UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23155
IVY NEXTSHARES
(Exact Name as Specified in Charter)
6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Name and Address of Agent for Service)
Registrants Telephone Number, including Area Code: (913) 236-2000
Date of fiscal year end: June 30
Date of reporting period: July 1, 2018 to June 30, 2019
IVY FOCUSED ENERGY NEXTSHARES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Concho Resources Inc.
Meeting Date: | 07/17/2018 | Country: | USA | Primary Security ID: | 20605P101 | |||||
Record Date: | 06/01/2018 | Meeting Type: | Special | Ticker: | CXO | |||||
Shares Voted: | 2,145 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For |
RSP Permian, Inc.
Meeting Date: | 07/17/2018 | Country: | USA | Primary Security ID: | 74978Q105 | |||||
Record Date: | 06/01/2018 | Meeting Type: | Special | Ticker: | RSPP | |||||
Shares Voted: | 8,602 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For |
Marathon Petroleum Corp.
Meeting Date: | 09/24/2018 | Country: | USA | Primary Security ID: | 56585A102 | |||||
Record Date: | 08/01/2018 | Meeting Type: | Special | Ticker: | MPC | |||||
Shares Voted: | 4,858 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Approve Increase in Size of Board | Mgmt | For | Refer | For | |||||
4 | Adjourn Meeting | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Diamondback Energy, Inc.
Meeting Date: | 11/27/2018 | Country: | USA | Primary Security ID: | 25278X109 | |||||
Record Date: | 10/19/2018 | Meeting Type: | Special | Ticker: | FANG | |||||
Shares Voted: | 2,261 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For |
Transocean Ltd.
Meeting Date: | 11/29/2018 | Country: | Switzerland | Primary Security ID: | H8817H100 | |||||
Record Date: | 11/12/2018 | Meeting Type: | Special | Ticker: | RIG | |||||
Shares Voted: | 24,336 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy |
Vote Instruction | |||||
1 | Amend Articles to Create Additional Authorized Share Capital to Pay the Share Consideration in the Merger | Mgmt | For | Refer | For | |||||
2 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
3 | Amend Articles Re: (Non-Routine) | Mgmt | For | Refer | For |
State Street Institutional Investment Trust
Meeting Date: | 12/18/2018 | Country: | USA | Primary Security ID: | 85748FAB0 | |||||
Record Date: | 10/22/2018 | Meeting Type: | Special | Ticker: | N/A | |||||
Shares Voted: | 125,512 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
2.1 | Elect Director John R. Costantino | Mgmt | For | For | For | |||||
2.2 | Elect Director Michael A. Jessee | Mgmt | For | For | For | |||||
2.3 | Elect Director Ellen M. Needham | Mgmt | For | For | For | |||||
2.4 | Elect Director Donna M. Rapaccioli | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Ensco Plc
Meeting Date: | 02/21/2019 | Country: | United Kingdom | Primary Security ID: | G3157S106 | |||||
Record Date: | 12/10/2018 | Meeting Type: | Special | Ticker: | ESV | |||||
Shares Voted: | 35,973 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Approve Acquisition of Rowan Companies plc | Mgmt | For | Refer | For | |||||
2 | Approve Reverse Stock Split | Mgmt | For | Refer | For | |||||
3 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | Refer | For | |||||
4 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
5 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | Refer | For | |||||
6 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | Refer | For |
Schlumberger Limited
Meeting Date: | 04/03/2019 | Country: | Curacao | Primary Security ID: | 806857108 | |||||
Record Date: | 02/13/2019 | Meeting Type: | Annual | Ticker: | SLB | |||||
Shares Voted: | 6,703 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Peter L.S. Currie | Mgmt | For | For | For | |||||
1b | Elect Director Miguel M. Galuccio | Mgmt | For | For | For | |||||
1c | Elect Director Paal Kibsgaard | Mgmt | For | For | For | |||||
1d | Elect Director Nikolay Kudryavtsev | Mgmt | For | For | For | |||||
1e | Elect Director Tatiana A. Mitrova | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Lubna S. Olayan | Mgmt | For | For | For | |||||
1h | Elect Director Mark G. Papa | Mgmt | For | For | For | |||||
1i | Elect Director Leo Rafael Reif | Mgmt | For | For | For | |||||
1j | Elect Director Henri Seydoux | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Adopt and Approve Financials and Dividends | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Schlumberger Limited
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | Refer | For |
Marathon Petroleum Corporation
Meeting Date: | 04/24/2019 | Country: | USA | Primary Security ID: | 56585A102 | |||||
Record Date: | 02/25/2019 | Meeting Type: | Annual | Ticker: | MPC | |||||
Shares Voted: | 4,858 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Evan Bayh | Mgmt | For | For | For | |||||
1b | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1c | Elect Director Edward G. Galante | Mgmt | For | For | For | |||||
1d | Elect Director Kim K.W. Rucker | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Require Independent Board Chairman | SH | Against | Refer | Against |
EOG Resources, Inc.
Meeting Date: | 04/29/2019 | Country: | USA | Primary Security ID: | 26875P101 | |||||
Record Date: | 03/01/2019 | Meeting Type: | Annual | Ticker: | EOG | |||||
Shares Voted: | 2,709 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
1b | Elect Director Charles R. Crisp | Mgmt | For | For | For | |||||
1c | Elect Director Robert P. Daniels | Mgmt | For | For | For | |||||
1d | Elect Director James C. Day | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
EOG Resources, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1e | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
1f | Elect Director Julie J. Robertson | Mgmt | For | For | For | |||||
1g | Elect Director Donald F. Textor | Mgmt | For | For | For | |||||
1h | Elect Director William R. Thomas | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Valero Energy Corporation
Meeting Date: | 04/30/2019 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
Record Date: | 03/05/2019 | Meeting Type: | Annual | Ticker: | VLO | |||||
Shares Voted: | 3,068 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
1E | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
1F | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
1G | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
1H | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
1I | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
1J | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
TechnipFMC plc
Meeting Date: | 05/01/2019 | Country: | United Kingdom | Primary Security ID: | G87110105 | |||||
Record Date: | 03/04/2019 | Meeting Type: | Annual | Ticker: | FTI | |||||
Shares Voted: | 6,785 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Douglas J. Pferdehirt | Mgmt | For | For | For | |||||
1b | Elect Director Arnaud Caudoux | Mgmt | For | Refer | Against | |||||
1c | Elect Director Pascal Colombani | Mgmt | For | For | For | |||||
1d | Elect Director Marie-Ange Debon | Mgmt | For | For | For | |||||
1e | Elect Director Eleazar de Carvalho Filho | Mgmt | For | For | For | |||||
1f | Elect Director Claire S. Farley | Mgmt | For | For | For | |||||
1g | Elect Director Didier Houssin | Mgmt | For | For | For | |||||
1h | Elect Director Peter Mellbye | Mgmt | For | For | For | |||||
1i | Elect Director John OLeary | Mgmt | For | For | For | |||||
1j | Elect Director Kay G. Priestly | Mgmt | For | For | For | |||||
1k | Elect Director Joseph Rinaldi | Mgmt | For | For | For | |||||
1l | Elect Director James M. Ringler | Mgmt | For | For | For | |||||
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Approve Directors Remuneration Report | Mgmt | For | For | For | |||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
7 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Mgmt | For | For | For | |||||
8 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Whiting Petroleum Corp.
Meeting Date: | 05/01/2019 | Country: | USA | Primary Security ID: | 966387409 | |||||
Record Date: | 03/07/2019 | Meeting Type: | Annual | Ticker: | WLL | |||||
Shares Voted: | 6,541 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Thomas L. Aller | Mgmt | For | For | For | |||||
1.2 | Elect Director James E. Catlin | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael B. Walen | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Suncor Energy, Inc.
Meeting Date: | 05/02/2019 | Country: | Canada | Primary Security ID: | 867224107 | |||||
Record Date: | 03/11/2019 | Meeting Type: | Annual | Ticker: | SU | |||||
Shares Voted: | 7,621 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
1.9 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Phillips 66
Meeting Date: | 05/08/2019 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2019 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 2,289 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting |
Vote Instruction | |||||
1a | Elect Director Greg C. Garland | Mgmt | For | Refer | For | |||||
1b | Elect Director Gary K. Adams | Mgmt | For | For | For | |||||
1c | Elect Director John E. Lowe | Mgmt | For | For | For | |||||
1d | Elect Director Denise L. Ramos | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Report on Plastic Pollution *Withdrawn Resolution* | SH |
Transocean Ltd.
