0001140361-21-013980.txt : 20210422
0001140361-21-013980.hdr.sgml : 20210422
20210422205839
ACCESSION NUMBER: 0001140361-21-013980
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210305
FILED AS OF DATE: 20210422
DATE AS OF CHANGE: 20210422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serber Zachariah
CENTRAL INDEX KEY: 0001845655
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40354
FILM NUMBER: 21846456
MAIL ADDRESS:
STREET 1: 5980 HORTON ST., STE 105
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zymergen Inc.
CENTRAL INDEX KEY: 0001645842
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
IRS NUMBER: 462942439
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6121 HOLLIS STREET, SUITE 700
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (415) 801-8073
MAIL ADDRESS:
STREET 1: 6121 HOLLIS STREET, SUITE 700
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
FORMER COMPANY:
FORMER CONFORMED NAME: Zymergen, Inc.
DATE OF NAME CHANGE: 20150622
4
1
form4.xml
FORM 4
X0306
4
2021-03-05
0001645842
Zymergen Inc.
ZY
0001845655
Serber Zachariah
5980 HORTON STREET, SUITE 105
EMERYVILLE
CA
94608
true
true
Chief Science Officer
Common Stock
2021-03-05
4
D
0
67050
29.67
D
2412950
D
Common Stock
40000
I
See Footnote
Common Stock
40000
I
See Footnote
Stock Options
31
2021-04-21
4
A
0
458333
0
A
2031-04-21
Common Stock
458333
458333
D
Held by spouse as custodian for children under the California Uniform Transfer to Minors Act.
Held by the Rorik Serber 2021 Irrevocable Trust.
The options vest in five tranches if the Issuer meets certain market capitalization and minimum share price performance hurdles and subject to the Reporting Person's continued employment with the Issuer through such attainment dates. Measurement of market capitalization against the performance hurdles will begin on the one-year anniversary of the date of grant. In addition, no shares will vest prior to the second anniversary of the date of grant and any tranche not earned by the seventh anniversary of the grant date is forfeited.
/s/ Mina Kim, attorney-in-fact
2021-04-22