0001123292-21-000265.txt : 20210216 0001123292-21-000265.hdr.sgml : 20210216 20210216172708 ACCESSION NUMBER: 0001123292-21-000265 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Laird Superfood, Inc. CENTRAL INDEX KEY: 0001650696 STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000] IRS NUMBER: 474373641 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91719 FILM NUMBER: 21641067 BUSINESS ADDRESS: STREET 1: 275 W. LUNDGREN MILL DR. CITY: SISTERS STATE: OR ZIP: 97759 BUSINESS PHONE: (541) 548-0577 MAIL ADDRESS: STREET 1: 275 W. LUNDGREN MILL DR. CITY: SISTERS STATE: OR ZIP: 97759 FORMER COMPANY: FORMER CONFORMED NAME: Laird Superfood, LLC DATE OF NAME CHANGE: 20150811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Wetherald Thomas CENTRAL INDEX KEY: 0001819321 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O LAIRD SUPERFOOD, INC. STREET 2: 275 W. LUNDGREN MILL DRIVE CITY: SISTERS STATE: OR ZIP: 97759 SC 13G 1 aimco13g.htm
 
 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.    )*
 

 
Laird Superfood, Inc.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
50736T102
(CUSIP Number)
December 31, 2020
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
☐
Rule 13d-1(b)
 
 
 ☐
Rule 13d-1(c)
 
 
 ☒
Rule 13d-1(d)
 

*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP NO.
66516T104
Schedule 13G
 
 
 
1
NAMES OF REPORTING PERSONS
 
 
 
 
 
Thomas Wetherald
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  
 
 
(a)
☐
(b)
☐
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
750,496
 
 
 
 
6
SHARED VOTING POWER
 
 
-0-
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
750,496
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
-0-
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
750,496
 
 
 
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
☐
 
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
8.4%
 
 
 
 
12
TYPE OF REPORTING PERSON
 
 
IN
 
 
 
 
    
  
Item 1 (a)
Name of Issuer:
 
 
 
 Laird Superfood, Inc. (the “Issuer”).
 
 
Item 1 (b)
Address of Issuer's Principal Executive Offices:
 
 
 
275 W. Lundgren Mill Drive, Sisters, Oregon 97759.
 
 
Item 2 (a)
Name of Person Filing:
 
 
 
This Schedule 13G is filed by Thomas Wetherald (the “Reporting Person”).
 
 
(b)
Address of Principal Business Office or, if none, Residence:
 
 
 
The business address of the Reporting Persons is c/o Laird Superfood, Inc., 275 W. Lundgren Mill Drive, Sisters, Oregon 97759.
 
 
(c)
Citizenship:
   
  The Reporting Person is a citizen of the United States of America.
   
(d)
Title of Class of Securities:
 
 
 
 Common Stock, $0.001 par value (“Common Stock”).
 
 
 (e)
CUSIP No.:
 
 
 
 50736T102
 
Item 3
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
 
 
 
Not Applicable
 
Item 4
Ownership:


The ownership information below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2020, based upon 8,874,890 shares of Common Stock outstanding as of November 11, 2020.
 
 
 
 
(a)
Amount beneficially owned:
 
 
 
 
The Reporting Person is the beneficial owner of 720,496 shares of Common Stock and 30,000 shares of Common Stock issuable upon exercise of stock options held by the Reporting Person that are exercisable or will become exercisable within 60 days of December 31, 2020.
 
 
 
 
(b)
Percent of class: 8.4%
 
 
 
 
(c)
Number of shares as to which such person has:

 
(i)
Sole power to vote or direct the vote: 750,496
 
 
 
(ii)
Shared power to vote or direct the vote: -0-
 
 
 
(iii)
Sole power to dispose or direct the disposition: 750,496
 
 
 
(iv)
Shared power to dispose or direct the disposition: -0-
 
 
 


Item 5
Ownership of Five Percent or Less of a Class:
 
 
 
Not applicable.
 
 
Item 6
Ownership of More Than Five Percent on Behalf of Another Person:
 
 
 
Not applicable.
 
 
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
 
 
Not applicable.
 
 
Item 8
Identification and Classification of Members of the Group:
 
 
 
Not applicable.
 
 
Item 9
Notice of Dissolution of Group:
 
 
 
Not applicable.
 
 
Item 10
Certification:
 
 
 
Not applicable.
 
 
 

SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: February 16, 2021
 
 
THOMAS WETHERALD
 
 
 
 
 
 
 
s/ Thomas Wetherald