Meeting Date: | 05/09/2019 | Country: | Switzerland | Primary Security ID: | H8817H100 | |||||
Record Date: | 04/22/2019 | Meeting Type: | Annual | Ticker: | RIG | |||||
Shares Voted: | 28,366 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Appropriation of Available Earnings for Fiscal Year 2018 | Mgmt | For | For | For | |||||
4A | Elect Director Glyn A. Barker | Mgmt | For | For | For | |||||
4B | Elect Director Vanessa C.L. Chang | Mgmt | For | For | For | |||||
4C | Elect Director Frederico F. Curado | Mgmt | For | For | For | |||||
4D | Elect Director Chadwick C. Deaton | Mgmt | For | For | For | |||||
4E | Elect Director Vincent J. Intrieri | Mgmt | For | For | For | |||||
4F | Elect Director Samuel J. Merksamer | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Transocean Ltd.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
4G | Elect Director Frederik W. Mohn | Mgmt | For | For | For | |||||
4H | Elect Director Edward R. Muller | Mgmt | For | For | For | |||||
4I | Elect Director Tan Ek Kia | Mgmt | For | For | For | |||||
4J | Elect Director Jeremy D. Thigpen | Mgmt | For | For | For | |||||
5 | Elect Chadwick C. Deaton as Board Chairman | Mgmt | For | For | For | |||||
6A | Appoint Frederico F. Curado as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6B | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6C | Appoint Tan Ek Kia as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Mgmt | For | For | For | |||||
8 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019 and Reelection of Ernst & Young Ltd, Zurich as the Companys Auditor for a Further One-Year Term | Mgmt | For | For | For | |||||
9 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
10A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2019 and 2020 Annual General Meetings in the Amount of USD 4.12 Million | Mgmt | For | Refer | For | |||||
10B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2020 in the Amount of USD 24 Million | Mgmt | For | Refer | For | |||||
11 | Other Business | Mgmt | For | Against | Against |
Baker Hughes, a GE company
Meeting Date: | 05/10/2019 | Country: | USA | Primary Security ID: | 05722G100 | |||||
Record Date: | 03/15/2019 | Meeting Type: | Annual | Ticker: | BHGE | |||||
Shares Voted: | 7,513 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | For | |||||
1.2 | Elect Director Gregory D. Brenneman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Baker Hughes, a GE company
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Gregory L. Ebel | Mgmt | For | For | For | |||||
1.5 | Elect Director Lynn L. Elsenhans | Mgmt | For | For | For | |||||
1.6 | Elect Director Jamie S. Miller | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | For | |||||
1.8 | Elect Director John G. Rice | Mgmt | For | Refer | Withhold | |||||
1.9 | Elect Director Lorenzo Simonelli | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Halliburton Company
Meeting Date: | 05/15/2019 | Country: | USA | Primary Security ID: | 406216101 | |||||
Record Date: | 03/18/2019 | Meeting Type: | Annual | Ticker: | HAL | |||||
Shares Voted: | 10,041 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||||
1b | Elect Director William E. Albrecht | Mgmt | For | For | For | |||||
1c | Elect Director M. Katherine Banks | Mgmt | For | For | For | |||||
1d | Elect Director Alan M. Bennett | Mgmt | For | For | For | |||||
1e | Elect Director Milton Carroll | Mgmt | For | For | For | |||||
1f | Elect Director Nance K. Dicciani | Mgmt | For | For | For | |||||
1g | Elect Director Murry S. Gerber | Mgmt | For | For | For | |||||
1h | Elect Director Patricia Hemingway Hall | Mgmt | For | For | For | |||||
1i | Elect Director Robert A. Malone | Mgmt | For | For | For | |||||
1j | Elect Director Jeffrey A. Miller | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Concho Resources, Inc.
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 20605P101 | |||||
Record Date: | 03/19/2019 | Meeting Type: | Annual | Ticker: | CXO | |||||
Shares Voted: | 3,186 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Steven D. Gray | Mgmt | For | For | For | |||||
1.2 | Elect Director Susan J. Helms | Mgmt | For | For | For | |||||
1.3 | Elect Director Gary A. Merriman | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Continental Resources, Inc.
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 212015101 | |||||
Record Date: | 03/21/2019 | Meeting Type: | Annual | Ticker: | CLR | |||||
Shares Voted: | 8,026 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Harold G. Hamm | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director John T. McNabb, II | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Pioneer Natural Resources Company
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 723787107 | |||||
Record Date: | 03/21/2019 | Meeting Type: | Annual | Ticker: | PXD | |||||
Shares Voted: | 2,442 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Edison C. Buchanan | Mgmt | For | For | For | |||||
1.2 | Elect Director Andrew F. Cates | Mgmt | For | For | For | |||||
1.3 | Elect Director Phillip A. Gobe | Mgmt | For | For | For | |||||
1.4 | Elect Director Larry R. Grillot | Mgmt | For | For | For | |||||
1.5 | Elect Director Stacy P. Methvin | Mgmt | For | For | For | |||||
1.6 | Elect Director Royce W. Mitchell | Mgmt | For | For | For | |||||
1.7 | Elect Director Frank A. Risch | Mgmt | For | For | For | |||||
1.8 | Elect Director Scott D. Sheffield | Mgmt | For | For | For | |||||
1.9 | Elect Director Mona K. Sutphen | Mgmt | For | For | For | |||||
1.10 | Elect Director J. Kenneth Thompson | Mgmt | For | For | For | |||||
1.11 | Elect Director Phoebe A. Wood | Mgmt | For | For | For | |||||
1.12 | Elect Director Michael D. Wortley | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
WPX Energy, Inc.
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 98212B103 | |||||
Record Date: | 03/25/2019 | Meeting Type: | Annual | Ticker: | WPX | |||||
Shares Voted: | 19,525 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director John A. Carrig | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert K. Herdman | Mgmt | For | For | For | |||||
1.3 | Elect Director Kelt Kindick | Mgmt | For | For | For | |||||
1.4 | Elect Director Karl F. Kurz | Mgmt | For | For | For | |||||
1.5 | Elect Director Henry E. Lentz | Mgmt | For | For | For | |||||
1.6 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard E. Muncrief | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
WPX Energy, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.8 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
1.9 | Elect Director David F. Work | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Ensco plc
Meeting Date: | 05/20/2019 | Country: | United Kingdom | Primary Security ID: | G3166L100 | |||||
Record Date: | 03/25/2019 | Meeting Type: | Annual | Ticker: | ESV | |||||
Shares Voted: | 47,085 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | Mgmt | |||||||||
1a | Elect Director J. Roderick Clark | Mgmt | For | For | For | |||||
1b | Elect Director Mary E. Francis | Mgmt | For | For | For | |||||
1c | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
1d | Elect Director Keith O. Rattie | Mgmt | For | For | For | |||||
1e | Elect Director Paul E. Rowsey, III | Mgmt | For | For | For | |||||
1f | Elect Director Carl G. Trowell | Mgmt | For | For | For | |||||
Conditional on the Company Not Having Completed the Rowan Transaction Before the Meeting, To Re-elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | Mgmt | |||||||||
2a | Elect Director Roxanne J. Decyk - withdrawn | Mgmt | ||||||||
2b | Elect Director Jack E. Golden - withdrawn | Mgmt | ||||||||
2c | Elect Director Gerald W. Haddock - withdrawn | Mgmt | ||||||||
2d | Elect Director Francis S. Kalman- withdrawn | Mgmt | ||||||||
2e | Elect Director Phil D. Wedemeyer - withdrawn | Mgmt | ||||||||
Conditional on the Company Having Completed the Rowan Transaction Before the Meeting, To Elect Directors to Serve Until the 2020 Annual General Meeting of Shareholders | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Ensco plc
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
3a | Elect Director Thomas Burke | Mgmt | For | For | For | |||||
3b | Elect Director William E. Albrecht | Mgmt | For | For | For | |||||
3c | Elect Director Suzanne P. Nimocks | Mgmt | For | For | For | |||||
3d | Elect Director Thierry Pilenko | Mgmt | For | For | For | |||||
3e | Elect Director Charles L. Szews | Mgmt | For | For | For | |||||
4 | Ratify KPMG LLP as US Independent Auditor | Mgmt | For | For | For | |||||
5 | Appoint KPMG LLP as UK Statutory Auditor | Mgmt | For | For | For | |||||
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
7 | Approve Remuneration Report | Mgmt | For | For | For | |||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
9 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
10 | Authorize Issue of Equity | Mgmt | For | For | For | |||||
11 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
12 | Authorize Issue of Equity without Pre-emptive Rights In Connection with an Acquisition or Specified Capital Investment | Mgmt | For | For | For |
Core Laboratories NV
Meeting Date: | 05/23/2019 | Country: | Netherlands | Primary Security ID: | N22717107 | |||||
Record Date: | 04/25/2019 | Meeting Type: | Annual | Ticker: | CLB | |||||
Shares Voted: | 2,602 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Martha Z. Carnes | Mgmt | For | For | For | |||||
1b | Elect Director Michael Straughen | Mgmt | For | For | For | |||||
1c | Elect Director Gregory B. Barnett | Mgmt | For | For | For | |||||
2 | Ratify KPMG as Auditors | Mgmt | For | For | For | |||||
3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
4 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Core Laboratories NV
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
6 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | |||||
7 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Parsley Energy, Inc.
