0001179706-20-000148.txt : 20201214 0001179706-20-000148.hdr.sgml : 20201214 20201214183025 ACCESSION NUMBER: 0001179706-20-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201210 FILED AS OF DATE: 20201214 DATE AS OF CHANGE: 20201214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBIATI TAREK CENTRAL INDEX KEY: 0001651113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201387614 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-10 0001645590 Hewlett Packard Enterprise Co HPE 0001651113 ROBBIATI TAREK C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP & CFO Common Stock 2020-12-10 4 M 0 43063 12.12 A 76251 D Common Stock 2020-12-10 4 F 0 21352 12.12 D 54899 D Common Stock 2020-12-10 4 M 0 43981 12.12 A 98880 D Common Stock 2020-12-10 4 F 0 21807 12.12 D 77073 D Common Stock 78214 I by The Robbiati Family Trust dated 02/04/20 Restricted Stock Units 2020-12-10 4 M 0 43063 D Common Stock 43063 43062 D Restricted Stock Units 2020-12-10 4 M 0 43981 D Common Stock 43981 87960 D Restricted Stock Units 2020-12-10 4 A 0 182550 A Common Stock 182550 182550 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18, the reporting person was granted 120,110 Restricted Stock Units ("RSUs"), 40,036 of which vested on 12/10/19, and 40,037 of which vested on 12/10/20, and 40,037 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 3,026 vested dividend equivalent rights and a de minimus adjustment of 0.1845 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,894 vested dividend equivalent rights and a de minimus adjustment of 0.1299 due to fractional rounding of the dividend equivalent rights. On 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Derek Windham as Attorney-in-Fact for Tarek Robbiati 2020-12-14