0001179706-21-000022.txt : 20210317 0001179706-21-000022.hdr.sgml : 20210317 20210317180315 ACCESSION NUMBER: 0001179706-21-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBIATI TAREK CENTRAL INDEX KEY: 0001651113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 21752005 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-15 0001645590 Hewlett Packard Enterprise Co HPE 0001651113 ROBBIATI TAREK C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP & CFO Common Stock 0 D Common Stock 155294 I by The Robbiati Family Trust dated 02/04/20 Restricted Stock Units 2021-01-06 4 A 0 1257.8372 A Common Stock 1257.8372 136996.925 D Restricted Stock Units 2021-01-06 4 A 0 399.0399 A Common Stock 399.0399 43461.0399 D Restricted Stock Units 2021-01-06 4 A 0 838.9635 A Common Stock 838.9635 88798.9635 D Restricted Stock Units 2021-01-06 4 A 0 1819.4352 A Common Stock 1819.4352 184369.435 D Restricted Stock Units 2021-03-15 4 A 0 233645 A Common Stock 233645 233645 D Column 5 includes an administrative adjustment of 7 shares that were over reported in the withholding of taxes related to the reporting person's 12/07/20 reportable transaction. The total direct beneficial ownership reflects a decrease of 77,080 shares due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/15/20. The total indirect beneficial ownership reflects an increase of 77,080 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/15/20. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,257.8372 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21. As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19; 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 399.0399 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21. As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 838.9635 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21. As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,819.4352 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21. On 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which will vest on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Tarek Robbiati 2021-03-17