0001650150-17-000013.txt : 20170921
0001650150-17-000013.hdr.sgml : 20170921
20170921162757
ACCESSION NUMBER: 0001650150-17-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20170921
DATE AS OF CHANGE: 20170921
EFFECTIVENESS DATE: 20170921
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lido Advisors, LLC
CENTRAL INDEX KEY: 0001650150
IRS NUMBER: 954742435
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18071
FILM NUMBER: 171096030
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 3102788232
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 950
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001650150
XXXXXXXX
09-30-2016
09-30-2016
Lido Advisors, LLC
1875 CENTURY PARK EAST
SUITE 950
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-18071
N
Lewis C. Schusterman
Deputy General Counsel & Deputy Chief Compliance Officer
310-278-8232
Lewis C. Schusterman
Los Angeles
CA
09-21-2017
0
153
327070
false
INFORMATION TABLE
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3q201613flido.xml
3M CO
COM
88579Y101
305
1730
SH
SOLE
0
0
1730
ABBVIE INC
COM
00287Y109
474
7517
SH
SOLE
0
0
7517
AFLAC INC
COM
001055102
303
4215
SH
SOLE
0
0
4215
ALLERGAN PLC
SHS
G0177J108
292
1270
SH
SOLE
0
0
1270
ALPHABET INC
CAP STK CL A
02079K305
1430
1778
SH
SOLE
0
0
1778
ALPS ETF TR
ALERIAN MLP
00162Q866
498
39282
SH
SOLE
0
0
39282
ALPS ETF TR
SECTR DIV DOGS
00162Q858
275
6614
SH
SOLE
0
0
6614
ALTRIA GROUP INC
COM
02209S103
231
3660
SH
SOLE
0
0
3660
AMERICAN EXPRESS CO
COM
025816109
276
4313
SH
SOLE
0
0
4313
ANNALY CAP MGMT INC
COM
035710409
378
36027
SH
SOLE
0
0
36027
APOLLO INVT CORP
COM
03761U106
61
10590
SH
SOLE
0
0
10590
APPLE INC
COM
037833100
5207
46059
SH
SOLE
0
0
46059
APPLIED MATLS INC
COM
038222105
341
11325
SH
SOLE
0
0
11325
ARBOR RLTY TR INC
COM
038923108
120
16155
SH
SOLE
0
0
16155
ARES CAP CORP
COM
04010L103
197
12702
SH
SOLE
0
0
12702
AT&T INC
COM
00206R102
908
22360
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SOLE
0
0
22360
AUTOMATIC DATA PROCESSING IN
COM
053015103
266
3015
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SOLE
0
0
3015
BANK AMER CORP
COM
060505104
421
26910
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SOLE
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BARCLAYS BK PLC
IPATH S&P500 VIX ADDED
06740Q252
225
6594
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SOLE
0
0
6594
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
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4678
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SOLE
0
0
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BLACKROCK CORPOR HI YLD FD I
COM
09255P107
155
14344
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SOLE
0
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BLACKROCK INVT QUALITY MUN T
COM
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271
15860
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BLACKROCK MUNIHLDGS CALI QL
COM
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BLACKSTONE GROUP L P
COM UNIT LTD
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BOEING CO
COM
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BROWN FORMAN CORP
CL A
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BROWN FORMAN CORP
CL B
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CAMDEN PPTY TR
SH BEN INT
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6158
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SOLE
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0
6158
CHEVRON CORP NEW
COM
166764100
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7471
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0
7471
CLAYMORE EXCHANGE TRD FD TR
GUGGEN DEFN EQTY
18383M878
564
14444
SH
SOLE
0
0
14444
COCA COLA CO
COM
191216100
249
5895
SH
SOLE
0
0
5895
COLGATE PALMOLIVE CO
COM
194162103
221
2982
SH
SOLE
0
0
2982
CONOCOPHILLIPS
COM
20825C104
380
8744
SH
SOLE
0
0
8744
COSTCO WHSL CORP NEW
COM
22160K105
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5836
SH
SOLE
0
0
5836
CVS HEALTH CORP
COM
126650100
340
3817
SH
SOLE
0
0
3817
CYTOKINETICS INC
COM NEW
23282W605
97
10524
SH
SOLE
0
0
10524
DIREXION SHS ETF TR
DLY S&P 500 BEAR
25459Y371
323
26300
SH
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0
26300
DISNEY WALT CO
COM DISNEY
254687106
1032
11115
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0
0
11115
DUKE ENERGY CORP NEW
COM NEW
26441C204
466
5826
SH
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EATON VANCE CALIF MUN BD FD
COM
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279
20608
SH
SOLE
0
0
20608
EATON VANCE MUN BD FD
COM
27827X101
526
38642
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0
38642
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
379
22600
SH
SOLE
0
0
22600
ENERJEX RESOURCES INC
COM PAR $0.001
292758406
61
152709
SH
SOLE
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152709
ETF MANAGERS TR
PUREFUNDS ISE CY
26924G201
211
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EXPRESS SCRIPTS HLDG CO
COM
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313
4442
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SOLE
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4442
EXXON MOBIL CORP
COM
30231G102
1572
18009
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SOLE
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18009
FACEBOOK INC
CL A
30303M102
1109
8645
SH
SOLE
0
0
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FIFTH STREET FINANCE CORP
COM
31678A103
101
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SH
SOLE
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17328
GENERAL ELECTRIC CO
COM
369604103
853
28805
SH
SOLE
0
0
28805
GOLUB CAP BDC INC
COM
38173M102
198
10682
SH
SOLE
0
0
10682
HASBRO INC
COM
418056107
308
3877
SH
SOLE
0
0
3877
HERCULES CAPITAL INC
COM
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206
15224
SH
SOLE
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15224
