date:  FEB 09, 2017
Record Date:  DEC 14, 2016
Meeting Type:  ANNUAL
Ticker:  ESL
Security ID:  297425100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael J. Cave Management For For
1.2 Elect Director Anthony P. Franceschini Management For For
1.3 Elect Director Nils E. Larsen Management For For
2 Amend Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify Ernst & Young LLP as Auditors Management For For
 
EXTENDED STAY AMERICA, INC.
Meeting Date:  MAY 17, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  STAY
Security ID:  30224P200
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gerardo I. Lopez Management For For
1.2 Elect Director Douglas G. Geoga Management For For
1.3 Elect Director Kapila K. Anand Management For For
1.4 Elect Director Thomas F. O'Toole Management For For
1.5 Elect Director Richard F. Wallman Management For For
1.6 Elect Director Michael A. Barr Management For Withhold
1.7 Elect Director William J. Stein Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
 
FEDERAL SIGNAL CORPORATION
Meeting Date:  APR 21, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  FSS
Security ID:  313855108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James E. Goodwin Management For For
1.2 Elect Director Paul W. Jones Management For For
1.3 Elect Director Bonnie C. Lind Management For For
1.4 Elect Director Dennis J. Martin Management For For
1.5 Elect Director Richard R. Mudge Management For For
1.6 Elect Director William F. Owens Management For For
1.7 Elect Director Brenda L. Reichelderfer Management For For
1.8 Elect Director Jennifer L. Sherman Management For For
1.9 Elect Director John L. Workman Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
FIRST BUSINESS FINANCIAL SERVICES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  FBIZ
Security ID:  319390100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jerome J. Smith Management For For
1.2 Elect Director Gerald L. Kilcoyne Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify KPMG LLP as Auditors Management For For
 
FIRST INTERSTATE BANCSYSTEM, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  FIBK
Security ID:  32055Y201
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Approval of the Amended and Restated Articles of Incorporation of First Interstate BancSystem, Inc. Management For For
3 Adjourn Meeting Management For For
4.1 Elect Director Steven J. Corning Management For For
4.2 Elect Director Dana L. Crandall Management For For
4.3 Elect Director Charles E. Hart Management For For
4.4 Elect Director Peter I. Wold Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Advisory Vote on Say on Pay Frequency Management Two Years One Year
7 Ratify RSM US LLP as Auditors Management For For
8 Amend Bylaws Management For For
 
GENESEE & WYOMING INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  GWR
Security ID:  371559105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John C. Hellmann Management For For
1.2 Elect Director Albert J. Neupaver Management For For
1.3 Elect Director Joseph H. Pyne Management For For
1.4 Elect Director Hunter C. Smith Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
GLACIER BANCORP, INC.
Meeting Date:  APR 26, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  GBCI
Security ID:  37637Q105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael J. Blodnick Management For For
1.2 Elect Director Randall M. Chesler Management For For
1.3 Elect Director Sherry L. Cladouhos Management For For
1.4 Elect Director James M. English Management For For
1.5 Elect Director Annie M. Goodwin Management For For
1.6 Elect Director Dallas I. Herron Management For For
1.7 Elect Director Craig A. Langel Management For For
1.8 Elect Director Douglas J. McBride Management For For
1.9 Elect Director John W. Murdoch Management For For
1.10 Elect Director Mark J. Semmens Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify BKD, LLP as Auditors Management For For
 
GRAN TIERRA ENERGY INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  GTE
Security ID:  38500T101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gary S. Guidry Management For For
1.2 Elect Director Peter J. Dey Management For For
1.3 Elect Director Evan Hazell Management For For
1.4 Elect Director Robert B. Hodgins Management For For
1.5 Elect Director Ronald Royal Management For For
1.6 Elect Director David P. Smith Management For For
1.7 Elect Director Brooke Wade Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
GRAY TELEVISION, INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  GTN
Security ID:  389375106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Hilton H. Howell, Jr. Management For For
1.2 Elect Director Howell W. Newton Management For For
1.3 Elect Director Richard L. Boger Management For For
1.4 Elect Director T.L. (Gene) Elder Management For For
1.5 Elect Director Robin R. Howell Management For For
1.6 Elect Director Luis A. Garcia Management For For
1.7 Elect Director Richard B. Hare Management For For
1.8 Elect Director Elizabeth R. (Beth) Neuhoff Management For For
1.9 Elect Director Hugh E. Norton Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Approve Omnibus Stock Plan Management For Against
5 Ratify RSM US LLP as Auditors Management For For
 
