0001179706-20-000123.txt : 20201209 0001179706-20-000123.hdr.sgml : 20201209 20201209182752 ACCESSION NUMBER: 0001179706-20-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201209 DATE AS OF CHANGE: 20201209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY ALAN RICHARD CENTRAL INDEX KEY: 0001656207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201378910 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001656207 MAY ALAN RICHARD C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 EVP, Chief People Officer Common Stock 2020-12-07 4 M 0 38656 12.08 A 182926 D Common Stock 2020-12-07 4 F 0 13450 12.08 D 169476 D Common Stock 2020-12-07 4 A 0 45252 12.08 A 214728 D Common Stock 2020-12-07 4 F 0 16043 12.08 D 198685 D Common Stock 2020-12-07 4 A 0 36911 12.08 A 235596 D Common Stock 2020-12-07 4 F 0 18302 12.08 D 217294 D Common Stock 100827 I By Joint Trust Restricted Stock Units 2020-12-07 4 M 0 38656 D Common Stock 38656 0 D Restricted Stock Units 2020-01-02 4 A 0 2572.0239 A Common Stock 2572.0239 61518.0239 D Restricted Stock Units 2020-01-02 4 A 0 4258.3913 A Common Stock 4258.3913 98955.3913 D As previously reported, on 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. On 12/10/18 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance, and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/17, the reporting person was granted 105,485 Restricted Stock Units ("RSUs"), 35,161 of which vested on 12/07/18, 35,162 of which vested on 12/07/19 and 35,162 of which vested on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 260.9425 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 440.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 447.9236 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 431.8722 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 also includes 3,494 vested dividend equivalent rights and a de minimus adjustment of 0.8141 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which vested on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 424.4601 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 716.4426 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 728.6115 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 702.5097 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/19 the reporting person was granted 94,697 RSUs, 31,565 of which will vest on 12/10/20, and 31,566 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 702.7607 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,186.1837 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,206 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,163.11570 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Derek Windham as Attorney-in-Fact for Alan R. May 2020-12-09