Meeting Date: | 05/24/2019 | Country: | USA | Primary Security ID: | 701877102 | |||||
Record Date: | 04/01/2019 | Meeting Type: | Annual | Ticker: | PE | |||||
Shares Voted: | 14,033 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1A | Elect Director William Browning | Mgmt | For | For | For | |||||
1B | Elect Director David H. Smith | Mgmt | For | For | For | |||||
1C | Elect Director Jerry Windlinger | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Chevron Corporation
Meeting Date: | 05/29/2019 | Country: | USA | Primary Security ID: | 166764100 | |||||
Record Date: | 04/01/2019 | Meeting Type: | Annual | Ticker: | CVX | |||||
Shares Voted: | 2,502 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Chevron Corporation
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1i | Elect Director Inge G. Thulin | Mgmt | For | For | For | |||||
1j | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1k | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Report on Human Right to Water | SH | Against | Against | Against | |||||
5 | Report on Plans to Reduce Carbon Footprint Aligned with Paris Agreement Goals | SH | Against | Refer | Against | |||||
6 | Establish Environmental Issue Board Committee | SH | Against | Refer | Against | |||||
7 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Diamondback Energy, Inc.
Meeting Date: | 06/06/2019 | Country: | USA | Primary Security ID: | 25278X109 | |||||
Record Date: | 04/12/2019 | Meeting Type: | Annual | Ticker: | FANG | |||||
Shares Voted: | 2,261 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Steven E. West | Mgmt | For | For | For | |||||
1.2 | Elect Director Travis D. Stice | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael L. Hollis | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael P. Cross | Mgmt | For | For | For | |||||
1.5 | Elect Director David L. Houston | Mgmt | For | For | For | |||||
1.6 | Elect Director Mark L. Plaumann | Mgmt | For | For | For | |||||
1.7 | Elect Director Melanie M. Trent | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
Diamondback Energy, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Patterson-UTI Energy, Inc.
Meeting Date: | 06/06/2019 | Country: | USA | Primary Security ID: | 703481101 | |||||
Record Date: | 04/08/2019 | Meeting Type: | Annual | Ticker: | PTEN | |||||
Shares Voted: | 13,000 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Mark S. Siegel | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles O. Buckner | Mgmt | For | For | For | |||||
1.3 | Elect Director Tiffany (TJ) Thom Cepak | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael W. Conlon | Mgmt | For | For | For | |||||
1.5 | Elect Director William A. Hendricks, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Curtis W. Huff | Mgmt | For | For | For | |||||
1.7 | Elect Director Terry H. Hunt | Mgmt | For | For | For | |||||
1.8 | Elect Director Janeen S. Judah | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2001 Ivy Focused Energy NextShares
ProPetro Holding Corp.
Meeting Date: | 06/14/2019 | Country: | USA | Primary Security ID: | 74347M108 | |||||
Record Date: | 04/22/2019 | Meeting Type: | Annual | Ticker: | PUMP | |||||
Shares Voted: | 12,793 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Dale Redman | Mgmt | For | For | For | |||||
1.2 | Elect Director Spencer D. Armour, III | Mgmt | For | For | For | |||||
1.3 | Elect Director Steven Beal | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark S. Berg | Mgmt | For | For | For | |||||
1.5 | Elect Director Anthony Best | Mgmt | For | For | For | |||||
1.6 | Elect Director Pryor Blackwell | Mgmt | For | For | For | |||||
1.7 | Elect Director Alan E. Douglas | Mgmt | For | For | For | |||||
1.8 | Elect Director Royce W. Mitchell | Mgmt | For | For | For | |||||
1.9 | Elect Director Jack B. Moore | Mgmt | For | For | For | |||||
2 | Amend Certificate of Incorporation | Mgmt | For | For | For | |||||
3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
7 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
IVY FOCUSED GROWTH NEXTSHARES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Electronic Arts Inc.
Meeting Date: | 08/02/2018 | Country: | USA | Primary Security ID: | 285512109 | |||||
Record Date: | 06/08/2018 | Meeting Type: | Annual | Ticker: | EA | |||||
Shares Voted: | 2,648 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Ferrari NV
Meeting Date: | 09/07/2018 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
Record Date: | 08/10/2018 | Meeting Type: | Special | Ticker: | RACE | |||||
Shares Voted: | 490 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2 | Elect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
3 | Close Meeting | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Microsoft Corp.
Meeting Date: | 11/28/2018 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 09/26/2018 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 10,824 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Charles H. Noski | Mgmt | For | For | For | |||||
1.7 | Elect Director Helmut Panke | Mgmt | For | For | For | |||||
1.8 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.9 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.10 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.11 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.12 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.13 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.14 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
CME Group, Inc.
Meeting Date: | 11/29/2018 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
Record Date: | 09/06/2018 | Meeting Type: | Special | Ticker: | CME | |||||
Shares Voted: | 3,420 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1 | Eliminate All or Some of the Class B Election Rights | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
State Street Institutional Investment Trust
Meeting Date: | 12/18/2018 | Country: | USA | Primary Security ID: | 85748FAB0 | |||||
Record Date: | 10/22/2018 | Meeting Type: | Special | Ticker: | N/A | |||||
Shares Voted: | 355,760 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
2.1 | Elect Director John R. Costantino | Mgmt | For | For | For | |||||
2.2 | Elect Director Michael A. Jessee | Mgmt | For | For | For | |||||
2.3 | Elect Director Ellen M. Needham | Mgmt | For | For | For | |||||
2.4 | Elect Director Donna M. Rapaccioli | Mgmt | For | For | For |
Intuit, Inc.
Meeting Date: | 01/17/2019 | Country: | USA | Primary Security ID: | 461202103 | |||||
Record Date: | 11/19/2018 | Meeting Type: | Annual | Ticker: | INTU | |||||
Shares Voted: | 1,353 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
1d | Elect Director Sasan Goodarzi | Mgmt | For | For | For | |||||
1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
1h | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
1j | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
1k | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Visa, Inc.
Meeting Date: | 01/29/2019 | Country: | USA | Primary Security ID: | 92826C839 | |||||
Record Date: | 11/30/2018 | Meeting Type: | Annual | Ticker: | V | |||||
Shares Voted: | 4,122 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Lloyd A. Carney | Mgmt | For | For | For | |||||
1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
1f | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1g | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1h | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1i | Elect Director John A.C. Swainson | Mgmt | For | For | For | |||||
1j |
Elect Director Maynard G. Webb, Jr. |
Mgmt |
For |
For |
For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Apple, Inc.
Meeting Date: | 03/01/2019 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 01/02/2019 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 4,096 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
1d | Elect Director Bob Iger | Mgmt | For | For | For | |||||
1e | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1f | Elect Director Art Levinson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Apple, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1g | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1h | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
5 | Disclose Board Diversity and Qualifications | SH | Against | Against | Against |
Adobe Inc.