GREAT WESTERN BANCORP, INC.
Meeting Date:  FEB 27, 2017
Record Date:  JAN 06, 2017
Meeting Type:  ANNUAL
Ticker:  GWB
Security ID:  391416104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Stephen Lacy Management For For
1.2 Elect Director Frances Grieb Management For For
1.3 Elect Director James Israel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
HALYARD HEALTH, INC.
Meeting Date:  APR 27, 2017
Record Date:  MAR 03, 2017
Meeting Type:  ANNUAL
Ticker:  HYH
Security ID:  40650V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert E. Abernathy Management For For
1b Elect Director Ronald W. Dollens Management For For
1c Elect Director Heidi K. Kunz Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
HANMI FINANCIAL CORPORATION
Meeting Date:  MAY 17, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL
Ticker:  HAFC
Security ID:  410495204
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John J. Ahn Management For For
1b Elect Director Christie K. Chu Management For For
1c Elect Director Harry Chung Management For For
1d Elect Director C. G. Kum Management For For
1e Elect Director Joseph K. Rho Management For For
1f Elect Director David L. Rosenblum Management For For
1g Elect Director Thomas J. Williams Management For For
1h Elect Director Michael Yang Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
HEALTHCARE REALTY TRUST INCORPORATED
Meeting Date:  MAY 02, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  HR
Security ID:  421946104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David R. Emery Management For For
1.2 Elect Director Todd J. Meredith Management For For
1.3 Elect Director Nancy H. Agee Management For For
1.4 Elect Director Charles Raymond Fernandez Management For For
1.5 Elect Director Peter F. Lyle, Sr. Management For For
1.6 Elect Director Edwin B. Morris, III Management For For
1.7 Elect Director John Knox Singleton Management For For
1.8 Elect Director Bruce D. Sullivan Management For For
1.9 Elect Director Christann M. Vasquez Management For For
2 Increase Authorized Common Stock Management For For
3 Ratify BDO USA, LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
HENNESSY CAPITAL ACQUISITION CORP. II
Meeting Date:  FEB 27, 2017
Record Date:  JAN 31, 2017
Meeting Type:  SPECIAL
Ticker:  HCAC
Security ID:  42588J100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve SPAC Transaction Management For For
A1 If you wish to Exercise your Redemption Rights, you should vote FOR this proposal. If you wish not to Exercise your Redemption Rights, you should vote AGAINST Management None Against
A2 If you Certify that you are Not Acting in Concert, or as a Group, in Connection with the Proposed Business Combination, you should vote FOR this proposal. If you are Acting in Concert, vote AGAINST Management None For
2 Increase Authorized Preferred and Common Stock Management For For
3 Classify the Board of Directors Management For Against
4 Approve Additional Amendments to Existing Charter in Connection with the Business Combination Management For For
5.1 Elect Director Daniel J. Hennessy Management For Withhold
5.2 Elect Director Don R. Daseke Management For Withhold
5.3 Elect Director Mark Sinclair Management For Withhold
6 Approve Omnibus Stock Plan Management For For
7 Approve Issuance of Shares in Connection with the Business Combination Management For For
8 Adjourn Meeting Management For Against
 
HORACE MANN EDUCATORS CORPORATION
Meeting Date:  MAY 24, 2017
Record Date:  MAR 28, 2017
Meeting Type:  ANNUAL
Ticker:  HMN
Security ID:  440327104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Daniel A. Domenech Management For For
1b Elect Director Stephen J. Hasenmiller Management For For
1c Elect Director Ronald J. Helow Management For For
1d Elect Director Beverley J. McClure Management For For
1e Elect Director H. Wade Reece Management For For
1f Elect Director Gabriel L. Shaheen Management For For
1g Elect Director Robert Stricker Management For For
1h Elect Director Steven O. Swyers Management For For
1i Elect Director Marita Zuraitis Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
HUNTSMAN CORPORATION
Meeting Date:  MAY 04, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  HUN
Security ID:  447011107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Nolan D. Archibald Management For For
1.2 Elect Director Mary C. Beckerle Management For For
1.3 Elect Director M. Anthony Burns Management For For
1.4 Elect Director Jon M. Huntsman Management For For
1.5 Elect Director Peter R. Huntsman Management For For
1.6 Elect Director Robert J. Margetts Management For For
1.7 Elect Director Wayne A. Reaud Management For For
1.8 Elect Director Alvin V. Shoemaker Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Deloitte & Touche LLP as Auditors Management For For
 
IBERIABANK CORPORATION
Meeting Date:  MAY 09, 2017
Record Date:  MAR 21, 2017
Meeting Type:  ANNUAL
Ticker:  IBKC
Security ID:  450828108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harry V. Barton, Jr. Management For For
1.2 Elect Director E. Stewart Shea, III Management For For
1.3 Elect Director David H. Welch Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
INDIVIOR PLC
Meeting Date:  MAY 17, 2017
Record Date:  MAY 15, 2017
Meeting Type:  ANNUAL
Ticker:  INDV
Security ID:  G4766E108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Accept Financial Statements and Statutory Reports Management For For
2 Approve Remuneration Report Management For For
3 Re-elect Howard Pien as Director Management For For
4 Re-elect Shaun Thaxter as Director Management For For
5 Elect Mark Crossley as Director Management For For
6 Re-elect Yvonne Greenstreet as Director Management For For
7 Re-elect Thomas McLellan as Director Management For For
8 Elect Tatjana May as Director Management For For
9 Re-elect Lorna Parker as Director Management For For
10 Re-elect Daniel Phelan as Director Management For For
11 Re-elect Christian Schade as a Director Management For For
12 Re-elect Daniel Tasse as Director Management For For
13 Elect Lizabeth Zlatkus as Director Management For For
14 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For
15 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For
16 Authorise EU Political Donations and Expenditure Management For For
17 Authorise Issue of Equity with Pre-emptive Rights Management For For
18 Authorise Issue of Equity without Pre-emptive Rights Management For For
19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment Management For For
20 Authorise Market Purchase of Ordinary Shares Management For For
21 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For For
 
INTRAWEST RESORTS HOLDINGS, INC.
Meeting Date:  DEC 07, 2016
Record Date:  OCT 12, 2016
Meeting Type:  ANNUAL
Ticker:  SNOW
Security ID:  46090K109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard Armstrong Management For For
1.2 Elect Director Wesley R. Edens Management For Withhold
1.3 Elect Director Timothy Jay Management For For
2 Ratify KPMG LLP as Auditors Management For For
 
