0001140361-21-013980.txt : 20210422 0001140361-21-013980.hdr.sgml : 20210422 20210422205839 ACCESSION NUMBER: 0001140361-21-013980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210305 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serber Zachariah CENTRAL INDEX KEY: 0001845655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 21846456 MAIL ADDRESS: STREET 1: 5980 HORTON ST., STE 105 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 form4.xml FORM 4 X0306 4 2021-03-05 0001645842 Zymergen Inc. ZY 0001845655 Serber Zachariah 5980 HORTON STREET, SUITE 105 EMERYVILLE CA 94608 true true Chief Science Officer Common Stock 2021-03-05 4 D 0 67050 29.67 D 2412950 D Common Stock 40000 I See Footnote Common Stock 40000 I See Footnote Stock Options 31 2021-04-21 4 A 0 458333 0 A 2031-04-21 Common Stock 458333 458333 D Held by spouse as custodian for children under the California Uniform Transfer to Minors Act. Held by the Rorik Serber 2021 Irrevocable Trust. The options vest in five tranches if the Issuer meets certain market capitalization and minimum share price performance hurdles and subject to the Reporting Person's continued employment with the Issuer through such attainment dates. Measurement of market capitalization against the performance hurdles will begin on the one-year anniversary of the date of grant. In addition, no shares will vest prior to the second anniversary of the date of grant and any tranche not earned by the seventh anniversary of the grant date is forfeited. /s/ Mina Kim, attorney-in-fact 2021-04-22