Meeting Date: | 04/11/2019 | Country: | USA | Primary Security ID: | 00724F101 | |||||
Record Date: | 02/13/2019 | Meeting Type: | Annual | Ticker: | ADBE | |||||
Shares Voted: | 2,404 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Ferrari NV
Meeting Date: | 04/12/2019 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
Record Date: | 03/15/2019 | Meeting Type: | Annual | Ticker: | RACE | |||||
Shares Voted: | 3,221 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.a | Receive Directors Board Report (Non-Voting) | Mgmt | ||||||||
2.b | Implementation of Remuneration Policy | Mgmt | ||||||||
2.c | Receive Explanation on Companys Reserves and Dividend Policy | Mgmt | ||||||||
2.d | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.e | Approve Dividends of EUR 1.03 Per Share | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Directors | Mgmt | For | For | For | |||||
3.a | Elect John Elkann as Executive Director | Mgmt | For | Refer | Against | |||||
3.b | Reelect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
3.c | Reelect Piero Ferrari as Non-Executive Director | Mgmt | For | For | For | |||||
3.d | Reelect Delphine Arnault as Non-Executive Director | Mgmt | For | Refer | Against | |||||
3.e | Reelect Giuseppina Capaldo as Non-Executive Director | Mgmt | For | For | For | |||||
3.f | Reelect Eduardo H. Cue as Non-Executive Director | Mgmt | For | For | Against | |||||
3.g | Reelect Sergio Duca as Non-Executive Director | Mgmt | For | For | For | |||||
3.h | Reelect Maria Patrizia Grieco as Non-Executive Director | Mgmt | For | For | For | |||||
3.i | Reelect Adam Keswick as Non-Executive Director | Mgmt | For | Refer | For | |||||
3.j | Reelect Elena Zambon as Non-Executive Director | Mgmt | For | For | For | |||||
4 | Appoint EY as Auditors | Mgmt | For | For | For | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
6 | Approve Cancellation of Special Voting Shares in Treasury | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Ferrari NV
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
7.a | Approve CEO Award | Mgmt | For | For | For | |||||
7.b | Approve New Equity Incentive Plan 2019-2021 | Mgmt | For | For | For | |||||
8 | Close Meeting | Mgmt |
Lockheed Martin Corporation
Meeting Date: | 04/25/2019 | Country: | USA | Primary Security ID: | 539830109 | |||||
Record Date: | 02/22/2019 | Meeting Type: | Annual | Ticker: | LMT | |||||
Shares Voted: | 1,338 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Director David B. Burritt | Mgmt | For | For | For | |||||
1.3 | Elect Director Bruce A. Carlson | Mgmt | For | For | For | |||||
1.4 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Thomas J. Falk | Mgmt | For | For | For | |||||
1.6 | Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
1.7 | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
1.8 | Elect Director Vicki A. Hollub | Mgmt | For | For | For | |||||
1.9 | Elect Director Jeh C. Johnson | Mgmt | For | For | For | |||||
1.10 | Elect Director James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Bylaw | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Pfizer Inc.
Meeting Date: | 04/25/2019 | Country: | USA | Primary Security ID: | 717081103 | |||||
Record Date: | 02/26/2019 | Meeting Type: | Annual | Ticker: | PFE | |||||
Shares Voted: | 10,999 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
1.2 | Elect Director Albert Bourla | Mgmt | For | For | For | |||||
1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
1.5 | Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
1.6 | Elect Director James M. Kilts | Mgmt | For | For | For | |||||
1.7 | Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
1.8 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1.9 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1.10 | Elect Director Ian C. Read | Mgmt | For | For | For | |||||
1.11 | Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
8 | Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | SH | Against | Against | Against |
CME Group Inc.
Meeting Date: | 05/08/2019 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
Record Date: | 03/11/2019 | Meeting Type: | Annual | Ticker: | CME | |||||
Shares Voted: | 2,983 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Terrence A. Duffy | Mgmt | For | For | For | |||||
1b | Elect Director Timothy S. Bitsberger | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
CME Group Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1c | Elect Director Charles P. Carey | Mgmt | For | For | For | |||||
1d | Elect Director Dennis H. Chookaszian | Mgmt | For | For | For | |||||
1e | Elect Director Ana Dutra | Mgmt | For | For | For | |||||
1f | Elect Director Martin J. Gepsman | Mgmt | For | For | For | |||||
1g | Elect Director Larry G. Gerdes | Mgmt | For | For | For | |||||
1h | Elect Director Daniel R. Glickman | Mgmt | For | For | For | |||||
1i | Elect Director Daniel G. Kaye | Mgmt | For | For | For | |||||
1j | Elect Director Phyllis M. Lockett | Mgmt | For | For | For | |||||
1k | Elect Director Deborah J. Lucas | Mgmt | For | For | For | |||||
1l | Elect Director Alex J. Pollock | Mgmt | For | For | For | |||||
1m | Elect Director Terry L. Savage | Mgmt | For | For | For | |||||
1n | Elect Director William R. Shepard | Mgmt | For | For | For | |||||
1o | Elect Director Howard J. Siegel | Mgmt | For | For | For | |||||
1p | Elect Director Michael A. Spencer | Mgmt | For | For | For | |||||
1q | Elect Director Dennis A. Suskind | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
The Charles Schwab Corporation
Meeting Date: | 05/15/2019 | Country: | USA | Primary Security ID: | 808513105 | |||||
Record Date: | 03/18/2019 | Meeting Type: | Annual | Ticker: | SCHW | |||||
Shares Voted: | 2,692 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director John K. Adams, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director Stephen A. Ellis | Mgmt | For | For | For | |||||
1c | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
1d | Elect Director Charles R. Schwab | Mgmt | For | For | For | |||||
1e | Elect Director Paula A. Sneed | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
The Charles Schwab Corporation
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Adopt Policy to Annually Disclose EEO-1 Data | SH | Against | Against | Against |
Zoetis Inc.
Meeting Date: | 05/15/2019 | Country: | USA | Primary Security ID: | 98978V103 | |||||
Record Date: | 03/21/2019 | Meeting Type: | Annual | Ticker: | ZTS | |||||
Shares Voted: | 6,421 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Juan Ramon Alaix | Mgmt | For | For | For | |||||
1.2 | Elect Director Paul M. Bisaro | Mgmt | For | For | For | |||||
1.3 | Elect Director Frank A. DAmelio | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael B. McCallister | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
Union Pacific Corporation
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/22/2019 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 1,702 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director Erroll B. Davis, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1d | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1e | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1f | Elect Director Deborah C. Hopkins | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Union Pacific Corporation
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1g | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1h | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
1i | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1j | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1k | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Amazon.com, Inc.
Meeting Date: | 05/22/2019 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 03/28/2019 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 395 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Report on Management of Food Waste | SH | Against | Refer | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Amazon.com, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
6 | Prohibit Sales of Facial Recognition Technology to Government Agencies | SH | Against | Refer | Against | |||||
7 | Report on Impact of Government Use of Facial Recognition Technologies | SH | Against | Refer | Against | |||||
8 | Report on Products Promoting Hate Speech | SH | Against | Refer | Against | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
10 | Report on Sexual Harassment | SH | Against | Refer | Against | |||||
11 | Report on Climate Change | SH | Against | Refer | Against | |||||
12 | Disclose a Board of Directors Qualification Matrix | SH | Against | Against | Against | |||||
13 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
14 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
15 | Provide Vote Counting to Exclude Abstentions | SH | Against | For | For |
PayPal Holdings, Inc.
Meeting Date: | 05/22/2019 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
Record Date: | 03/29/2019 | Meeting Type: | Annual | Ticker: | PYPL | |||||
Shares Voted: | 6,883 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1b | Elect Director Wences Casares | Mgmt | For | For | For | |||||
1c | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
1d | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1f | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
1g | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
1h | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
1i | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
1j | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
1k | Elect Director Daniel H. Schulman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
PayPal Holdings, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1l | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | Against | Against | |||||
5 | Amend Board Governance Documents to Define Human Rights Responsibilities | SH | Against | Refer | Against |
The Home Depot, Inc.
Meeting Date: | 05/23/2019 | Country: | USA | Primary Security ID: | 437076102 | |||||
Record Date: | 03/25/2019 | Meeting Type: | Annual | Ticker: | HD | |||||
Shares Voted: | 2,006 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
The Home Depot, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
6 | Report on Prison Labor in the Supply Chain | SH | Against | Against | Against |
VeriSign, Inc.
