0001921094-23-000902.txt : 20231121 0001921094-23-000902.hdr.sgml : 20231121 20231121181252 ACCESSION NUMBER: 0001921094-23-000902 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231121 DATE AS OF CHANGE: 20231121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231429484 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Mirgorodskaya Natalia CENTRAL INDEX KEY: 0001833851 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001833851 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Mirgorodskaya Natalia Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

1437 34479.00 85057317 11/21/2023 NASDAQ Common 11/20/2023 Restricted Stock Lapse - See Remarks Upstart Holdings, Inc. N 1437 11/20/2023 Equity Compensation N NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 08/22/2023 732 23895.00 NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300, SAN MATEO CA 94403

Upstart Holdings, Inc. 08/24/2023 1421 46893.00 NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 08/30/2023 5604 180224.00 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units. 11/21/2023 NATALIA MIRGORODSKAYA