0000894189-21-009128.txt : 20211223 0000894189-21-009128.hdr.sgml : 20211223 20211223140314 ACCESSION NUMBER: 0000894189-21-009128 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210929 FILED AS OF DATE: 20211223 DATE AS OF CHANGE: 20211223 EFFECTIVENESS DATE: 20211223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Series Portfolios Trust CENTRAL INDEX KEY: 0001650149 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23084 FILM NUMBER: 211516637 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-6620 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 0001650149 S000060158 MProved Systematic Merger Arbitrage Fund C000196896 Investor Class MMAJX C000196897 Institutional Class MMAQX N-PX 1 spt-mproved_npx.txt ANNUAL REPORT OF PROXY VOTING ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-23084 Reporting Period: 07/01/2021 - 09/29/2021 Series Portfolio Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-23084 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Ryan Roell, President Series Portfolios Trust c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Ave, 5th Fl Milwaukee, WI 53202 (Name and address of agent for service) Registrant's telephone number, including area code: 414-765-6839 Date of fiscal year end: December 31 Date of reporting period: July 1, 2021 to September 29, 2021 Item 1. Proxy Voting Record. =================== MProved Systematic Merger Arbitrage Fund =================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Series Portfolios Trust By (Signature and Title)* /s/ Ryan Roell Ryan Roell President Date: 12/23/2021 * Print the name and title of each signing officer under his or her signature.