Meeting Date: | 05/23/2019 | Country: | USA | Primary Security ID: | 92343E102 | |||||
Record Date: | 03/28/2019 | Meeting Type: | Annual | Ticker: | VRSN | |||||
Shares Voted: | 2,505 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
1.2 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1.4 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1.5 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
1.6 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
1.7 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Facebook, Inc.
Meeting Date: | 05/30/2019 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/05/2019 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 1,183 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | For | |||||
1.3 | Elect Director Kenneth I. Chenault | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Facebook, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.4 | Elect Director Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||||
1.5 | Elect Director Sheryl K. Sandberg | Mgmt | For | Refer | For | |||||
1.6 | Elect Director Peter A. Thiel | Mgmt | For | For | For | |||||
1.7 | Elect Director Jeffrey D. Zients | Mgmt | For | For | For | |||||
1.8 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | Three Years | Three Years | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
6 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
7 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
8 | Disclose Board Diversity and Qualifications Matrix | SH | Against | Against | Against | |||||
9 | Report on Content Governance | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender Pay Gap | SH | Against | Against | Against | |||||
11 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | Against | Against | |||||
12 | Study Strategic Alternatives Including Sale of Assets | SH | Against | Refer | Against |
UnitedHealth Group Incorporated
Meeting Date: | 06/03/2019 | Country: | USA | Primary Security ID: | 91324P102 | |||||
Record Date: | 04/09/2019 | Meeting Type: | Annual | Ticker: | UNH | |||||
Shares Voted: | 1,613 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director William C. Ballard, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director Richard T. Burke | Mgmt | For | For | For | |||||
1c | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1d | Elect Director Stephen J. Hemsley | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
UnitedHealth Group Incorporated
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1e | Elect Director Michele J. Hooper | Mgmt | For | For | For | |||||
1f | Elect Director F. William McNabb, III | Mgmt | For | For | For | |||||
1g | Elect Director Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
1h | Elect Director John H. Noseworthy | Mgmt | For | For | For | |||||
1i | Elect Director Glenn M. Renwick | Mgmt | For | For | For | |||||
1j | Elect Director David S. Wichmann | Mgmt | For | For | For | |||||
1k | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Right | SH | Against | Against | Against |
CoStar Group, Inc.
Meeting Date: | 06/05/2019 | Country: | USA | Primary Security ID: | 22160N109 | |||||
Record Date: | 04/10/2019 | Meeting Type: | Annual | Ticker: | CSGP | |||||
Shares Voted: | 1,092 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Michael R. Klein | Mgmt | For | For | For | |||||
1b | Elect Director Andrew C. Florance | Mgmt | For | For | For | |||||
1c | Elect Director Laura Cox Kaplan | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Glosserman | Mgmt | For | For | For | |||||
1e | Elect Director John W. Hill | Mgmt | For | For | For | |||||
1f | Elect Director Christopher J. Nassetta | Mgmt | For | For | For | |||||
1g | Elect Director David J. Steinberg | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 - Ivy Focused Growth NextShares
salesforce.com, inc.
Meeting Date: | 06/06/2019 | Country: | USA | Primary Security ID: | 79466L302 | |||||
Record Date: | 04/10/2019 | Meeting Type: | Annual | Ticker: | CRM | |||||
Shares Voted: | 2,927 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Marc Benioff | Mgmt | For | For | For | |||||
1b | Elect Director Keith Block | Mgmt | For | For | For | |||||
1c | Elect Director Parker Harris | Mgmt | For | For | For | |||||
1d | Elect Director Craig Conway | Mgmt | For | For | For | |||||
1e | Elect Director Alan Hassenfeld | Mgmt | For | For | For | |||||
1f | Elect Director Neelie Kroes | Mgmt | For | For | For | |||||
1g | Elect Director Colin Powell | Mgmt | For | For | For | |||||
1h | Elect Director Sanford Robertson | Mgmt | For | For | For | |||||
1i | Elect Director John V. Roos | Mgmt | For | For | For | |||||
1j | Elect Director Bernard Tyson | Mgmt | For | For | For | |||||
1k | Elect Director Robin Washington | Mgmt | For | For | For | |||||
1l | Elect Director Maynard Webb | Mgmt | For | For | For | |||||
1m | Elect Director Susan Wojcicki | Mgmt | For | For | For | |||||
2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||||
2b | Eliminate Supermajority Vote Requirement to Remove Directors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
6 | Disclose Board Diversity and Qualifications Matrix | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Caterpillar Inc.
Meeting Date: | 06/12/2019 | Country: | USA | Primary Security ID: | 149123101 | |||||
Record Date: | 04/15/2019 | Meeting Type: | Annual | Ticker: | CAT | |||||
Shares Voted: | 1,805 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Kelly A. Ayotte | Mgmt | For | For | For | |||||
1.2 | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Director Daniel M. Dickinson | Mgmt | For | For | For | |||||
1.4 | Elect Director Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect Director Dennis A. Muilenburg | Mgmt | For | For | For | |||||
1.6 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
1.7 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
1.8 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
1.10 | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1.11 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
1.12 | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
5 | Report on Risks of Doing Business in Conflict-Affected Areas | SH | Against | Against | Against |
Mastercard Incorporated
Meeting Date: | 06/25/2019 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
Record Date: | 04/26/2019 | Meeting Type: | Annual | Ticker: | MA | |||||
Shares Voted: | 3,390 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
1c | Elect Director David R. Carlucci | Mgmt | For | For | For | |||||
1d | Elect Director Richard K. Davis | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2002 Ivy Focused Growth NextShares
Mastercard Incorporated
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1e | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
1f | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
1g | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
1h | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
1i | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
1j | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
1k | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
1l | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
1m | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
1n | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
1o | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
5 | Establish Human Rights Board Committee | SH | Against | Refer | Against |
IVY FOCUSED VALUE NEXTSHARES
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Cardinal Health, Inc.
Meeting Date: | 11/07/2018 | Country: | USA | Primary Security ID: | 14149Y108 | |||||
Record Date: | 09/10/2018 | Meeting Type: | Annual | Ticker: | CAH | |||||
Shares Voted: | 8,001 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Colleen F. Arnold | Mgmt | For | For | For | |||||
1.2 | Elect Director Carrie S. Cox | Mgmt | For | For | For | |||||
1.3 | Elect Director Calvin Darden | Mgmt | For | For | For | |||||
1.4 | Elect Director Bruce L. Downey | Mgmt | For | For | For | |||||
1.5 | Elect Director Patricia A. Hemingway Hall | Mgmt | For | For | For | |||||
1.6 | Elect Director Akhil Johri | Mgmt | For | For | For | |||||
1.7 | Elect Director Michael C. Kaufmann | Mgmt | For | For | For | |||||
1.8 | Elect Director Gregory B. Kenny | Mgmt | For | For | For | |||||
1.9 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Policy to Not Exclude Legal and Compliance Costs for Purposes of Determining Executive Compensation | SH | Against | Refer | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
State Street Institutional Investment Trust
Meeting Date: | 12/18/2018 | Country: | USA | Primary Security ID: | 85748FAB0 | |||||
Record Date: | 10/22/2018 | Meeting Type: | Special | Ticker: | N/A | |||||
Shares Voted: | 38,392 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
2.1 | Elect Director John R. Costantino | Mgmt | For | For | For | |||||
2.2 | Elect Director Michael A. Jessee | Mgmt | For | For | For | |||||
2.3 | Elect Director Ellen M. Needham | Mgmt | For | For | For | |||||
2.4 | Elect Director Donna M. Rapaccioli | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
AGNC Investment Corp.
