0001921094-23-000569.txt : 20230822 0001921094-23-000569.hdr.sgml : 20230822 20230822161738 ACCESSION NUMBER: 0001921094-23-000569 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Upstart Holdings, Inc. CENTRAL INDEX KEY: 0001647639 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 464332431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39797 FILM NUMBER: 231193711 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 204-1000 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Gu Paul CENTRAL INDEX KEY: 0001832812 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O UPSTART HOLDINGS, INC. STREET 2: 2950 S. DELAWARE STREET, SUITE 300 CITY: SAN MATEO STATE: CA ZIP: 94403 144 1 primary_doc.xml 144 0001832812 XXXXXXXX LIVE 0001647639 Upstart Holdings, Inc. 001-39797 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403 (650) 204-1000 Gu Paul Officer Director Common Charles Schwab & Co., Inc.

3000 Schwab Way Westlake TX 76262

18003 587394.00 83887658 08/22/2023 NASDAQ Common 08/21/2023 Restricted Stock Lapse - See Remarks Upstart Holdings, Inc. N 18003 08/21/2023 Equity Compensation N Paul Gu

2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403

Upstart Holdings, Inc. 05/23/2023 13340 359012.00 Shares sold to cover tax obligation from settlement of vested Restricted Stock Units 08/22/2023 PAUL GU