0001959173-24-004117.txt : 20240603
0001959173-24-004117.hdr.sgml : 20240603
20240603165924
ACCESSION NUMBER: 0001959173-24-004117
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240603
DATE AS OF CHANGE: 20240603
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Upstart Holdings, Inc.
CENTRAL INDEX KEY: 0001647639
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 464332431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-39797
FILM NUMBER: 241014492
BUSINESS ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
BUSINESS PHONE: (650) 204-1000
MAIL ADDRESS:
STREET 1: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gu Paul
CENTRAL INDEX KEY: 0001832812
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: C/O UPSTART HOLDINGS, INC.
STREET 2: 2950 S. DELAWARE STREET, SUITE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94403
144
1
primary_doc.xml
144
0001832812
XXXXXXXX
LIVE
0001647639
Upstart Holdings, Inc.
001-39797
2950 S. DELAWARE STREET, SUITE 300
SAN MATEO
CA
94403
(650) 204-1000
Gu Paul
Officer
Director
Common Stock
Fidelity Brokerage Services LLC
245 Summer Street
Boston
MA
02110
15000
378001.50
87878025
06/03/2024
NASDAQ
Common Stock
06/03/2024
Stock Option Exercise
Upstart Holdings, Inc.
N
15000
06/03/2024
Wire
N
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
94403
Common Stock
02/15/2024
30000
795036.00
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
94403
Common Stock
02/20/2024
16423
415213.00
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
944403
Common Stock
03/01/2024
30000
769766.84
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
944403
Common Stock
04/01/2024
60000
1578659.37
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
944403
Common Stock
05/15/2024
80000
2361488.00
Paul Xinquan Gu
c/o Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 300
San Mateo
CA
94403
Common Stock
05/20/2024
15131
387478.00
06/03/2024
02/28/2024
/s/Myra King, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Paul Xinquan Gu