N-PX 1 d928324dnpx.htm IVY NEXTSHARES Ivy NextShares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-23155

IVY NEXTSHARES

(Exact Name as Specified in Charter)

6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Address of Principal Executive Office) (Zip Code)

Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200

(Name and Address of Agent for Service)

Registrant’s Telephone Number, including Area Code: (913) 236-2000

Date of fiscal year end: June 30

Date of reporting period: July 1, 2019 to June 30, 2020


IVY FOCUSED ENERGY NEXTSHARES

(This fund was liquidated effective September 20, 2019.)

Proxy Voting Record

There was no proxy voting for Ivy Focused Energy NextShares, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.


IVY FOCUSED GROWTH NEXTSHARES

(This fund was liquidated effective September 20, 2019.)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2002 Ivy Focused Growth NextShares

VF Corporation

 

Meeting Date:   07/16/2019   Country:    USA   Primary Security ID:   918204108
Record Date:   05/22/2019   Meeting Type:    Annual   Ticker:   VFC
    Shares Voted:    4,346    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1.1    Elect Director Richard T. Carucci    Mgmt    For    For    For
1.2    Elect Director Juliana L. Chugg    Mgmt    For    For    For
1.3    Elect Director Benno Dorer    Mgmt    For    For    For
1.4    Elect Director Mark S. Hoplamazian    Mgmt    For    For    For
1.5    Elect Director Laura W. Lang    Mgmt    For    For    For
1.6    Elect Director W. Alan McCollough    Mgmt    For    For    For
1..7    Elect Director W. Rodney McMullen    Mgmt    For    For    For
1.8    Elect Director Clarence Otis, Jr.    Mgmt    For    For    For
1.9    Elect Director Steven E. Rendle    Mgmt    For    For    For
1.10    Elect Director Carol L. Roberts    Mgmt    For    For    For
1.11    Elect Director Matthew J. Shattock    Mgmt    For    For    For
1.12    Elect Director Veronica B. Wu    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify PricewaterhouseCoopers LLP as Auditors    Mgmt    For    For    For

Electronic Arts Inc.

 

Meeting Date:   08/08/2019   Country:    USA   Primary Security ID:   285512109
Record Date:   06/14/2019   Meeting Type:    Annual   Ticker:   EA
    Shares Voted:    3,965    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director Leonard S. Coleman    Mgmt    For    For    For
1b    Elect Director Jay C. Hoag    Mgmt    For    For    For
1c    Elect Director Jeffrey T. Huber    Mgmt    For    For    For
1d    Elect Director Lawrence F. Probst, III    Mgmt    For    For    For
1e    Elect Director Talbott Roche    Mgmt    For    For    For
1f    Elect Director Richard A. Simonson    Mgmt    For    For    For
1g    Elect Director Luis A. Ubinas    Mgmt    For    For    For
1h    Elect Director Heidi J. Ueberroth    Mgmt    For    For    For
1i    Elect Director Andrew Wilson    Mgmt    For    For    For
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
3    Ratify KPMG LLP as Auditors    Mgmt    For    For    For
4    Approve Omnibus Stock Plan    Mgmt    For    For    For
5    Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings    Mgmt    For    For    For
6    Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings    SH    Against    For    For


IVY FOCUSED VALUE NEXTSHARES

(This fund was liquidated effective September 20, 2019.)

Proxy Voting Record

Vote Summary Report

Reporting Period: 07/01/2019 to 06/30/2020

Location(s): All Locations

Institution Account(s): 2003 Ivy Focused Value NextShares

NetApp, Inc.

 

Meeting Date:   09/12/2019   Country:    USA   Primary Security ID:   64110D104
Record Date:   07/17/2019   Meeting Type:    Annual   Ticker:   NTAP
    Shares Voted:    5,900    

 

Proposal
Number

  

Proposal Text

  

Proponent

  

Mgmt Rec

  

Voting

Policy Rec

  

Vote

Instruction

1a    Elect Director T. Michael Nevens    Mgmt    For    For    For
1b    Elect Director Gerald Held    Mgmt    For    For    For
1c    Elect Director Kathryn M. Hill    Mgmt    For    For    For
1d    Elect Director Deborah L. Kerr    Mgmt    For    For    For
1e    Elect Director George Kurian    Mgmt    For    For    For
1f    Elect Director Scott F. Schenkel    Mgmt    For    For    For
1g    Elect Director George T. Shaheen    Mgmt    For    For    For
2    Amend Omnibus Stock Plan    Mgmt    For    Refer    For
3    Amend Qualified Employee Stock Purchase Plan    Mgmt    For    For    For
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    Mgmt    For    For    For
5    Ratify Deloitte & Touche LLP as Auditors    Mgmt    For    For    For


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

IVY NEXTSHARES
(Registrant)
By:  

/s/ Philip A. Shipp

  Philip A. Shipp, Assistant Secretary
Date: August 31, 2020
By:  

/s/ Philip J. Sanders

  Philip J. Sanders, President and Principal Executive Officer
Date: August 31, 2020