N-PX 1 spt-highmoresust_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23084 NAME OF REGISTRANT: Series Portfolios Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: John Hedrick, President Series Portfolios Trust, c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Ave, 5th Fl Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6047 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2018 - 02/28/2019 Highmore Managed Volatility Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Highmore Sustainable All-Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934919359 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 01-Mar-2019 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2019 3. Advisory vote to approve executive compensation Mgmt For For 4. A shareholder proposal entitled "Shareholder Proxy Shr Against For Access Amendments" 5. A shareholder proposal entitled "True Diversity Board Shr Against For Policy" -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 934913117 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Ticker: BDX Meeting Date: 22-Jan-2019 ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Catherine M. Burzik Mgmt For For 1b. Election of Director: R. Andrew Eckert Mgmt For For 1c. Election of Director: Vincent A. Forlenza Mgmt For For 1d. Election of Director: Claire M. Fraser Mgmt For For 1e. Election of Director: Jeffrey W. Henderson Mgmt For For 1f. Election of Director: Christopher Jones Mgmt For For 1g. Election of Director: Marshall O. Larsen Mgmt For For 1h. Election of Director: David F. Melcher Mgmt For For 1i. Election of Director: Claire Pomeroy Mgmt For For 1j. Election of Director: Rebecca W. Rimel Mgmt For For 1k. Election of Director: Timothy M. Ring Mgmt For For 1l. Election of Director: Bertram L. Scott Mgmt For For 2. Ratification of selection of independent registered Mgmt For For public accounting firm. 3. Advisory vote to approve named executive officer Mgmt For For compensation. 4. Amendment to BD's Restated Certificate of Mgmt For For Incorporation. -------------------------------------------------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Agenda Number: 934911466 -------------------------------------------------------------------------------------------------------------------------- Security: 22160K105 Meeting Type: Annual Ticker: COST Meeting Date: 24-Jan-2019 ISIN: US22160K1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hamilton E. James Mgmt For For John W. Stanton Mgmt For For Mary A. Wilderotter Mgmt For For 2. Ratification of selection of independent auditors. Mgmt For For 3. Approval, on an advisory basis, of executive Mgmt For For compensation. 4. Approval of adoption of the 2019 Incentive Plan. Mgmt For For 5. Approval to amend Articles of Incorporation to Mgmt For For declassify the Board and provide for annual election of directors. 6. Approval to amend Articles of Incorporation to Mgmt For For eliminate supermajority vote requirement. 7. Shareholder proposal regarding prison labor. Shr Against For -------------------------------------------------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Agenda Number: 934863526 -------------------------------------------------------------------------------------------------------------------------- Security: 237194105 Meeting Type: Annual Ticker: DRI Meeting Date: 19-Sep-2018 ISIN: US2371941053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Margaret Shan Atkins Mgmt For For James P. Fogarty Mgmt For For Cynthia T. Jamison Mgmt For For Eugene I. Lee, Jr. Mgmt For For Nana Mensah Mgmt For For William S. Simon Mgmt For For Charles M. Sonsteby Mgmt For For Timothy J. Wilmott Mgmt For For 2. To obtain advisory approval of the Company's executive Mgmt For For compensation. 3. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending May 26, 2019. 4. To vote on a shareholder proposal requesting that the Shr Against For Company issue a report on the feasibility of adopting a policy to eliminate the use of medically important antibiotics for disease prevention in its supply chain. -------------------------------------------------------------------------------------------------------------------------- DONALDSON COMPANY, INC. Agenda Number: 934887184 -------------------------------------------------------------------------------------------------------------------------- Security: 257651109 Meeting Type: Annual Ticker: DCI Meeting Date: 30-Nov-2018 ISIN: US2576511099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Andrew Cecere Mgmt For For James J. Owens Mgmt For For Trudy A. Rautio Mgmt For For 2. A non-binding advisory vote on the compensation of our Mgmt For For Named Executive Officers. 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Donaldson Company, Inc.'s independent registered public accounting firm for the fiscal year ending July 31, 2019. -------------------------------------------------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 934858068 -------------------------------------------------------------------------------------------------------------------------- Security: 595017104 Meeting Type: Annual Ticker: MCHP Meeting Date: 14-Aug-2018 ISIN: US5950171042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Steve Sanghi Mgmt For For 1.2 Election of Director: Matthew W. Chapman Mgmt For For 1.3 Election of Director: L.B. Day Mgmt For For 1.4 Election of Director: Esther L. Johnson Mgmt For For 1.5 Election of Director: Wade F. Meyercord Mgmt For For 2. Proposal to ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2019. 3. Proposal to approve, on an advisory (non-binding) Mgmt For For basis, the compensation of our named executives. -------------------------------------------------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Agenda Number: 934891599 -------------------------------------------------------------------------------------------------------------------------- Security: 697435105 Meeting Type: Annual Ticker: PANW Meeting Date: 07-Dec-2018 ISIN: US6974351057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: John M. Donovan Mgmt For For 1b. Election of Class I Director: Mary Pat McCarthy Mgmt For For 1c. Election of Class I Director: Nir Zuk Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for our fiscal year ending July 31, 2019. 