0001104659-22-129550.txt : 20221222
0001104659-22-129550.hdr.sgml : 20221222
20221222163352
ACCESSION NUMBER: 0001104659-22-129550
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221222
FILED AS OF DATE: 20221222
DATE AS OF CHANGE: 20221222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kodialam Rajini Sundar
CENTRAL INDEX KEY: 0001746246
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38604
FILM NUMBER: 221482356
MAIL ADDRESS:
STREET 1: C/O FOCUS FINANCIAL PARTNERS, INC.
STREET 2: 825 THIRD AVENUE, 27TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Focus Financial Partners Inc.
CENTRAL INDEX KEY: 0001651052
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 474780811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (646)519-2456
MAIL ADDRESS:
STREET 1: 875 THIRD AVENUE
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
tm2233385-3_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-22
0
0001651052
Focus Financial Partners Inc.
FOCS
0001746246
Kodialam Rajini Sundar
875 THIRD AVENUE, 28TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Operating Officer
Common Units in Focus Financial Partners, LLC
2022-12-22
4
F
0
1906
37.71
D
Class A Common Stock
1906
17465
D
Common Units in Focus Financial Partners, LLC
Class A Common Stock
7379
7379
D
Common Units in Focus Financial Partners, LLC
Class A Common Stock
17624
17624
D
As previously reported, on December 22, 2021, the Reporting Person acquired 19,371 unvested common units that vest in four equal installments on each anniversary of December 22, 2021. Vested common units are exchangeable (together with an equal number of shares of Class B common stock), subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC ("Focus LLC"), for (i) an equal number of shares of the Issuer's Class A common stock or, (ii) at the election of the Issuer, cash.
On December 22, 2022, 4,843 of the Reporting Person's unvested common units vested and 1,906 of such common units were withheld by the Issuer to satisfy the tax obligations upon vesting. The number of common units withheld was based on the closing price of the Issuer's Class A common stock on December 21, 2022.
As of the date of this report, 2,937 of these common units are vested and 14,528 of these common units are unvested.
Vested common units are exchangeable (together with an equal number of shares of Class B common stock), subject to certain restrictions in the Fourth Amended and Restated Operating Agreement of Focus LLC, for (i) an equal number of shares of the Issuer's Class A common stock or, (ii) at the election of the Issuer, cash.
These common units will vest in four equal installments on each anniversary of December 7, 2020. As of the date of this report, 3,178 of these common units are vested and 4,201 of these common units are unvested.
These common units will vest in four equal installments on each anniversary of December 12, 2022.
/s/ J. Russell McGranahan as Attorney-in-Fact
2022-12-22