0001645842-22-000052.txt : 20220405 0001645842-22-000052.hdr.sgml : 20220405 20220405171547 ACCESSION NUMBER: 0001645842-22-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kimball Aaron CENTRAL INDEX KEY: 0001845645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 22808116 MAIL ADDRESS: STREET 1: 5980 HORTON ST., STE 105 CITY: EMERYVILLE STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 5980 HORTON STREET, SUITE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 wf-form4_164919331467709.xml FORM 4 X0306 4 2022-04-01 1 0001645842 Zymergen Inc. ZY 0001845645 Kimball Aaron 5980 HORTON STREET, SUITE 105 EMERYVILLE CA 94608 0 1 0 0 Chief Technology Officer Common Stock 2022-04-01 4 S 0 25000 2.8429 D 720283 D Common Stock 2022-04-01 4 S 0 7639 2.9426 D 712644 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021. Transaction executed in multiple trades at prices ranging from $2.77 to $2.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. The shares were sold to cover the tax obligation that occurred upon the vesting of certain RSUs. Transaction executed in multiple trades at prices ranging from $2.93 to $3.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. /s/ Natalie Dement, attorney-in-fact 2022-04-05