JOHN B. SANFILIPPO & SON, INC.
Meeting Date:  NOV 02, 2016
Record Date:  SEP 07, 2016
Meeting Type:  ANNUAL
Ticker:  JBSS
Security ID:  800422107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jim R. Edgar Management For For
1.2 Elect Director Ellen C. Taaffe Management For For
1.3 Elect Director Daniel M. Wright Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
KIRBY CORPORATION
Meeting Date:  APR 25, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  KEX
Security ID:  497266106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard J. Alario Management For For
1.2 Elect Director David W. Grzebinski Management For For
1.3 Elect Director Richard R. Stewart Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
LEXMARK INTERNATIONAL, INC.
Meeting Date:  JUL 22, 2016
Record Date:  JUN 15, 2016
Meeting Type:  SPECIAL
Ticker:  LXK
Security ID:  529771107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For For
3 Adjourn Meeting Management For For
 
LITTELFUSE, INC.
Meeting Date:  APR 28, 2017
Record Date:  MAR 01, 2017
Meeting Type:  ANNUAL
Ticker:  LFUS
Security ID:  537008104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Tzau-Jin (T.J.) Chung Management For For
1b Elect Director Cary T. Fu Management For For
1c Elect Director Anthony Grillo Management For For
1d Elect Director David W. Heinzmann Management For For
1e Elect Director Gordon Hunter Management For For
1f Elect Director John E. Major Management For For
1g Elect Director William P. Noglows Management For For
1h Elect Director Ronald L. Schubel Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify Grant Thornton LLP as Auditors Management For For
 
LOUISIANA-PACIFIC CORPORATION
Meeting Date:  MAY 05, 2017
Record Date:  MAR 06, 2017
Meeting Type:  ANNUAL
Ticker:  LPX
Security ID:  546347105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director E. Gary Cook Management For For
1b Elect Director Kurt M. Landgraf Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
MBIA INC.
Meeting Date:  MAY 03, 2017
Record Date:  MAR 09, 2017
Meeting Type:  ANNUAL
Ticker:  MBI
Security ID:  55262C100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Joseph W. Brown Management For For
1b Elect Director Maryann Bruce Management For For
1c Elect Director Francis Y. Chin Management For For
1d Elect Director Keith D. Curry Management For For
1e Elect Director William C. Fallon Management For For
1f Elect Director Steven J. Gilbert Management For For
1g Elect Director Charles R. Rinehart Management For For
1h Elect Director Lois A. Scott Management For For
1i Elect Director Theodore Shasta Management For For
1j Elect Director Richard C. Vaughan Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
MDC PARTNERS INC.
Meeting Date:  JUN 07, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL
Ticker:  MDCA
Security ID:  552697104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Scott L. Kauffman Management For For
1.2 Elect Director Clare R. Copeland Management For For
1.3 Elect Director Daniel S. Goldberg Management For For
1.4 Elect Director Bradley J. Gross Management For For
1.5 Elect Director Lawrence S. Kramer Management For For
1.6 Elect Director Anne Marie O'Donovan Management For For
1.7 Elect Director Irwin D. Simon Management For For
2 Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For
3 Advisory Vote on Executive Compensation Approach Management For For
4 Advisory Vote on Say on Pay Frequency for Every Year Management For For
 
MDU RESOURCES GROUP, INC.
Meeting Date:  MAY 09, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  MDU
Security ID:  552690109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Thomas Everist Management For For
1.2 Elect Director Karen B. Fagg Management For For
1.3 Elect Director David L. Goodin Management For For
1.4 Elect Director Mark A. Hellerstein Management For For
1.5 Elect Director A. Bart Holaday Management For For
1.6 Elect Director Dennis W. Johnson Management For For
1.7 Elect Director William E. McCracken Management For For
1.8 Elect Director Patricia L. Moss Management For For
1.9 Elect Director Harry J. Pearce Management For For
1.10 Elect Director John K. Wilson Management For For
2 Advisory Vote on Say on Pay Frequency Management One Year One Year
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Ratify Deloitte & Touche LLP as Auditors Management For For
5 Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes Management For Against
 
MIDLAND STATES BANCORP, INC.
Meeting Date:  MAY 01, 2017
Record Date:  MAR 07, 2017
Meeting Type:  ANNUAL
Ticker:  MSBI
Security ID:  597742105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Leon J. Holschbach Management For Against
1.2 Elect Director Richard T. Ramos Management For Against
1.3 Elect Director Laurence A. Schiffer Management For Against
1.4 Elect Director Jeffrey C. Smith Management For Against
 
MIDLAND STATES BANCORP, INC.
Meeting Date:  JUN 08, 2017
Record Date:  APR 28, 2017
Meeting Type:  SPECIAL
Ticker:  MSBI
Security ID:  597742105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Adjourn Meeting Management For For
 
MKS INSTRUMENTS, INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 08, 2017
Meeting Type:  ANNUAL
Ticker:  MKSI
Security ID:  55306N104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John R. Bertucci Management For For
1.2 Elect Director Gregory R. Beecher Management For For
1.3 Elect Director Rick D. Hess Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
MOELIS & COMPANY
Meeting Date:  JUN 09, 2017
Record Date:  APR 13, 2017
Meeting Type:  ANNUAL
Ticker:  MC
Security ID:  60786M105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Kenneth Moelis Management For Withhold
1.2 Elect Director Navid Mahmoodzadegan Management For Withhold
1.3 Elect Director Jeffrey Raich Management For Withhold
1.4 Elect Director Eric Cantor Management For Withhold
1.5 Elect Director J. Richard Leaman, III Management For Withhold
1.6 Elect Director John A. Allison, IV Management For For
1.7 Elect Director Yvonne Greenstreet Management For For
1.8 Elect Director Kenneth L. Shropshire Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Other Business Management For Against
 
