UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
NOUVEAU MONDE GRAPHITE INC.
(Exact name of registrant as specified in its charter)
Canada |
| 001-40416 |
| Not applicable |
(State or other jurisdiction of | | (Commission File Number) | | (IRS Employer |
481 rue Brassard |
| J0K 3B0 |
(Address of principal executive offices) | | (Zip Code) |
[Eric Desaulniers
(450) 757-8905]
(Name and telephone number, including area code, of person to contact in connection with this report)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☐ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, ___________. |
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☒ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended December 31, 2023. |
SECTION 1 – CONFLICT MINERALS DISCLOSURE
Item 1.01 - Conflict Minerals Disclosure and Report
Not applicable
Item 1.02 - Exhibit
Not applicable
SECTION 2 – RESOURCE EXTRACTION ISSUER DISCLOSURE
Item 2.01 Resource Extraction Issuer Disclosure and Report
Nouveau Monde Graphite Inc. (the “Company”) is subject to Canada’s Extractive Sector Transparency Measures Act (“ESTMA”). The Company is relying on the alternative reporting provision of Item 2.01 and providing its ESTMA report for the year ended December 31, 2023 to satisfy the requirements of Item 2.01. The Company’s ESTMA report is available on the Company’s website at https://www.nmg.com/financial-reports / or on the Government of Canada’s website at https://natural-resources.canada.ca/our-natural-resources/minerals-mining/services-for-the-mining-industry/extractive-sector-transparency-measures-act/links-estma-reports/18198. The payment disclosure required by Form SD is included as Exhibit 2.01 to this Form SD.
SECTION 3 – EXHIBITS
Item 3.01. Exhibits
The following exhibit is filed as part of this report.
Exhibit Number |
| Description |
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2.01 | | Extractive Sector Transparency Measures Act – Annual Report for the year ended December 31, 2023 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned.
NOUVEAU MONDE GRAPHITE INC. | |||
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By: | /s/ Eric Desaulniers | | July 26, 2024 |
| Eric Desaulniers | | (Date) |
| Chief Executive Officer | | |
Extractive Sector Transparency Measures Act - Annual Report | ||||||
Reporting Entity Name | Nouveau Monde Graphite Inc | |||||
Reporting Year | From | 1/1/2023 | To: | 12/31/2023 | Date submitted | 5/29/2024 |
Reporting Entity ESTMA Identification Number | E811571 | ◉ Original Submission | | | ||
| ○ Amended Report | | | |||
Other Subsidiaries Included | | | | | | |
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Not Consolidated | | | | | | |
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Not Substituted | | | | | | |
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Attestation by Reporting Entity | | | | | | |
In accordance with the requirements of the ESTMA, and in particular section 9 thereof, I attest I have reviewed the information contained in the ESTMA report for the entity(ies) listed above. Based on my knowledge, and having exercised reasonable diligence, the information in the ESTMA report is true, accurate and complete in all material respects for the purposes of the Act, for the reporting year listed above. | ||||||
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Full Name of Director or Officer of Reporting Entity | Charles-Olivier Tarte | Date | 5/29/2024 | |||
Position Title | Chief Financial officer | | | |||
Extractive Sector Transparency Measures Act - Annual Report | ||||||||||||
Reporting Year | From: | 1/1/2023 | To: | 12/31/2023 |
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Reporting Entity Name | Nouveau Monde Graphite Inc | Currency of the Report | CAD |
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Reporting Entity ESTMA Identification Number | E811571 |
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Subsidiary Reporting Entities (if necessary) |
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Payments by Payee | ||||||||||||
Country | Payee Name1 | Departments, | Taxes | Royalties | Fees | Production | Bonuses | Dividends | Infrastructure | Total Amount | Notes34 | |
Canada -Quebec | Municipality of Saint-Michel-des-Saints | 400,000 | 400,000 | |||||||||
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Additional Notes: | 1 Enter the proper name of the Payee receiving the money (i.e. the municipality of x, the province of y, national government of z). 2 Optional field. 3 When payments are made in-kind, the notes field must highlight which payment includes in-kind contributions and the method for calculating the value of the payment. 4 Any payments made in currencies other than the report currency must be identified. The Reporting Entity may use the Additional notes row or the Notes column to identify any payments that are converted, along with the exchange rate and primary method used for currency conversions. |
Extractive Sector Transparency Measures Act - Annual Report | |||||||||||
Reporting Year | From: | 1/1/2023 | To: | 12/31/2023 |
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Reporting Entity Name | Nouveau Monde Graphite Inc | Currency of the Report | CAD |
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Reporting Entity ESTMA Identification Number | E811571 |
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Subsidiary Reporting Entities (if necessary) |
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Payments by Project | |||||||||||
Country | Project Name1 | Taxes | Royalties | Fees | Production | Bonuses | Dividends | Infrastructure | Total | Notes23 | |
Canada -Quebec | Matawinie Project | 400,000 | - | 400,000 | |||||||
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Additional Notes3: | 1 Enter the project that the payment is attributed to. Some payments may not be attributable to a specific project, and do not need to be disclosed in the "Payments by Project" table. 2 When payments are made in-kind, the notes field must highlight which payment includes in-kind contributions and the method for calculating the value of the payment. 3 Any payments made in currencies other than the report currency must be identified. The Reporting Entity may use the "Additional Notes" row or the "Notes" column to identify any payments that are converted, along with the exchange rate and primary method used for currency conversions. |
Document Information |
12 Months Ended |
|---|---|
Dec. 31, 2023 | |
| Document Information: | |
| Document Type | 2.01 SD |
| Amendment | false |
| CIK | 0001649752 |
| Registrant Name | Nouveau Monde Graphite Inc. |
| Period End Date | Dec. 31, 2023 |
| Reporting Currency | CAD |
Payments, by Category - CAD ($) |
Royalties |
Total Payments |
|---|---|---|
| Total | $ 400,000 | $ 400,000 |
Payments, by Project - 12 months ended Dec. 31, 2023 - CAD ($) |
Royalties |
Total Payments |
|---|---|---|
| Total | $ 400,000 | $ 400,000 |
| Matawinie Project | ||
| Total | $ 400,000 | $ 400,000 |
Payments, by Government - 12 months ended Dec. 31, 2023 - CAD ($) |
Royalties |
Total Payments |
|---|---|---|
| Total | $ 400,000 | $ 400,000 |
| Canada | Municipality of Saint-Michel-des-Saints | ||
| Total | $ 400,000 | $ 400,000 |
Payments, Details - CAD ($) |
Amount |
Type |
Country |
Subnat. Juris. |
Govt. |
Project |
|---|---|---|---|---|---|---|
| #: 1 | ||||||
| $ 400,000 | Royalties | Canada | snj:CA-QC | Municipality of Saint-Michel-des-Saints | Matawinie Project |