0001062993-18-004904.txt : 20181206 0001062993-18-004904.hdr.sgml : 20181206 20181206074052 ACCESSION NUMBER: 0001062993-18-004904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180121 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON DAVID MICHAEL CENTRAL INDEX KEY: 0001592212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55539 FILM NUMBER: 181218903 MAIL ADDRESS: STREET 1: 300,400 - 5TH AVENUE SW CITY: CALGARY STATE: A0 ZIP: T2P 0L6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Park Place Energy Inc. CENTRAL INDEX KEY: 0001648636 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 474488552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 ROSS AVE, SUITE 4500E CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: (214) 220-4340 MAIL ADDRESS: STREET 1: 2200 ROSS AVE, SUITE 4500E CITY: DALLAS STATE: TX ZIP: 75201 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2018-01-21 0001648636 Park Place Energy Inc. PKPL 0001592212 THOMPSON DAVID MICHAEL 11 FORT HAMILTON DRIVE PEMBROKE D0 Hm19 BERMUDA 1 1 1 0 Chief Financial Officer Common Stock 600000 D Common Stock 2018-10-26 4 A 0 250000 0.10 A 850000 D Common Stock 2018-10-26 4 A 0 100000 0.10 A 950000 D Warrants 0.20 2017-08-27 4 A 0 125000 0.20 A 2013-08-27 2018-08-27 Common Shares 125000 125000 D Stock Options 0.10 2016-01-22 4 A 0 50000 0.10 A 2016-01-22 2019-01-21 Common Shares 50000 150000 D Stock Options 0.18 2017-03-27 4 A 0 100000 0.18 A 2017-03-27 2021-03-26 Common Shares 100000 250000 D Restricted Stock Units 2017-04-01 4 A 0 25000 A 2017-04-01 Common Shares 25000 275000 D Stock Options 0.12 2018-01-21 4 A 0 300000 0.12 A 2018-01-21 2023-01-21 Common Shares 300000 575000 D Stock Options 0.12 2018-10-25 4 A 0 350000 0.12 A 2018-10-25 2018-10-24 Common Shares 350000 925000 D Warrants 0.20 2018-08-27 4 E 0 125000 0.20 A 2018-08-27 2018-08-27 Common Shares 125000 800000 D Warrants 0.15 2018-11-23 4 A 0 125000 0.15 A 2018-11-23 2020-11-30 Common Shares 125000 925000 D Restricted Stock Units 2018-10-25 4 A 0 75000 0.10 A 2018-10-25 Common Shares 75000 1000000 D Restricted Stock Units 2018-10-25 4 D 0 100000 0.10 A 2018-10-25 Common Shares 100000 900000 D Conversion of Restricted Stock Units into Fully paid Common Shares of the Company. Each Restricted Stock Unit is a notional share of common shares of the issuer with a value of each Unit being equal to the Fair market value of a share of common stock at any time. /s/ David Michael Thompson 2018-12-05