0001179706-20-000105.txt : 20201021 0001179706-20-000105.hdr.sgml : 20201021 20201021183143 ACCESSION NUMBER: 0001179706-20-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201019 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Thomas E Jr CENTRAL INDEX KEY: 0001812397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201251316 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-10-19 0001645590 Hewlett Packard Enterprise Co HPE 0001812397 Black Thomas E Jr C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 SVP, GM of Storage Common Stock 2020-10-19 4 M 0 13933 9.35 A 23936 D Common Stock 2020-10-19 4 F 0 4819 9.35 D 19117 D Restricted Stock Units 2020-07-01 4 A 0 234.63 A Common Stock 234.63 10307.6705 D Restricted Stock Units 2020-07-01 4 A 0 359.31 A Common Stock 359.31 15650.3066 D Restricted Stock Units 2020-10-19 4 M 0 13933 D Common Stock 13933 13932 D Restricted Stock Units 2020-07-01 4 A 0 457.97 A Common Stock 457.97 19686.0602 D Restricted Stock Units 2020-07-01 4 A 0 1263.7 A Common Stock 1263.7 52776.139 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/17, the reporting person was granted 28,129 restricted stock units ("RSUs"), 9,376 of which vested on each of 12/07/18 and 12/07/19, and 9,377 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 119.4522 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 115.1730 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 05/22/18 the reporting person was granted 43,079 RSUs 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which will vest on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 182.9299 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 176.3767 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19, 12,953 of which will vest on 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 330.0255 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 318.2027 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 980 vested dividend equivalent rights and a de minimus adjustment of 0.9985 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on 12/10/19, and 9,151 of which will vest on 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 233.1592 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 224.8066 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which will vest on each of 12/10/20, 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 643.3758 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 620.3275 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. Derek Windham as Attorney-in-Fact for Thomas E Black Jr 2020-10-21