0001179706-20-000125.txt : 20201209 0001179706-20-000125.hdr.sgml : 20201209 20201209182836 ACCESSION NUMBER: 0001179706-20-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201378913 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 President and CEO Common Stock 2020-12-07 4 M 0 115966 12.08 A 458001 D Common Stock 2020-12-07 4 F 0 57496 12.08 D 400505 D Common Stock 2020-12-07 4 A 0 135750 12.08 A 536255 D Common Stock 2020-12-07 4 F 0 67305 12.08 D 468950 D Common Stock 2020-12-07 4 A 0 149858 12.08 A 618808 D Common Stock 2020-12-07 4 F 0 74300 12.08 D 544508 D Restricted Stock Units 2020-12-07 4 M 0 115966 D Common Stock 115966 0 D As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 10,480 vested dividend equivalent rights and a de minimus adjustment of 0.4425 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2020-12-09