MOVADO GROUP, INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 24, 2017
Meeting Type:  ANNUAL
Ticker:  MOV
Security ID:  624580106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Margaret Hayes Adame Management For For
1.2 Elect Director Peter A. Bridgman Management For For
1.3 Elect Director Richard Cote Management For For
1.4 Elect Director Alex Grinberg Management For For
1.5 Elect Director Efraim Grinberg Management For For
1.6 Elect Director Alan H. Howard Management For For
1.7 Elect Director Richard Isserman Management For For
1.8 Elect Director Nathan Leventhal Management For For
1.9 Elect Director Maurice Reznik Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
NATIONAL BEVERAGE CORP.
Meeting Date:  SEP 30, 2016
Record Date:  AUG 08, 2016
Meeting Type:  ANNUAL
Ticker:  FIZZ
Security ID:  635017106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Cecil D. Conlee Management For For
1.2 Elect Director Stanley M. Sheridan Management For For
 
NATIONAL PRESTO INDUSTRIES, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  NPK
Security ID:  637215104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Randy F. Lieble Management For For
1.2 Elect Director Joseph G. Stienessen Management For For
2 Approve Restricted Stock Plan Management For Against
3 Ratify BDO USA, LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management Three Years One Year
 
NAVIENT CORPORATION
Meeting Date:  MAY 25, 2017
Record Date:  MAR 30, 2017
Meeting Type:  ANNUAL
Ticker:  NAVI
Security ID:  63938C108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John K. Adams, Jr. Management For For
1b Elect Director Anna Escobedo Cabral Management For For
1c Elect Director William M. Diefenderfer, III Management For For
1d Elect Director Diane Suitt Gilleland Management For For
1e Elect Director Katherine A. Lehman Management For For
1f Elect Director Linda A. Mills Management For For
1g Elect Director John (Jack) F. Remondi Management For For
1h Elect Director Jane J. Thompson Management For For
1i Elect Director Laura S. Unger Management For For
1j Elect Director Barry L. Williams Management For For
1k Elect Director David L. Yowan Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
 
NOMAD FOODS LIMITED
Meeting Date:  JUN 19, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL
Ticker:  NOMD
Security ID:  G6564A105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Martin E. Franklin Management For For
1b Elect Director Noam Gottesman Management For For
1c Elect Director Ian G.H. Ashken Management For For
1d Elect Director Stefan Descheemaeker Management For For
1e Elect Director Jeremy Isaacs Management For For
1f Elect Director Paul Kenyon Management For For
1g Elect Director James E. Lillie Management For For
1h Elect Director Lord Myners of Truro Management For For
1i Elect Director Victoria Parry Management For For
1j Elect Director Brian Welch Management For For
1k Elect Director Simon White Management For For
2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
NORTHWESTERN CORPORATION
Meeting Date:  APR 27, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  NWE
Security ID:  668074305
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Stephen P. Adik Management For For
1.2 Elect Director Anthony T. Clark Management For For
1.3 Elect Director E. Linn Draper, Jr. Management For For
1.4 Elect Director Dana J. Dykhouse Management For For
1.5 Elect Director Jan R. Horsfall Management For For
1.6 Elect Director Britt E. Ide Management For For
1.7 Elect Director Julia L. Johnson Management For For
1.8 Elect Director Linda G. Sullivan Management For For
1.9 Elect Director Robert C. Rowe Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Other Business Management For Against
 
ORBOTECH LTD.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL
Ticker:  ORBK
Security ID:  M75253100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Reelect Yochai Richter as director until the end of the next annual meeting Management For For
1.2 Reelect Yehudit Bronicki as director until the end of the next annual meeting Management For For
1.3 Reelect Dan Falk as director until the end of the next annual meeting Management For For
1.4 Reelect Miron Kenneth as director until the end of the next annual meeting Management For For
1.5 Reelect Jacob Richter as director until the end of the next annual meeting Management For For
1.6 Reelect Eliezer Tokman as director until the end of the next annual meeting Management For For
1.7 Reelect Shimon Ullman as director until the end of the next annual meeting Management For For
1.8 Reelect Arie Weisberg as director until the end of the next annual meeting Management For For
2.1 Reelect Michael Anghel as external director for a three-year term Management For For
2.2 Reelect Joseph Tenne as external director for a three-year term Management For For
3 Reappoint Kesselman & Kesselman as auditors Management For For
4 Discuss financial statements and the report of the board Management None None
A Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager Management None Against
 
OWENS-ILLINOIS, INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  OI
Security ID:  690768403
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Gary F. Colter Management For For
1.2 Elect Director Joseph J. DeAngelo Management For For
1.3 Elect Director Gordon J. Hardie Management For For
1.4 Elect Director Peter S. Hellman Management For For
1.5 Elect Director Anastasia D. Kelly Management For For
1.6 Elect Director Andres A. Lopez Management For For
1.7 Elect Director John J. McMackin, Jr. Management For For
1.8 Elect Director Alan J. Murray Management For For
1.9 Elect Director Hari N. Nair Management For For
1.10 Elect Director Hugh H. Roberts Management For For
1.11 Elect Director Carol A. Williams Management For For
1.12 Elect Director Dennis K. Williams Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
 
PACWEST BANCORP
Meeting Date:  MAY 15, 2017
Record Date:  MAR 20, 2017
Meeting Type:  ANNUAL
Ticker:  PACW
Security ID:  695263103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Tanya M. Acker Management For For
1.2 Elect Director Paul R. Burke Management For For
1.3 Elect Director Craig A. Carlson Management For For
1.4 Elect Director John M. Eggemeyer, III Management For For
1.5 Elect Director C. William Hosler Management For For
1.6 Elect Director Susan E. Lester Management For For
1.7 Elect Director Roger H. Molvar Management For For
1.8 Elect Director James J. Pieczynski Management For For
1.9 Elect Director Daniel B. Platt Management For For
1.10 Elect Director Robert A. Stine Management For For
1.11 Elect Director Matthew P. Wagner Management For For
2 Approve Omnibus Stock Plan Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Ratify KPMG LLP as Auditors Management For For
6 Adjourn Meeting Management For For
7 Other Business Management For Against
 