HOME DEPOT INC
COM
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HONEYWELL INTL INC
COM
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ILLINOIS TOOL WKS INC
COM
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INTEL CORP
COM
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ISHARES
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CORE S&P SCP ETF
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CORE US AGGBD ET
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IBOXX HI YD ETF
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MIN VOL USA ETF
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NATIONAL MUN ETF
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RUS 1000 ETF
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RUS 1000 VAL ETF
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RUSSELL 2000 ETF
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RUS 2000 GRW ETF
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RUSSELL 3000 ETF
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SELECT DIVID ETF
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GLB INFRASTR ETF
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7-10 Y TR BD ETF
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ISHARES TR
RUS 1000 GRW ETF
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COM
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COM
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JPMORGAN CHASE & CO
ALERIAN ML ETN
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KAYNE ANDERSON MLP INVT CO
COM
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L-3 COMMUNICATIONS HLDGS INC
COM
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LABORATORY CORP AMER HLDGS
COM NEW
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COM
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MAIN STREET CAPITAL CORP
COM
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SH
SOLE
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MCDONALDS CORP
COM
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MICROSOFT CORP
COM
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MITEK SYS INC
COM NEW
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SH
SOLE
0
0
11618
NANOVIRICIDES INC
COM NEW
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SH
SOLE
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NASDAQ INC
COM
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NEXTERA ENERGY INC
COM
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NORTHROP GRUMMAN CORP
COM
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NUCOR CORP
COM
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SH
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NUVEEN AMT FREE MUN CR INC F
COM
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SH
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NUVEEN PREFERRED SECURITIES
COM
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NUVEEN QUALITY MUNCP INCOME
COM
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COM
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PEPSICO INC
COM
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PFIZER INC
COM
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PHILLIPS 66
COM
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SHS
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PROCTER AND GAMBLE CO
COM
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PROSHARES TR
PSHS ULTSH 20YRS
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PROSPECT CAPITAL CORPORATION
COM
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QUALCOMM INC
COM
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ROYAL DUTCH SHELL PLC
SPONS ADR A
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SCHWAB STRATEGIC TR
US DIVIDEND EQ
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SBI INT-INDS
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SELECT SECTOR SPDR TR
SBI CONS STPLS
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COM
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SH
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SOUTHERN CO
COM
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SPDR GOLD TRUST
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TR UNIT
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UTSER1 S&PDCRP
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SPDR SERIES TRUST
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COM
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STOCK MNG INC
COM
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SUNOCO LP
COM U REP LP
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TEXAS INSTRS INC
COM
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THERAPEUTICSMD INC
COM
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TIME WARNER INC
COM NEW
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SOLE
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TWO HBRS INVT CORP
COM
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SOLE
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UNDER ARMOUR INC
CL A
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0
11905
UNDER ARMOUR INC
CL C
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UNITED PARCEL SERVICE INC
CL B
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UNITEDHEALTH GROUP INC
COM
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VANGUARD BD INDEX FD INC
INTERMED TERM
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HEALTH CAR ETF
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VERIZON COMMUNICATIONS INC
COM
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VISA INC
COM CL A
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WALGREENS BOOTS ALLIANCE INC
COM
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WAL-MART STORES INC
COM
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NEW COM
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