Meeting Date: | 04/18/2019 | Country: | USA | Primary Security ID: | 00123Q104 | |||||
Record Date: | 02/22/2019 | Meeting Type: | Annual | Ticker: | AGNC | |||||
Shares Voted: | 31,240 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Gary D. Kain | Mgmt | For | For | For | |||||
1.2 | Elect Director Donna J. Blank | Mgmt | For | For | For | |||||
1.3 | Elect Director Morris A. Davis | Mgmt | For | For | For | |||||
1.4 | Elect Director Larry K. Harvey *Withdrawn Resolution* | Mgmt | ||||||||
1.5 | Elect Director Prue B. Larocca | Mgmt | For | For | For | |||||
1.6 | Elect Director Paul E. Mullings | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Regions Financial Corporation
Meeting Date: | 04/24/2019 | Country: | USA | Primary Security ID: | 7591EP100 | |||||
Record Date: | 02/25/2019 | Meeting Type: | Annual | Ticker: | RF | |||||
Shares Voted: | 23,221 |
Proposal Number |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Carolyn H. Byrd | Mgmt | For | For | For | |||||
1b | Elect Director Don DeFosset | Mgmt | For | For | For | |||||
1c | Elect Director Samuel A. Di Piazza, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Eric C. Fast | Mgmt | For | For | For | |||||
1e | Elect Director Zhanna Golodryga | Mgmt | For | For | For | |||||
1f | Elect Director John D. Johns | Mgmt | For | For | For | |||||
1g | Elect Director Ruth Ann Marshall | Mgmt | For | For | For | |||||
1h | Elect Director Charles D. McCrary | Mgmt | For | For | For | |||||
1i | Elect Director James T. Prokopanko | Mgmt | For | For | For | |||||
1j | Elect Director Lee J. Styslinger, III | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Regions Financial Corporation
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1k | Elect Director Jose S. Suquet | Mgmt | For | For | For | |||||
1l | Elect Director John M. Turner, Jr. | Mgmt | For | For | For | |||||
1m | Elect Director Timothy Vines | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Citizens Financial Group, Inc.
Meeting Date: | 04/25/2019 | Country: | USA | Primary Security ID: | 174610105 | |||||
Record Date: | 02/28/2019 | Meeting Type: | Annual | Ticker: | CFG | |||||
Shares Voted: | 10,578 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Bruce Van Saun | Mgmt | For | For | For | |||||
1.2 |
Elect Director Mark Casady | Mgmt | For | For | For | |||||
1.3 |
Elect Director Christine M. Cumming | Mgmt | For | For | For | |||||
1.4 |
Elect Director William P. Hankowsky | Mgmt | For | For | For | |||||
1.5 |
Elect Director Howard W. Hanna, III | Mgmt | For | For | For | |||||
1.6 |
Elect Director Leo I. Lee Higdon | Mgmt | For | For | For | |||||
1.7 |
Elect Director Edward J. Ned Kelly, III | Mgmt | For | For | For | |||||
1.8 |
Elect Director Charles J. Bud Koch | Mgmt | For | For | For | |||||
1.9 |
Elect Director Terrance J. Lillis | Mgmt | For | For | For | |||||
1.10 |
Elect Director Shivan Subramaniam | Mgmt | For | For | For | |||||
1.11 |
Elect Director Wendy A. Watson | Mgmt | For | For | For | |||||
1.12 |
Elect Director Marita Zuraitis | Mgmt | For | For | For | |||||
2 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 |
Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Pfizer Inc.
Meeting Date: | 04/25/2019 | Country: | USA | Primary Security ID: | 717081103 | |||||
Record Date: | 02/26/2019 | Meeting Type: | Annual | Ticker: | PFE | |||||
Shares Voted: | 9,321 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
1.2 |
Elect Director Albert Bourla | Mgmt | For | For | For | |||||
1.3 |
Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
1.4 |
Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
1.5 |
Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
1.6 |
Elect Director James M. Kilts | Mgmt | For | For | For | |||||
1.7 |
Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
1.8 |
Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1.9 |
Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1.10 |
Elect Director Ian C. Read | Mgmt | For | For | For | |||||
1.11 |
Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 |
Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 |
Provide Right to Act by Written Consent | SH | Against | For | For | |||||
6 |
Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 |
Require Independent Board Chairman | SH | Against | Refer | Against | |||||
8 |
Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
International Business Machines Corporation
Meeting Date: | 04/30/2019 | Country: | USA | Primary Security ID: | 459200101 | |||||
Record Date: | 03/01/2019 | Meeting Type: | Annual | Ticker: | IBM | |||||
Shares Voted: | 2,775 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Michael L. Eskew | Mgmt | For | For | For | |||||
1.2 |
Elect Director David N. Farr | Mgmt | For | For | For | |||||
1.3 |
Elect Director Alex Gorsky | Mgmt | For | For | For | |||||
1.4 |
Elect Director Michelle J. Howard | Mgmt | For | For | For | |||||
1.5 |
Elect Director Shirley Ann Jackson | Mgmt | For | For | For | |||||
1.6 |
Elect Director Andrew N. Liveris | Mgmt | For | For | For | |||||
1.7 |
Elect Director Martha E. Pollack | Mgmt | For | For | For | |||||
1.8 |
Elect Director Virginia M. Rometty | Mgmt | For | For | For | |||||
1.9 |
Elect Director Joseph R. Swedish | Mgmt | For | For | For | |||||
1.10 |
Elect Director Sidney Taurel | Mgmt | For | For | For | |||||
1.11 |
Elect Director Peter R. Voser | Mgmt | For | For | For | |||||
1.12 |
Elect Director Frederick H. Waddell | Mgmt | For | For | For | |||||
2 |
Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Amend Executive Incentive Bonus Plan | Mgmt | For | Refer | For | |||||
5 |
Provide Right to Act by Written Consent | SH | Against | For | For | |||||
6 |
Require Independent Board Chairman | SH | Against | Refer | For |
Gilead Sciences, Inc.
Meeting Date: | 05/08/2019 | Country: | USA | Primary Security ID: | 375558103 | |||||
Record Date: | 03/15/2019 | Meeting Type: | Annual | Ticker: | GILD | |||||
Shares Voted: | 5,868 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a |
Elect Director Jacqueline K. Barton | Mgmt | For | For | For | |||||
1b |
Elect Director John F. Cogan | Mgmt | For | For | For | |||||
1c |
Elect Director Kelly A. Kramer | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Gilead Sciences, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1d |
Elect Director Kevin E. Lofton | Mgmt | For | For | For | |||||
1e |
Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1f |
Elect Director Daniel P. ODay | Mgmt | For | For | For | |||||
1g |
Elect Director Richard J. Whitley | Mgmt | For | For | For | |||||
1h |
Elect Director Gayle E. Wilson | Mgmt | For | For | For | |||||
1i |
Elect Director Per Wold-Olsen | Mgmt | For | For | For | |||||
2 |
Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Provide Right to Act by Written Consent | Mgmt | For | For | For | |||||
4 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
5 |
Require Independent Board Chairman | SH | Against | Refer | Against | |||||
6 |
Report on Corporate Tax Savings Allocation | SH | Against | Refer | Against |
Phillips 66
Meeting Date: | 05/08/2019 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2019 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 4,822 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a |
Elect Director Greg C. Garland | Mgmt | For | Refer | For | |||||
1b |
Elect Director Gary K. Adams | Mgmt | For | For | For | |||||
1c |
Elect Director John E. Lowe | Mgmt | For | For | For | |||||
1d |
Elect Director Denise L. Ramos | Mgmt | For | For | For | |||||
2 |
Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 |
Report on Plastic Pollution *Withdrawn Resolution* | SH |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
International Paper Company
Meeting Date: | 05/13/2019 | Country: | USA | Primary Security ID: | 460146103 | |||||
Record Date: | 03/14/2019 | Meeting Type: | Annual | Ticker: | IP | |||||
Shares Voted: | 8,008 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a |
Elect Director William J. Burns | Mgmt | For | For | For | |||||
1b |
Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
1c |
Elect Director Ahmet C. Dorduncu | Mgmt | For | For | For | |||||
1d |
Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
1e |
Elect Director Anders Gustafsson | Mgmt | For | For | For | |||||
1f |
Elect Director Jacqueline C. Hinman | Mgmt | For | For | For | |||||
1g |
Elect Director Clinton A. Lewis, Jr. | Mgmt | For | For | For | |||||
1h |
Elect Director Kathryn D. Sullivan | Mgmt | For | For | For | |||||
1i |
Elect Director Mark S. Sutton | Mgmt | For | For | For | |||||
1j |
Elect Director J. Steven Whisler | Mgmt | For | For | For | |||||
1k |
Elect Director Ray G. Young | Mgmt | For | For | For | |||||
2 |
Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Prudential Financial, Inc.