PATTERSON-UTI ENERGY, INC.
Meeting Date:  APR 20, 2017
Record Date:  FEB 22, 2017
Meeting Type:  SPECIAL
Ticker:  PTEN
Security ID:  703481101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Issue Shares in Connection with Merger Management For For
2 Adjourn Meeting Management For For
 
PATTERSON-UTI ENERGY, INC.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 01, 2017
Meeting Type:  ANNUAL
Ticker:  PTEN
Security ID:  703481101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Mark S. Siegel Management For For
1.2 Elect Director Charles O. Buckner Management For For
1.3 Elect Director Michael W. Conlon Management For For
1.4 Elect Director William Andrew Hendricks, Jr. Management For For
1.5 Elect Director Curtis W. Huff Management For For
1.6 Elect Director Terry H. Hunt Management For For
1.7 Elect Director Tiffany J. Thom Management For For
2 Amend Omnibus Stock Plan Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
PORTLAND GENERAL ELECTRIC COMPANY
Meeting Date:  APR 26, 2017
Record Date:  FEB 28, 2017
Meeting Type:  ANNUAL
Ticker:  POR
Security ID:  736508847
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director John W. Ballantine Management For For
1b Elect Director Rodney L. Brown, Jr. Management For For
1c Elect Director Jack E. Davis Management For For
1d Elect Director David A. Dietzler Management For For
1e Elect Director Kirby A. Dyess Management For For
1f Elect Director Mark B. Ganz Management For For
1g Elect Director Kathryn J. Jackson Management For For
1h Elect Director Neil J. Nelson Management For For
1i Elect Director M. Lee Pelton Management For For
1j Elect Director James J. Piro Management For For
1k Elect Director Charles W. Shivery Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
PRA GROUP, INC.
Meeting Date:  JUN 01, 2017
Record Date:  APR 06, 2017
Meeting Type:  ANNUAL
Ticker:  PRAA
Security ID:  69354N106
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director James A. Nussle Management For For
1.2 Elect Director Scott M. Tabakin Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
RADIAN GROUP INC.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 16, 2017
Meeting Type:  ANNUAL
Ticker:  RDN
Security ID:  750236101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Herbert Wender Management For For
1b Elect Director David C. Carney Management For For
1c Elect Director Howard B. Culang Management For For
1d Elect Director Lisa W. Hess Management For For
1e Elect Director Stephen T. Hopkins Management For For
1f Elect Director Brian D. Montgomery Management For For
1g Elect Director Gaetano Muzio Management For For
1h Elect Director Gregory V. Serio Management For For
1i Elect Director Noel J. Spiegel Management For For
1j Elect Director Richard G. Thornberry Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLC as Auditors Management For For
 
RAVEN INDUSTRIES, INC.
Meeting Date:  MAY 25, 2017
Record Date:  APR 12, 2017
Meeting Type:  ANNUAL
Ticker:  RAVN
Security ID:  754212108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Jason M. Andringa Management For For
1.2 Elect Director David L. Chicoine Management For For
1.3 Elect Director Thomas S. Everist Management For For
1.4 Elect Director Mark E. Griffin Management For For
1.5 Elect Director Kevin T. Kirby Management For For
1.6 Elect Director Marc E. LeBaron Management For For
1.7 Elect Director Daniel A. Rykhus Management For For
1.8 Elect Director Heather A. Wilson *Withdrawn Resolution* Management None None
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify Deloitte & Touche, LLP as Auditors Management For For
 
RE/MAX HOLDINGS, INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 23, 2017
Meeting Type:  ANNUAL
Ticker:  RMAX
Security ID:  75524W108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Roger J. Dow Management For For
1.2 Elect Director Ronald E. Harrison Management For For
1.3 Elect Director Joseph A. DeSplinter Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management Three Years One Year
4 Ratify KPMG LLP as Auditors Management For For
5 Amend Omnibus Stock Plan Management For Against
 
REGAL ENTERTAINMENT GROUP
Meeting Date:  MAY 03, 2017
Record Date:  MAR 15, 2017
Meeting Type:  ANNUAL
Ticker:  RGC
Security ID:  758766109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Stephen A. Kaplan Management For For
1.2 Elect Director Jack Tyrrell Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
RELIANCE STEEL & ALUMINUM CO.
Meeting Date:  MAY 17, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  RS
Security ID:  759509102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Sarah J. Anderson Management For For
1b Elect Director Karen W. Colonias Management For For
1c Elect Director John G. Figueroa Management For For
1d Elect Director Thomas W. Gimbel Management For For
1e Elect Director David H. Hannah Management For For
1f Elect Director Douglas M. Hayes Management For For
1g Elect Director Mark V. Kaminski Management For For
1h Elect Director Robert A. McEvoy Management For For
1i Elect Director Gregg J. Mollins Management For For
1j Elect Director Andrew G. Sharkey, III Management For For
1k Elect Director Douglas W. Stotlar Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
RETAIL OPPORTUNITY INVESTMENTS CORP.
Meeting Date:  APR 25, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  ROIC
Security ID:  76131N101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Richard A. Baker Management For For
1.2 Elect Director Michael J. Indiveri Management For Withhold
1.3 Elect Director Edward H. Meyer Management For Withhold
1.4 Elect Director Lee S. Neibart Management For For
1.5 Elect Director Charles J. Persico Management For Withhold
1.6 Elect Director Laura H. Pomerantz Management For For
1.7 Elect Director Stuart A. Tanz Management For For
1.8 Elect Director Eric S. Zorn Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Meeting Date:  JUN 07, 2017
Record Date:  APR 10, 2017
Meeting Type:  ANNUAL
Ticker:  SAIC
Security ID:  808625107
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Robert A. Bedingfield Management For For
1b Elect Director Deborah B. Dunie Management For For
1c Elect Director John J. Hamre Management For For
1d Elect Director Timothy J. Mayopoulos Management For For
1e Elect Director Anthony J. Moraco Management For For
1f Elect Director Donna S. Morea Management For For
1g Elect Director Edward J. Sanderson, Jr. Management For For
1h Elect Director Steven R. Shane Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
 
