0001104659-21-099233.txt : 20210803
0001104659-21-099233.hdr.sgml : 20210803
20210803102101
ACCESSION NUMBER: 0001104659-21-099233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210723
FILED AS OF DATE: 20210803
DATE AS OF CHANGE: 20210803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASLIN CATHERINE
CENTRAL INDEX KEY: 0001723163
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37849
FILM NUMBER: 211138372
MAIL ADDRESS:
STREET 1: AT HOME GROUP INC.
STREET 2: 1600 EAST PLANO PARKWAY
CITY: PLANO
STATE: TX
ZIP: 75074
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: At Home Group Inc.
CENTRAL INDEX KEY: 0001646228
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700]
IRS NUMBER: 453229563
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0129
BUSINESS ADDRESS:
STREET 1: AT HOME GROUP INC.
STREET 2: 1600 EAST PLANO PARKWAY
CITY: PLANO
STATE: TX
ZIP: 75074
BUSINESS PHONE: (972) 265-6227
MAIL ADDRESS:
STREET 1: 1600 EAST PLANO PARKWAY
CITY: PLANO
STATE: TX
ZIP: 75074
4
1
tm2123866-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-23
1
0001646228
At Home Group Inc.
HOME
0001723163
ASLIN CATHERINE
AT HOME GROUP INC.
1600 EAST PLANO PARKWAY
PLANO
TX
75074
0
1
0
0
Chief Human Resources Officer
Employee Stock Option (Right to Buy)
19.90
2021-07-23
4
D
0
29504
17.10
D
2027-10-12
Common Stock
29504
0
D
Employee Stock Option (Right to Buy)
27.28
2021-07-23
4
D
0
11110
9.72
D
2028-03-30
Common Stock
11110
0
D
This option provided for vesting in substantially equal annual installments on each of October 12, 2021, October 12, 2022 and October 12, 2023.
This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. ("Parent") and Ambience Merger Sub, Inc. (the "Merger Agreement"). The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option.
The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option.
This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022.
/s/ Mary Jane Broussard, Attorney-in-Fact for Catherine Aslin
2021-08-03