0001140361-21-022236.txt : 20210624
0001140361-21-022236.hdr.sgml : 20210624
20210624212814
ACCESSION NUMBER: 0001140361-21-022236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210623
FILED AS OF DATE: 20210624
DATE AS OF CHANGE: 20210624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Americas XII EEA (Freya) Blocker Parent L.P.
CENTRAL INDEX KEY: 0001746579
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044462
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Americas XII AIV GP LLC
CENTRAL INDEX KEY: 0001746577
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044464
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Americas XII (Freya) Blocker Parent L.P.
CENTRAL INDEX KEY: 0001746578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044463
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Associates Americas XII AIV L.P.
CENTRAL INDEX KEY: 0001746589
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044465
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Freya Aggregator GP LLC
CENTRAL INDEX KEY: 0001746585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044467
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Freya Aggregator L.P.
CENTRAL INDEX KEY: 0001746587
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044468
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KKR Americas Fund XII (Freya) L.P.
CENTRAL INDEX KEY: 0001746588
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 211044466
BUSINESS ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122309742
MAIL ADDRESS:
STREET 1: KOHLBERG KRAVIS ROBERTS & CO. L.P.
STREET 2: 9 WEST 57TH STREET, SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focus Financial Partners Inc.
CENTRAL INDEX KEY: 0001651052
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 474780811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (646)519-2456
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
FORM 4
X0306
4
2021-06-23
true
0001651052
Focus Financial Partners Inc.
FOCS
0001746587
KKR Freya Aggregator L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746585
KKR Freya Aggregator GP LLC
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746588
KKR Americas Fund XII (Freya) L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746589
KKR Associates Americas XII AIV L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746577
KKR Americas XII AIV GP LLC
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746578
KKR Americas XII (Freya) Blocker Parent L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
0001746579
KKR Americas XII EEA (Freya) Blocker Parent L.P.
C/O KOHLBERG KRAVIS ROBERTS & CO. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
true
Class A Common Stock
2021-06-23
4
C
0
3654044
A
3654044
I
See footnotes
Class A Common Stock
2021-06-23
4
S
0
3654044
49.87
D
0
I
See footnotes
Class A Common Stock
2021-06-23
4
S
0
3086585
49.87
D
0
I
See footnotes
Class A Common Stock
2021-06-23
4
S
0
403615
49.87
D
0
I
See footnotes
Units of Focus Financial Partners, LLC
2021-06-23
4
C
0
3654044
0
D
Class A Common Stock
3654044
0
I
See footnotes
Units of Focus Financial Partners, LLC represent limited liability company units of Focus Financial Partners, LLC and an equal number of shares of Class B common stock ("Class B Common Stock") of Focus Financial Partners Inc. (the "Issuer"), which together are exchangeable, at the option of Focus Financial Partners, LLC or the Issuer, on a one-for-one basis for (i) a share of Class A common stock ("Class A Common Stock") of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions or (ii) an equivalent amount of cash pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of Focus Financial Partners, LLC.
This amount represents the $50.30 secondary public offering price per share of Class A Common Stock less the underwriting discount of $0.43 per share for shares sold pursuant to an underwritten public offering.
These shares of Class A Common Stock are held by KKR Freya Aggregator L.P.
These shares of Class A Common Stock are held by KKR Americas XII (Freya) Blocker Parent L.P.
These shares of Class A Common Stock are held by KKR Americas XII EEA (Freya) Blocker Parent L.P.
These units of Focus Financial Partners, LLC are held by KKR Freya Aggregator L.P.
KKR Freya Aggregator GP LLC is the general partner of KKR Freya Aggregator L.P., KKR Americas Fund XII (Freya) L.P. is the sole member of KKR Freya Aggregator GP LLC, KKR Associates Americas XII AIV L.P. is the general partner of KKR Americas Fund XII (Freya) L.P., and KKR Americas XII AIV GP LLC is the general partner of KKR Associates Americas XII AIV L.P. KKR Associates Americas XII L.P. is the general partner of KKR Americas XII (Freya) Blocker Parent L.P. and KKR Americas XII EEA (Freya) Blocker Parent L.P., and KKR Americas XII Limited is the general partner of KKR Associates Americas XII L.P.
KKR Group Partnership L.P. is the sole member of KKR Americas XII AIV GP LLC and the sole shareholder of KKR Americas XII Limited. KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.
KKR FREYA AGGREGATOR L.P. By: KKR Freya Aggregator GP LLC, its general partner By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Vice President and Chief Financial Officer
2021-06-24
KKR FREYA AGGREGATOR GP LLC By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Vice President and Chief Financial Officer
2021-06-24
KKR AMERICAS FUND XII (FREYA) L.P. By: KKR Associates Americas XII AIV L.P., its GP By: KKR Americas XII AIV GP LLC, its GP By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Vice President and CFO
2021-06-24
KKR ASSOCIATES AMERICAS XII AIV L.P. By: KKR Americas XII AIV GP LLC, its general partner By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Vice President and Chief Financial Officer
2021-06-24
KKR AMERICAS XII AIV GP LLC By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Vice President and Chief Financial Officer
2021-06-24
KKR AMERICAS XII (FREYA) BLOCKER PARENT L.P. By: KKR Associates Americas XII L.P., its GP By: KKR Americas XII Limited, its GP By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Director
2021-06-24
KKR AMERICAS XII EEA (FREYA) BLOCKER PARENT L.P By: KKR Associates Americas XII L.P., its GP By: KKR Americas XII Limited, its GP By: /s/ Terence P. Gallagher Name: Terence P. Gallagher Title: Attorney-in-fact for Robert H. Lewin, Director
2021-06-24