SEAWORLD ENTERTAINMENT, INC.
Meeting Date:  JUN 14, 2017
Record Date:  APR 18, 2017
Meeting Type:  ANNUAL
Ticker:  SEAS
Security ID:  81282V100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director David F. D'Alessandro Management For For
1b Elect Director Joel K. Manby Management For For
1c Elect Director Judith A. McHale Management For For
1d Elect Director Ellen O. Tauscher Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Approve Omnibus Stock Plan Management For Against
 
SEMTECH CORPORATION
Meeting Date:  JUN 15, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL
Ticker:  SMTC
Security ID:  816850101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Glen M. Antle Management For For
1.2 Elect Director James P. Burra Management For For
1.3 Elect Director Bruce C. Edwards Management For For
1.4 Elect Director Rockell N. Hankin Management For For
1.5 Elect Director Ye Jane Li Management For For
1.6 Elect Director James T. Lindstrom Management For For
1.7 Elect Director Mohan R. Maheswaran Management For For
1.8 Elect Director Carmelo J. Santoro Management For For
1.9 Elect Director Sylvia Summers Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Approve Omnibus Stock Plan Management For For
 
SINCLAIR BROADCAST GROUP, INC.
Meeting Date:  JUN 01, 2017
Record Date:  MAR 13, 2017
Meeting Type:  ANNUAL
Ticker:  SBGI
Security ID:  829226109
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director David D. Smith Management For Withhold
1.2 Elect Director Frederick G. Smith Management For Withhold
1.3 Elect Director J. Duncan Smith Management For Withhold
1.4 Elect Director Robert E. Smith Management For Withhold
1.5 Elect Director Howard E. Friedman Management For For
1.6 Elect Director Lawrence E. McCanna Management For For
1.7 Elect Director Daniel C. Keith Management For Withhold
1.8 Elect Director Martin R. Leader Management For For
2 Ratify PricewaterhouseCoopers, LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management Three Years One Year
5 Approve Executive Incentive Bonus Plan Management For Against
 
SM ENERGY COMPANY
Meeting Date:  MAY 23, 2017
Record Date:  APR 04, 2017
Meeting Type:  ANNUAL
Ticker:  SM
Security ID:  78454L100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Larry W. Bickle Management For For
1.2 Elect Director Stephen R. Brand Management For For
1.3 Elect Director Loren M. Leiker Management For For
1.4 Elect Director Javan D. Ottoson Management For For
1.5 Elect Director Ramiro G. Peru Management For For
1.6 Elect Director Julio M. Quintana Management For For
1.7 Elect Director Rose M. Robeson Management For For
1.8 Elect Director William D. Sullivan Management For For
2 Ratify Ernst & Young LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Qualified Employee Stock Purchase Plan Management For For
 
STORE CAPITAL CORPORATION
Meeting Date:  JUN 01, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  STOR
Security ID:  862121100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Morton H. Fleischer Management For Withhold
1.2 Elect Director Christopher H. Volk Management For For
1.3 Elect Director Joseph M. Donovan Management For For
1.4 Elect Director Mary Fedewa Management For For
1.5 Elect Director William F. Hipp Management For For
1.6 Elect Director Einar A. Seadler Management For Withhold
1.7 Elect Director Mark N. Sklar Management For For
1.8 Elect Director Quentin P. Smith, Jr. Management For Withhold
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
SUNOPTA INC.
Meeting Date:  MAY 24, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL/SPECIAL
Ticker:  STKL
Security ID:  8676EP108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Margaret Shan Atkins Management For For
1b Elect Director Albert Bolles Management For For
1c Elect Director David J. Colo Management For For
1d Elect Director Michael Detlefsen Management For For
1e Elect Director Dean Hollis Management For For
1f Elect Director Katrina Houde Management For For
1g Elect Director Brendan Springstubb Management For For
1h Elect Director Gregg Tanner Management For For
2 Ratify Deloitte LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Amend Omnibus Stock Plan Management For For
5 Approve Issuance of Shares for a Private Placement Management For For
 
SUPERIOR ENERGY SERVICES, INC.
Meeting Date:  MAY 23, 2017
Record Date:  APR 03, 2017
Meeting Type:  ANNUAL
Ticker:  SPN
Security ID:  868157108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Harold J. Bouillion Management For For
1.2 Elect Director David D. Dunlap Management For For
1.3 Elect Director James M. Funk Management For For
1.4 Elect Director Terence E. Hall Management For For
1.5 Elect Director Peter D. Kinnear Management For For
1.6 Elect Director Janiece M. Longoria Management For For
1.7 Elect Director Michael M. McShane Management For For
1.8 Elect Director W. Matt Ralls Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
SYNNEX CORPORATION
Meeting Date:  MAR 21, 2017
Record Date:  FEB 07, 2017
Meeting Type:  ANNUAL
Ticker:  SNX
Security ID:  87162W100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dwight Steffensen Management For For
1.2 Elect Director Kevin Murai Management For For
1.3 Elect Director Fred Breidenbach Management For For
1.4 Elect Director Hau Lee Management For For
1.5 Elect Director Matthew Miau Management For Withhold
1.6 Elect Director Dennis Polk Management For For
1.7 Elect Director Gregory Quesnel Management For For
1.8 Elect Director Ann Vezina Management For For
1.9 Elect Director Thomas Wurster Management For For
1.10 Elect Director Duane Zitzner Management For For
1.11 Elect Director Andrea Zulberti Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify KPMG LLP as Auditors Management For For
 
