0000899243-21-017177.txt : 20210428 0000899243-21-017177.hdr.sgml : 20210428 20210428163014 ACCESSION NUMBER: 0000899243-21-017177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210426 FILED AS OF DATE: 20210428 DATE AS OF CHANGE: 20210428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFTBANK VISION FUND (AIV M1) L.P. CENTRAL INDEX KEY: 0001755143 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 21864670 BUSINESS ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 650-562-8211 MAIL ADDRESS: STREET 1: 251 LITTLE FALLS DRIVE CITY: WILMINGTON STATE: DE ZIP: 19808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SB INVESTMENT ADVISERS (UK) LTD CENTRAL INDEX KEY: 0001731509 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 21864671 BUSINESS ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP BUSINESS PHONE: 44 2076290431 MAIL ADDRESS: STREET 1: 69 GROSVENOR STREET CITY: LONDON STATE: X0 ZIP: W1K 3JP REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVF Excalibur (Cayman) Ltd CENTRAL INDEX KEY: 0001836869 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 21864673 BUSINESS ADDRESS: STREET 1: 27 HOSPITAL ROAD, WALKERS CORPORATE LTD. STREET 2: CAYMAN CORPORATE CENTRE CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY-9008 BUSINESS PHONE: (650) 281-4473 MAIL ADDRESS: STREET 1: 27 HOSPITAL ROAD, WALKERS CORPORATE LTD. STREET 2: CAYMAN CORPORATE CENTRE CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY-9008 FORMER NAME: FORMER CONFORMED NAME: SVF Excaliber (Cayman) Ltd DATE OF NAME CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVF Endurance (Cayman) Ltd CENTRAL INDEX KEY: 0001782338 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40354 FILM NUMBER: 21864672 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: 345 814 4512 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: 27 HOSPITAL ROAD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zymergen Inc. CENTRAL INDEX KEY: 0001645842 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 462942439 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: (415) 801-8073 MAIL ADDRESS: STREET 1: 6121 HOLLIS STREET, SUITE 700 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Zymergen, Inc. DATE OF NAME CHANGE: 20150622 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-26 0 0001645842 Zymergen Inc. ZY 0001836869 SVF Excalibur (Cayman) Ltd C/O WALKERS CORP LTD., CAYMAN CORPORATE CENTRE, 190 ELGIN AVENUE GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001782338 SVF Endurance (Cayman) Ltd C/O WALKERS CORP LTD., CAYMAN CORPORATE CENTRE, 190 ELGIN AVENUE GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001731509 SB INVESTMENT ADVISERS (UK) LTD 69 GROSVENOR STREET, LONDON X0 W1K 3JP UNITED KINGDOM 0 0 1 0 0001755143 SOFTBANK VISION FUND (AIV M1) L.P. 251 LITTLE FALLS DRIVE WILMINGTON DE 19808 0 0 1 0 Common Stock 2021-04-26 4 C 0 26614219 A 26614219 I See footnotes Series B Preferred Stock 2021-04-26 4 C 0 7818079 D Common Stock 7830394 0 I See footnotes Series C Preferred Stock 2021-04-26 4 C 0 17664099 D Common Stock 17664099 0 I See footnotes Series D Preferred Stock 2021-04-26 4 C 0 1119726 D Common Stock 1119726 0 I See footnotes Upon the closing of the Issuer's initial public offering, each share of the Issuer's Series A, A-1, C and D Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1 basis, and each share of the Issuer's Series B Preferred Stock automatically converted into shares of the Issuer's Common Stock on a 1-to-1.001575089 basis. The securities reported herein are held of record by SVF Excalibur (Cayman) Limited, which is a wholly owned subsidiary of SVF Endurance (Cayman) Limited, which is a wholly owned subsidiary of SoftBank Vision Fund (AIV M1) L.P. SB Investment Advisers (UK) Limited has been appointed as alternative investment fund manager ("AIFM") and is exclusively responsible for managing SoftBank Vision Fund (AIV M1) L.P. in accordance with the Alternative Investment Fund Managers Directive and is authorized and regulated by the UK Financial Conduct Authority accordingly. As AIFM of SoftBank Vision Fund (AIV M1) L.P., SB Investment Advisers (UK) Limited is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund (AIV M1) L.P.'s investments. As a result, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein. Each of them disclaims any such beneficial ownership except to the extent of its pecuniary interest therein. SVF Excalibur (Cayman) Limited By: /s/ Brian Wheeler, Director 2021-04-28 SVF Endurance (Cayman) Limited By: /s/ Brian Wheeler, Director 2021-04-28 SoftBank Vision Fund (AIV M1) L.P., By: SB Investment Advisers (UK) Limited, its manager, By: /s/ Brian Wheeler, General Counsel 2021-04-28 SB Investment Advisers (UK) Limited By: /s/ Brian Wheeler, General Counsel 2021-04-28