0001921094-23-000606.txt : 20230830 0001921094-23-000606.hdr.sgml : 20230830 20230830163142 ACCESSION NUMBER: 0001921094-23-000606 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230830 DATE AS OF CHANGE: 20230830 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231225646 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Mirgorodskaya Natalia CENTRAL INDEX KEY: 0001833851 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001833851 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Mirgorodskaya Natalia Officer Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

5604 180224.00 83887658 08/30/2023 NASDAQ Common 08/30/2023 Employee Stock Option Exercise Upstart Holdings, Inc. N 3000 08/30/2023 Broker Payment for Cashless Exercise Common 08/13/2021 ESPP Upstart Holdings, Inc. N 1637 08/13/2021 Cash Common 02/15/2022 ESPP Upstart Holdings, Inc. N 210 02/15/2022 Cash Common 02/15/2023 ESPP Upstart Holdings, Inc. N 757 02/15/2023 Cash N NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 07/19/2023 2000 120000.00 NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 08/22/2023 732 23895.00 NATALIA MIRGORODSKAYA

2950 S. DELAWARE STREET, SUITE 300, SAN MATEO CA 94403

Upstart Holdings, Inc. 08/24/2023 1421 46893.00 08/30/2023 11/29/2022 NATALIA MIRGORODSKAYA