Meeting Date: | 05/14/2019 | Country: | USA | Primary Security ID: | 744320102 | |||||
Record Date: | 03/15/2019 | Meeting Type: | Annual | Ticker: | PRU | |||||
Shares Voted: | 4,967 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||||
1.2 |
Elect Director Gilbert F. Casellas | Mgmt | For | For | For | |||||
1.3 |
Elect Director Robert M. Falzon | Mgmt | For | For | For | |||||
1.4 |
Elect Director Mark B. Grier | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Prudential Financial, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.5 |
Elect Director Martina Hund-Mejean | Mgmt | For | For | For | |||||
1.6 |
Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
1.7 |
Elect Director Peter R. Lighte | Mgmt | For | For | For | |||||
1.8 |
Elect Director Charles F. Lowrey | Mgmt | For | For | For | |||||
1.9 |
Elect Director George Paz | Mgmt | For | For | For | |||||
1.10 |
Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
1.11 |
Elect Director Christine A. Poon | Mgmt | For | For | For | |||||
1.12 |
Elect Director Douglas A. Scovanner | Mgmt | For | For | For | |||||
1.13 |
Elect Director Michael A. Todman | Mgmt | For | For | For | |||||
2 |
Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Provide Right to Act by Written Consent | SH | Against | For | For |
F.N.B. Corporation
Meeting Date: | 05/15/2019 | Country: | USA | Primary Security ID: | 302520101 | |||||
Record Date: | 03/06/2019 | Meeting Type: | Annual | Ticker: | FNB | |||||
Shares Voted: | 31,895 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Pamela A. Bena | Mgmt | For | For | For | |||||
1.2 |
Elect Director William B. Campbell | Mgmt | For | For | For | |||||
1.3 |
Elect Director James D. Chiafullo | Mgmt | For | For | For | |||||
1.4 |
Elect Director Vincent J. Delie, Jr. | Mgmt | For | For | For | |||||
1.5 |
Elect Director Mary Jo Dively | Mgmt | For | For | For | |||||
1.6 |
Elect Director Robert A. Hormell | Mgmt | For | For | For | |||||
1.7 |
Elect Director David J. Malone | Mgmt | For | For | For | |||||
1.8 |
Elect Director Frank C. Mencini | Mgmt | For | For | For | |||||
1.9 |
Elect Director David L. Motley | Mgmt | For | For | For | |||||
1.10 |
Elect Director Heidi A. Nicholas | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
F.N.B. Corporation
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote | |||||
1.11 |
Elect Director John S. Stanik | Mgmt | For | For | For | |||||
1.12 |
Elect Director William J. Strimbu | Mgmt | For | For | For | |||||
2 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 |
Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Kohls Corporation
Meeting Date: | 05/15/2019 | Country: | USA | Primary Security ID: | 500255104 | |||||
Record Date: | 03/13/2019 | Meeting Type: | Annual | Ticker: | KSS | |||||
Shares Voted: | 6,988 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote | |||||
1a |
Elect Director Peter Boneparth | Mgmt | For | For | For | |||||
1b |
Elect Director Steven A. Burd | Mgmt | For | For | For | |||||
1c |
Elect Director H. Charles Floyd | Mgmt | For | For | For | |||||
1d |
Elect Director Michelle Gass | Mgmt | For | For | For | |||||
1e |
Elect Director Jonas Prising | Mgmt | For | For | For | |||||
1f |
Elect Director John E. Schlifske | Mgmt | For | For | For | |||||
1g |
Elect Director Adrianne Shapira | Mgmt | For | For | For | |||||
1h |
Elect Director Frank V. Sica | Mgmt | For | For | For | |||||
1i |
Elect Director Stephanie A. Streeter | Mgmt | For | For | For | |||||
1j |
Elect Director Stephen E. Watson | Mgmt | For | For | For | |||||
2 |
Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Report on Political Contributions | SH | Against | Against | Against | |||||
5 |
Adopt Vendor Policy Regarding Oversight on Preventing Cruelty to Animals Throughout the Supply Chain | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
CVS Health Corporation
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 126650100 | |||||
Record Date: | 03/21/2019 | Meeting Type: | Annual | Ticker: | CVS | |||||
Shares Voted: | 6,534 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
1b | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
1c | Elect Director Richard M. Bracken | Mgmt | For | For | For | |||||
1d | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
1e | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
1f | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
1g | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1h | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
1i | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
1j | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
1k | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
1l | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
1m | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1n | Elect Director Richard J. Swift | Mgmt | For | For | For | |||||
1o | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
1p | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Host Hotels & Resorts, Inc.
Meeting Date: | 05/16/2019 | Country: | USA | Primary Security ID: | 44107P104 | |||||
Record Date: | 03/22/2019 | Meeting Type: | Annual | Ticker: | HST | |||||
Shares Voted: | 19,268 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Mary L. Baglivo | Mgmt | For | For | For | |||||
1.2 | Elect Director Sheila C. Bair | Mgmt | For | For | For | |||||
1.3 | Elect Director Ann McLaughlin Korologos | Mgmt | For | For | For | |||||
1.4 | Elect Director Richard E. Marriott | Mgmt | For | For | For | |||||
1.5 | Elect Director Sandeep L. Mathrani | Mgmt | For | For | For | |||||
1.6 | Elect Director John B. Morse, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Director Mary Hogan Preusse | Mgmt | For | For | For | |||||
1.8 | Elect Director Walter C. Rakowich | Mgmt | For | For | For | |||||
1.9 | Elect Director James F. Risoleo | Mgmt | For | For | For | |||||
1.10 | Elect Director Gordon H. Smith | Mgmt | For | For | For | |||||
1.11 | Elect Director A. William Stein | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
Omnicom Group Inc.
Meeting Date: | 05/20/2019 | Country: | USA | Primary Security ID: | 681919106 | |||||
Record Date: | 04/01/2019 | Meeting Type: | Annual | Ticker: | OMC | |||||
Shares Voted: | 4,909 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director John D. Wren | Mgmt | For | For | For | |||||
1.2 | Elect Director Alan R. Batkin | Mgmt | For | For | For | |||||
1.3 | Elect Director Mary C. Choksi | Mgmt | For | For | For | |||||
1.4 | Elect Director Robert Charles Clark | Mgmt | For | For | For | |||||
1.5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Susan S. Denison | Mgmt | For | For | For | |||||
1.7 | Elect Director Ronnie S. Hawkins | Mgmt | For | For | For | |||||
1.8 | Elect Director Deborah J. Kissire | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Omnicom Group Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.9 | Elect Director Gracia C. Martore | Mgmt | For | For | For | |||||
1.10 | Elect Director Linda Johnson Rice | Mgmt | For | For | For | |||||
1.11 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Amgen, Inc.
Meeting Date: | 05/21/2019 | Country: | USA | Primary Security ID: | 031162100 | |||||
Record Date: | 03/22/2019 | Meeting Type: | Annual | Ticker: | AMGN | |||||
Shares Voted: | 1,985 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 |
Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1.2 |
Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
1.3 |
Elect Director Brian J. Druker | Mgmt | For | For | For | |||||
1.4 |
Elect Director Robert A. Eckert | Mgmt | For | For | For | |||||
1.5 |
Elect Director Greg C. Garland | Mgmt | For | For | For | |||||
1.6 |
Elect Director Fred Hassan | Mgmt | For | For | For | |||||
1.7 |
Elect Director Rebecca M. Henderson | Mgmt | For | For | For | |||||
1.8 |
Elect Director Charles M. Holley, Jr. | Mgmt | For | For | For | |||||
1.9 |
Elect Director Tyler Jacks | Mgmt | For | For | For | |||||
1.10 |
Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
1.11 |
Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1.12 |
Elect Director R. Sanders Williams | Mgmt | For | For | For | |||||
2 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 |
Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
The Gap, Inc.