TALMER BANCORP, INC.
Meeting Date:  JUL 14, 2016
Record Date:  JUN 08, 2016
Meeting Type:  SPECIAL
Ticker:  TLMR
Security ID:  87482X101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Merger Agreement Management For For
2 Advisory Vote on Golden Parachutes Management For Against
3 Adjourn Meeting Management For For
 
THE HANOVER INSURANCE GROUP, INC.
Meeting Date:  MAY 16, 2017
Record Date:  MAR 17, 2017
Meeting Type:  ANNUAL
Ticker:  THG
Security ID:  410867105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Michael P. Angelini Management For For
1.2 Elect Director Jane D. Carlin Management For For
1.3 Elect Director Daniel T. Henry Management For For
1.4 Elect Director Wendell J. Knox Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers as Auditors Management For For
 
THE MEDICINES COMPANY
Meeting Date:  MAY 25, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL
Ticker:  MDCO
Security ID:  584688105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director William W. Crouse Management For For
1b Elect Director Fredric N. Eshelman Management For For
1c Elect Director Robert J. Hugin Management For For
1d Elect Director John C. Kelly Management For For
1e Elect Director Clive A. Meanwell Management For For
1f Elect Director Paris Panayiotopoulos Management For For
1g Elect Director Hiroaki Shigeta Management For For
1h Elect Director Elizabeth H.S. Wyatt Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify Ernst & Young LLP as Auditors Management For For
 
THOR INDUSTRIES, INC.
Meeting Date:  DEC 09, 2016
Record Date:  OCT 14, 2016
Meeting Type:  ANNUAL
Ticker:  THO
Security ID:  885160101
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Peter B. Orthwein Management For For
1.2 Elect Director Robert W. Martin Management For For
1.3 Elect Director James L. Ziemer Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Approve Omnibus Stock Plan Management For For
 
TUESDAY MORNING CORPORATION
Meeting Date:  NOV 16, 2016
Record Date:  SEP 22, 2016
Meeting Type:  ANNUAL
Ticker:  TUES
Security ID:  899035505
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Steven R. Becker Management For For
1.2 Elect Director Terry Burman Management For For
1.3 Elect Director Frank M. Hamlin Management For For
1.4 Elect Director William Montalto Management For For
1.5 Elect Director Sherry M. Smith Management For For
1.6 Elect Director Jimmie L. Wade Management For For
1.7 Elect Director Richard S. Willis Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Amend Omnibus Stock Plan Management For Against
4 Ratify Ernst & Young LLP as Auditors Management For For
 
TUTOR PERINI CORPORATION
Meeting Date:  MAY 24, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL
Ticker:  TPC
Security ID:  901109108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Ronald N. Tutor Management For For
1.2 Elect Director Peter Arkley Management For Withhold
1.3 Elect Director Sidney J. Feltenstein Management For For
1.4 Elect Director James A. Frost Management For For
1.5 Elect Director Michael R. Klein Management For For
1.6 Elect Director Thomas C. Leppert Management For For
1.7 Elect Director Robert C. Lieber Management For For
1.8 Elect Director Dennis D. Oklak Management For For
1.9 Elect Director Raymond R. Oneglia Management For For
1.10 Elect Director Dale A. Reiss Management For For
1.11 Elect Director Donald D. Snyder Management For For
1.12 Elect Director Dickran M. Tevrizian, Jr. Management For For
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Approve Omnibus Stock Plan Management For Against
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
UMPQUA HOLDINGS CORPORATION
Meeting Date:  APR 19, 2017
Record Date:  FEB 10, 2017
Meeting Type:  ANNUAL
Ticker:  UMPQ
Security ID:  904214103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Raymond P. Davis Management For For
1.2 Elect Director Peggy Y. Fowler Management For For
1.3 Elect Director Stephen M. Gambee Management For For
1.4 Elect Director James S. Greene Management For For
1.5 Elect Director Luis F. Machuca Management For For
1.6 Elect Director Cort L. O'Haver Management For For
1.7 Elect Director Maria M. Pope Management For For
1.8 Elect Director John F. Schultz Management For For
1.9 Elect Director Susan F. Stevens Management For For
1.10 Elect Director Hilliard C. Terry, III Management For For
1.11 Elect Director Bryan L. Timm Management For For
2 Ratify Moss Adams LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Require a Majority Vote for the Election of Directors Shareholder Against For
 
UNISYS CORPORATION
Meeting Date:  APR 26, 2017
Record Date:  FEB 27, 2017
Meeting Type:  ANNUAL
Ticker:  UIS
Security ID:  909214306
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Peter A. Altabef Management For For
1b Elect Director Jared L. Cohon Management For For
1c Elect Director Alison Davis Management For For
1d Elect Director Nathaniel A. Davis Management For For
1e Elect Director Denise K. Fletcher Management For For
1f Elect Director Philippe Germond Management For For
1g Elect Director Paul E. Martin Management For For
1h Elect Director Lee D. Roberts Management For For
1i Elect Director Paul E. Weaver Management For For
2 Ratify KPMG LLP as Auditors Management For For
3 Increase Authorized Common Stock Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
5 Advisory Vote on Say on Pay Frequency Management One Year One Year
 
