0001179706-20-000109.txt : 20201208 0001179706-20-000109.hdr.sgml : 20201208 20201208164354 ACCESSION NUMBER: 0001179706-20-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201204 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201375822 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-04 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON TX 77070 0 1 0 0 President and CEO Common Stock 2020-12-04 4 M 0 162142 4.58 A 440677 D Common Stock 2020-12-04 4 F 0 98642 12.34 D 342035 D Restricted Stock Units 2020-01-02 4 A 0 4743.5575 A Common Stock 4743.5575 115965.557 D Restricted Stock Units 2020-01-02 4 A 0 10442.2478 A Common Stock 10442.2478 249760.247 D Restricted Stock Units 2020-01-02 4 A 0 15259.239 A Common Stock 15259.239 354590.239 D Employee Stock Option (Right to Buy) 4.58 2020-12-04 4 M 0 162142 0 D 2013-12-06 2020-12-06 Common Stock 162142 0 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/17 the reporting person was granted 316,456 Restricted Stock Units ("RSUs"), 105,485 of which vested on 12/07/18, 105,485 of which vested on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 782.8275 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,321.3278 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 1,343.7707 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 1,295.6315 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which vested on 12/10/19, and 116,106 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,723.2801 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 2,908.7098 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 2,958.1146 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 2,852.1433 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/19 the reporting person was granted 339,331 RSUs, 113,110 of which will vest on each of 12/10/20 and 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,518.2263 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 4,250.4927 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; 4,322.6879 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 4,167.8321 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. This option reflects the conversion adjustments previously reported. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2020-12-08