0001179706-21-000099.txt : 20210908
0001179706-21-000099.hdr.sgml : 20210908
20210908183621
ACCESSION NUMBER: 0001179706-21-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210908
FILED AS OF DATE: 20210908
DATE AS OF CHANGE: 20210908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothman Irv
CENTRAL INDEX KEY: 0001733072
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 211243144
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 11445 COMPAQ CENTER DRIVE WEST
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2021-09-08
0001645590
Hewlett Packard Enterprise Co
HPE
0001733072
Rothman Irv
C/O HEWLETT PACKARD ENTERPRISE COMPANY
11445 COMPAQ CENTER DRIVE WEST
HOUSTON
TX
77070
0
1
0
0
Pres & CEO Financial Services
Common Stock
2021-09-08
4
S
0
10000
14.96
D
31620
D
Restricted Stock Units
2021-01-06
4
A
0
211.7584
A
Common Stock
211.7584
9041.7584
D
Restricted Stock Units
2021-01-06
4
A
0
571.3
A
Common Stock
571.3
23734.3086
D
Restricted Stock Units
2021-01-06
4
A
0
1278.4268
A
Common stock
1278.4268
50783.4268
D
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/21.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.4950 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 166.9660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 183.8476 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.4053 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 373.6226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
Derek Windham as Attorney-in-Fact for Irv Rothman
2021-09-08