3. To approve, on an advisory basis, the compensation of Mgmt For For our named executive officers. 4. To approve, on an advisory basis, the frequency of Mgmt 1 Year For holding future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 934921568 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Ticker: QCOM Meeting Date: 12-Mar-2019 ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Barbara T. Alexander Mgmt For For 1b. Election of Director: Mark Fields Mgmt For For 1c. Election of Director: Jeffrey W. Henderson Mgmt For For 1d. Election of Director: Ann M. Livermore Mgmt For For 1e. Election of Director: Harish Manwani Mgmt For For 1f. Election of Director: Mark D. McLaughlin Mgmt For For 1g. Election of Director: Steve Mollenkopf Mgmt For For 1h. Election of Director: Clark T. Randt, Jr. Mgmt For For 1i. Election of Director: Francisco Ros Mgmt For For 1j. Election of Director: Irene B. Rosenfeld Mgmt For For 1k. Election of Director: Neil Smit Mgmt For For 1l. Election of Director: Anthony J. Vinciquerra Mgmt For For 2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as our independent public accountants for our fiscal year ending September 29, 2019. 3. To approve, on an advisory basis, our executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- TETRA TECH, INC. Agenda Number: 934919816 -------------------------------------------------------------------------------------------------------------------------- Security: 88162G103 Meeting Type: Annual Ticker: TTEK Meeting Date: 28-Feb-2019 ISIN: US88162G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Dan L. Batrack Mgmt For For 1B. Election of Director: Gary R. Birkenbeuel Mgmt For For 1C. Election of Director: Hugh M. Grant Mgmt For For 1D. Election of Director: Patrick C. Haden Mgmt For For 1E. Election of Director: J. Christopher Lewis Mgmt For For 1F. Election of Director: Joanne M. Maguire Mgmt For For 1G. Election of Director: Kimberly E. Ritrievi Mgmt For For 1H. Election of Director: Albert E. Smith Mgmt For For 1I. Election of Director: J. Kenneth Thompson Mgmt For For 1J. Election of Director: Kirsten M. Volpi Mgmt For For 2. To approve, on an advisory basis, the Company's Mgmt For For executive compensation. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2019. -------------------------------------------------------------------------------------------------------------------------- THE HAIN CELESTIAL GROUP, INC. Agenda Number: 934895802 -------------------------------------------------------------------------------------------------------------------------- Security: 405217100 Meeting Type: Annual Ticker: HAIN Meeting Date: 05-Dec-2018 ISIN: US4052171000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Celeste A. Clark Mgmt For For 1b. Election of Director: Andrew R. Heyer Mgmt For For 1c. Election of Director: R. Dean Hollis Mgmt For For 1d. Election of Director: Shervin J. Korangy Mgmt For For 1e. Election of Director: Roger Meltzer Mgmt For For 1f. Election of Director: Mark Schiller Mgmt For For 1g. Election of Director: Jack L. Sinclair Mgmt For For 1h. Election of Director: Glenn W. Welling Mgmt For For 1i. Election of Director: Dawn M. Zier Mgmt For For 2. To approve, on an advisory basis, named executive Mgmt For For officer compensation for the fiscal year ended June 30, 2018. 3. To ratify the appointment of Ernst & Young LLP to act Mgmt For For as registered independent accountants of the Company for the fiscal year ending June 30, 2019. -------------------------------------------------------------------------------------------------------------------------- UNITED NATURAL FOODS, INC. Agenda Number: 934896296 -------------------------------------------------------------------------------------------------------------------------- Security: 911163103 Meeting Type: Annual Ticker: UNFI Meeting Date: 18-Dec-2018 ISIN: US9111631035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eric F. Artz Mgmt For For 1b. Election of Director: Ann Torre Bates Mgmt For For 1c. Election of Director: Denise M. Clark Mgmt For For 1d. Election of Director: Daphne J. Dufresne Mgmt For For 1e. Election of Director: Michael S. Funk Mgmt For For 1f. Election of Director: James P. Heffernan Mgmt For For 1g. Election of Director: Peter A. Roy Mgmt For For 1h. Election of Director: Steven L. Spinner Mgmt For For 2. Ratification of the selection of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending August 3, 2019. 3. To approve, on an advisory basis, our executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Agenda Number: 934915464 -------------------------------------------------------------------------------------------------------------------------- Security: 92220P105 Meeting Type: Annual Ticker: VAR Meeting Date: 14-Feb-2019 ISIN: US92220P1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Anat Ashkenazi Mgmt For For 1b. Election of Director: Jeffrey R. Balser Mgmt For For 1c. Election of Director: Judy Bruner Mgmt For For 1d. Election of Director: Jean-Luc Butel Mgmt For For 1e. Election of Director: Regina E. Dugan Mgmt For For 1f. Election of Director: R. Andrew Eckert Mgmt For For 1g. Election of Director: Timothy E. Guertin Mgmt For For 1h. Election of Director: David J. Illingworth Mgmt For For 1i. Election of Director: Dow R. Wilson Mgmt For For 2. To approve, on an advisory basis, the compensation of Mgmt For For the Varian Medical Systems, Inc. named executive officers as described in the Proxy Statement. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Varian Medical Systems, Inc.'s independent registered public accounting firm for fiscal year 2019. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Series Portfolios Trust By (Signature) /s/ John Hedrick Name John Hedrick Title President Date 03/18/2019