Meeting Date: | 05/21/2019 | Country: | USA | Primary Security ID: | 364760108 | |||||
Record Date: | 03/25/2019 | Meeting Type: | Annual | Ticker: | GPS | |||||
Shares Voted: | 14,339 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a |
Elect Director Amy Bohutinsky | Mgmt | For | For | For | |||||
1b |
Elect Director John J. Fisher | Mgmt | For | For | For | |||||
1c |
Elect Director Robert J. Fisher | Mgmt | For | Refer | Against | |||||
1d |
Elect Director William S. Fisher | Mgmt | For | For | For | |||||
1e |
Elect Director Tracy Gardner | Mgmt | For | For | For | |||||
1f |
Elect Director Isabella D. Goren | Mgmt | For | For | For | |||||
1g |
Elect Director Bob L. Martin | Mgmt | For | For | For | |||||
1h |
Elect Director Jorge P. Montoya | Mgmt | For | For | For | |||||
1i |
Elect Director Chris ONeill | Mgmt | For | For | For | |||||
1j |
Elect Director Arthur Peck | Mgmt | For | For | For | |||||
1k |
Elect Director Lexi Reese | Mgmt | For | For | For | |||||
1l |
Elect Director Mayo A. Shattuck, III | Mgmt | For | For | For | |||||
2 |
Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 |
Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 |
Amend Omnibus Stock Plan | Mgmt | For | Refer | Against |
PBF Energy Inc.
Meeting Date: | 05/23/2019 | Country: | USA | Primary Security ID: | 69318G106 | |||||
Record Date: | 03/29/2019 | Meeting Type: | Annual | Ticker: | PBF | |||||
Shares Voted: | 16,120 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Thomas J. Nimbley | Mgmt | For | For | For | |||||
1.2 | Elect Director Spencer Abraham | Mgmt | For | For | For | |||||
1.3 | Elect Director Wayne A. Budd | Mgmt | For | For | For | |||||
1.4 | Elect Director S. Eugene Edwards | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
PBF Energy Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.5 | Elect Director William E. Hantke | Mgmt | For | For | For | |||||
1.6 | Elect Director Edward F. Kosnik | Mgmt | For | For | For | |||||
1.7 | Elect Director Robert J. Lavinia | Mgmt | For | For | For | |||||
1.8 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
1.9 | Elect Director George E. Ogden | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
The Interpublic Group of Companies, Inc.
Meeting Date: | 05/23/2019 | Country: | USA | Primary Security ID: | 460690100 | |||||
Record Date: | 03/28/2019 | Meeting Type: | Annual | Ticker: | IPG | |||||
Shares Voted: | 16,405 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1.1 | Elect Director Jocelyn Carter-Miller | Mgmt | For | For | For | |||||
1.2 | Elect Director H. John Greeniaus | Mgmt | For | For | For | |||||
1.3 | Elect Director Mary J. Steele Guilfoile | Mgmt | For | For | For | |||||
1.4 | Elect Director Dawn Hudson | Mgmt | For | For | For | |||||
1.5 | Elect Director William T. Kerr | Mgmt | For | For | For | |||||
1.6 | Elect Director Henry S. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Jonathan F. Miller | Mgmt | For | For | For | |||||
1.8 | Elect Director Patrick Q. Moore | Mgmt | For | For | For | |||||
1.9 | Elect Director Michael I. Roth | Mgmt | For | For | For | |||||
1.10 | Elect Director David M. Thomas | Mgmt | For | For | For | |||||
1.11 | Elect Director E. Lee Wyatt, Jr. | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Require Independent Board Chairman | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
Bristol-Myers Squibb Company
Meeting Date: | 05/29/2019 | Country: | USA | Primary Security ID: | 110122108 | |||||
Record Date: | 04/30/2019 | Meeting Type: | Annual | Ticker: | BMY | |||||
Shares Voted: | 8,243 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1A | Elect Director Peter J. Arduini | Mgmt | For | For | For | |||||
1B | Elect Director Robert J. Bertolini | Mgmt | For | For | For | |||||
1C | Elect Director Giovanni Caforio | Mgmt | For | For | For | |||||
1D | Elect Director Matthew W. Emmens | Mgmt | For | For | For | |||||
1E | Elect Director Michael Grobstein | Mgmt | For | For | For | |||||
1F | Elect Director Alan J. Lacy | Mgmt | For | For | For | |||||
1G | Elect Director Dinesh C. Paliwal | Mgmt | For | For | For | |||||
1H | Elect Director Theodore R. Samuels | Mgmt | For | For | For | |||||
1I | Elect Director Vicki L. Sato | Mgmt | For | For | For | |||||
1J | Elect Director Gerald L. Storch | Mgmt | For | For | For | |||||
1K | Elect Director Karen H. Vousden | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
LyondellBasell Industries N.V.
Meeting Datep: | 05/31/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 05/03/2019 | Meeting Type: | Annual | Ticker: | LYB | |||||
Shares Voted: | 4,185 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Jacques Aigrain | Mgmt | For | For | For | |||||
1b | Elect Director Lincoln Benet | Mgmt | For | For | For | |||||
1c | Elect Director Jagjeet Jeet Bindra | Mgmt | For | For | For | |||||
1d | Elect Director Robin Buchanan | Mgmt | For | For | For | |||||
1e | Elect Director Stephen Cooper | Mgmt | For | For | For | |||||
1f | Elect Director Nance Dicciani | Mgmt | For | For | For | |||||
1g | Elect Director Claire Farley | Mgmt | For | For | For | |||||
1h | Elect Director Isabella Bella Goren | Mgmt | For | For | For | |||||
1i | Elect Director Michael Hanley | Mgmt | For | For | For | |||||
1j | Elect Director Albert Manifold | Mgmt | For | For | For | |||||
1k | Elect Director Bhavesh Bob Patel | Mgmt | For | For | For | |||||
1l | Elect Director Rudy van der Meer | Mgmt | For | For | For | |||||
2 | Approve Discharge of Executive Director and Prior Management Board | Mgmt | For | For | For | |||||
3 | Approve Discharge of Non-Executive Directors and Prior Supervisory Board | Mgmt | For | For | For | |||||
4 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers Accountants N.V. Mgmt as Auditors | For | For | For | ||||||
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
7 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
8 | Approve Dividends of USD 4.00 Per Share | Mgmt | For | For | For | |||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
10 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
General Motors Company
Meeting Date: | 06/04/2019 | Country: | USA | Primary Security ID: | 37045V100 | |||||
Record Date: | 04/08/2019 | Meeting Type: | Annual | Ticker: | GM | |||||
Shares Voted: | 9,659 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1b | Elect Director Wesley G. Bush | Mgmt | For | For | For | |||||
1c | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1d | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
1e | Elect Director Jane L. Mendillo | Mgmt | For | For | For | |||||
1f | Elect Director Judith A. Miscik | Mgmt | For | For | For | |||||
1g | Elect Director Patricia F. Russo | Mgmt | For | For | For | |||||
1h | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1i | Elect Director Theodore M. Solso | Mgmt | For | For | For | |||||
1j | Elect Director Carol M. Stephenson | Mgmt | For | For | For | |||||
1k | Elect Director Devin N. Wenig | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
MetLife, Inc.
Meeting Date: | 06/18/2019 | Country: | USA | Primary Security ID: | 59156R108 | |||||
Record Date: | 04/22/2019 | Meeting Type: | Annual | Ticker: | MET | |||||
Shares Voted: | 10,647 |
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1a |
Elect Director Cheryl W. Grise | Mgmt | For | For | For | |||||
1b |
Elect Director Carlos M. Gutierrez | Mgmt | For | For | For | |||||
1c |
Elect Director Gerald L. Hassell | Mgmt | For | For | For | |||||
1d |
Elect Director David L. Herzog | Mgmt | For | For | For | |||||
1e |
Elect Director R. Glenn Hubbard | Mgmt | For | For | For | |||||
1f |
Elect Director Edward J. Kelly, III | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 2003 Ivy Focused Value NextShares
MetLife, Inc.
Proposal |
Proposal Text |
Proponent |
Mgmt Rec |
Voting Policy Rec |
Vote Instruction | |||||
1g | Elect Director William E. Kennard | Mgmt | For | For | For | |||||
1h | Elect Director Michel A. Khalaf | Mgmt | For | For | For | |||||
1i | Elect Director James M. Kilts | Mgmt | For | For | For | |||||
1j | Elect Director Catherine R. Kinney | Mgmt | For | For | For | |||||
1k | Elect Director Diana L. McKenzie | Mgmt | For | For | For | |||||
1l | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers Compensation | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IVY NEXTSHARES | ||
(Registrant) | ||
By: | /s/ Philip A. Shipp | |
Philip A. Shipp, Assistant Secretary | ||
Date: August 30, 2019 | ||
By: | /s/ Philip J. Sanders | |
Philip J. Sanders, President and Principal Executive Officer | ||
Date: August 30, 2019 |