6-K/A 1 tm223892d2_6ka.htm FORM 6-K/A

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 6-K/A

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of January 2022
Commission File Number: 001-40416

 

Nouveau Monde Graphite Inc.
(Translation of registrant’s name into English)

 

481 rue Brassard
Saint-Michel-des-Saints, Quebec
Canada J0K 3B0

(Address of principal executive office)

 

Indicate by check mark file annual reports under cover of file annual reports under cover of Form 20-F or Form 40-F.


Form 20-F
¨      Form 40-F x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b)(1): ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

 

 

 

 

 

 

INCORPORATION BY REFERENCE

 

Exhibits 99.1 and 99.2 of this Form 6-K/A are hereby filed and incorporated by reference into the registrant’s Registration Statement on Form F-10 (File No. 333-256340).

 

EXPLANATORY NOTE

 

This Amendment to the Report on Form 6-K for the month of November 2021, furnished to the Securities and Exchange Commission on November 12, 2021, is being filed solely to incorporate by reference Exhibits 99.1 and 99.2 to this Form 6-K/A into the registrant’s Registration Statement on Form F-10 (File No. 333-256340).

 

 

 

 

 

DOCUMENT TO BE FILED AS PART OF THIS FORM 6-K/A

 

99.1*   Condensed consolidated interim unaudited financial statements for the three and nine-month periods ended September 30, 2021 and 2020

 

99.2*   Management Discussion &Analysis for the three and nine-month periods ended September 30, 2021

 

99.3*   Certification of Interim Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer - CEO

 

99.4*   Certification of Interim Filings Following an Initial Public Offering, Reverse Takeover or Becoming a Non-Venture Issuer - CFO

 

*Previously filed

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, there unto duly authorized.

 

  Nouveau Monde Graphite Inc.
(Registrant)
   
Date:  January 21, 2022 /s/ David Torralbo
  David Torralbo
  Chief Legal Officer and Corporate Secretary