UNITI GROUP INC.
Meeting Date:  MAY 11, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  UNIT
Security ID:  91325V108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Jennifer S. Banner Management For For
1b Elect Director Scott G. Bruce Management For For
1c Elect Director Francis X. ('Skip') Frantz Management For For
1d Elect Director Andrew Frey Management For For
1e Elect Director Kenneth A. Gunderman Management For For
1f Elect Director David L. Solomon Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
UNIVERSAL FOREST PRODUCTS, INC.
Meeting Date:  APR 18, 2017
Record Date:  FEB 21, 2017
Meeting Type:  ANNUAL
Ticker:  UFPI
Security ID:  913543104
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1a Elect Director Gary F. Goode Management For For
1b Elect Director Mary E. Tuuk Management For For
1c Elect Director Michael G. Wooldridge Management For For
2 Increase Authorized Common Stock Management For For
3 Ratify Deloitte & Touche LLP as Auditors Management For For
4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
 
VALIDUS HOLDINGS, LTD.
Meeting Date:  MAY 10, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  VR
Security ID:  G9319H102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Matthew J. Grayson Management For For
1.2 Elect Director Jean-Marie Nessi Management For For
1.3 Elect Director Mandakini Puri Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Ratify PricewaterhouseCoopers Ltd. as Auditors Management For For
 
VERINT SYSTEMS INC.
Meeting Date:  JUN 22, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL
Ticker:  VRNT
Security ID:  92343X100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Dan Bodner Management For For
1.2 Elect Director Victor DeMarines Management For For
1.3 Elect Director John Egan Management For Withhold
1.4 Elect Director Penelope Herscher Management For For
1.5 Elect Director William Kurtz Management For For
1.6 Elect Director Richard Nottenburg Management For Withhold
1.7 Elect Director Howard Safir Management For Withhold
1.8 Elect Director Earl Shanks Management For Withhold
2 Ratify Deloitte & Touche LLP as Auditors Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Advisory Vote on Say on Pay Frequency Management One Year One Year
5 Amend Omnibus Stock Plan Management For For
 
WASHINGTON PRIME GROUP INC
Meeting Date:  AUG 30, 2016
Record Date:  JUL 01, 2016
Meeting Type:  ANNUAL
Ticker:  WPG
Security ID:  92939N102
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Louis G. Conforti Management For For
1.2 Elect Director John J. Dillon, III Management For For
1.3 Elect Director Robert J. Laikin Management For Withhold
1.4 Elect Director John F. Levy Management For For
1.5 Elect Director Mark S. Ordan Management For For
1.6 Elect Director Jacquelyn R. Soffer Management For Withhold
2 Change Company Name to "Washington Prime Group Inc." Management For For
3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against
4 Ratify Ernst & Young LLP as Auditors Management For For
 
WASHINGTON PRIME GROUP INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 10, 2017
Meeting Type:  ANNUAL
Ticker:  WPG
Security ID:  93964W108
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director J. Taggert Birge Management For For
1.2 Elect Director Louis G. Conforti Management For For
1.3 Elect Director John J. Dillon, III Management For For
1.4 Elect Director Robert J. Laikin Management For For
1.5 Elect Director John F. Levy Management For For
1.6 Elect Director Sheryl G. von Blucher Management For For
1.7 Elect Director Jacquelyn R. Soffer Management For For
2 Adopt Majority Voting for Uncontested Election of Directors Management For For
3 Amend Articles of Incorporation to Change the Vote Requirement to Amend Bylaws Management For For
4 Increase Authorized Common Stock Management For For
5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
6 Ratify Ernst & Young LLP as Auditors Management For For
 
WESCO INTERNATIONAL, INC.
Meeting Date:  MAY 31, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL
Ticker:  WCC
Security ID:  95082P105
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director Sandra Beach Lin Management For For
1.2 Elect Director John J. Engel Management For For
1.3 Elect Director Matthew J. Espe Management For For
1.4 Elect Director Bobby J. Griffin Management For For
1.5 Elect Director John K. Morgan Management For For
1.6 Elect Director Steven A. Raymund Management For For
1.7 Elect Director James L. Singleton Management For For
1.8 Elect Director Lynn M. Utter Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Advisory Vote on Say on Pay Frequency Management One Year One Year
4 Amend Omnibus Stock Plan Management For For
5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For
 
WPX ENERGY, INC.
Meeting Date:  MAY 18, 2017
Record Date:  MAR 27, 2017
Meeting Type:  ANNUAL
Ticker:  WPX
Security ID:  98212B103
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1.1 Elect Director John A. Carrig Management For For
1.2 Elect Director William R. Granberry Management For For
1.3 Elect Director Robert K. Herdman Management For For
1.4 Elect Director Kelt Kindick Management For For
1.5 Elect Director Karl F. Kurz Management For For
1.6 Elect Director Henry E. Lentz Management For For
1.7 Elect Director George A. Lorch Management For For
1.8 Elect Director William G. Lowrie Management For For
1.9 Elect Director Kimberly S. Lubel Management For For
1.10 Elect Director Richard E. Muncrief Management For For
1.11 Elect Director David F. Work Management For For
2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For
3 Ratify Ernst & Young LLP as Auditors Management For For
 
XPO LOGISTICS, INC.
Meeting Date:  DEC 20, 2016
Record Date:  NOV 17, 2016
Meeting Type:  SPECIAL
Ticker:  XPO
Security ID:  983793100
Proposal No Proposal Proposed By Management Recommendation Vote Cast
1 Approve Omnibus Stock Plan Management For For
2 Adjourn Meeting Management For For

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant: Oppenheimer Small Cap Value Fund

 

By:    Arthur P. Steinmetz*
  Arthur P. Steinmetz,
  Trustee, President and Principal Executive Officer

 

Date: August 29, 2017

 

*By:   /s/ Taylor V. Edwards  
  ------------------------------------------  
  Taylor V. Edwards, Attorney in Fact