0001104659-21-099233.txt : 20210803 0001104659-21-099233.hdr.sgml : 20210803 20210803102101 ACCESSION NUMBER: 0001104659-21-099233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210723 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASLIN CATHERINE CENTRAL INDEX KEY: 0001723163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37849 FILM NUMBER: 211138372 MAIL ADDRESS: STREET 1: AT HOME GROUP INC. STREET 2: 1600 EAST PLANO PARKWAY CITY: PLANO STATE: TX ZIP: 75074 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: At Home Group Inc. CENTRAL INDEX KEY: 0001646228 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 453229563 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: AT HOME GROUP INC. STREET 2: 1600 EAST PLANO PARKWAY CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: (972) 265-6227 MAIL ADDRESS: STREET 1: 1600 EAST PLANO PARKWAY CITY: PLANO STATE: TX ZIP: 75074 4 1 tm2123866-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-23 1 0001646228 At Home Group Inc. HOME 0001723163 ASLIN CATHERINE AT HOME GROUP INC. 1600 EAST PLANO PARKWAY PLANO TX 75074 0 1 0 0 Chief Human Resources Officer Employee Stock Option (Right to Buy) 19.90 2021-07-23 4 D 0 29504 17.10 D 2027-10-12 Common Stock 29504 0 D Employee Stock Option (Right to Buy) 27.28 2021-07-23 4 D 0 11110 9.72 D 2028-03-30 Common Stock 11110 0 D This option provided for vesting in substantially equal annual installments on each of October 12, 2021, October 12, 2022 and October 12, 2023. This option was cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. ("Parent") and Ambience Merger Sub, Inc. (the "Merger Agreement"). The portion of this option that was vested or scheduled to vest on or before July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to, for each share subject to the option, the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the per share exercise price of the option. The portion of this option scheduled to vest after July 23, 2022 was cancelled pursuant to the Merger Agreement in exchange for a deferred cash payment (or, at the election of the reporting person, a grant of Parent restricted stock or restricted stock units having a grant date value) equal to the amount by which the market value of the underlying issuer common stock on the effective date of the merger ($37 per share) exceeded the exercise price of the option, subject to vesting on the same schedule as the cancelled option. This option provided for vesting in three substantially equal annual installments beginning on March 30, 2022. /s/ Mary Jane Broussard, Attorney-in-Fact for Catherine Aslin 2021-08-03