0001437749-17-004994.txt : 20170321 0001437749-17-004994.hdr.sgml : 20170321 20170321153527 ACCESSION NUMBER: 0001437749-17-004994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170317 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuvectra Corp CENTRAL INDEX KEY: 0001648893 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 300513847 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5830 GRANITE PKWY STREET 2: SUITE 1100 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-668-4107 MAIL ADDRESS: STREET 1: 5830 GRANITE PKWY STREET 2: SUITE 1100 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: QIG GROUP, LLC DATE OF NAME CHANGE: 20150722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaula Norbert CENTRAL INDEX KEY: 0001670949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37525 FILM NUMBER: 17704079 MAIL ADDRESS: STREET 1: PO 741179 CITY: ARVADA STATE: CO ZIP: 80006 4 1 rdgdoc.xml FORM 4 KAULA X0306 4 2017-03-17 0001648893 Nuvectra Corp NVTR 0001670949 Kaula Norbert 5830 GRANITE PARKWAY, 11TH FLOOR PLANO TX 75024 1 EVP, Research & Development Restricted Stock Unit 0 2017-03-17 4 A 0 7200 0 A 2018-05-12 2020-05-12 Common Stock 7200 13185 D Stock Option (right to buy) 6.35 2017-03-17 4 A 0 7200 0 A 2018-05-12 2027-03-17 Common Stock 7200 14860 D Grant of restricted stock units. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Approximately one third is scheduled to vest May 12, 2018. The remaining two thirds balance is scheduled to vest in eight approximately equal quarterly installments thereafter. Grant of non-qualified stock options. Approximately one third is scheduled to vest May 12, 2018. The remaining two thirds balance is scheduled to vest in eight approximately equal quarterly installments thereafter. /s/ Melissa G Beare as attorney in fact for Norbert Kaula 2017-03-21