0001179706-20-000091.txt : 20200922 0001179706-20-000091.hdr.sgml : 20200922 20200922170137 ACCESSION NUMBER: 0001179706-20-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200919 FILED AS OF DATE: 20200922 DATE AS OF CHANGE: 20200922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBIATI TAREK CENTRAL INDEX KEY: 0001651113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 201190096 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-09-19 0001645590 Hewlett Packard Enterprise Co HPE 0001651113 ROBBIATI TAREK C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 EVP & CFO Common Stock 2020-09-19 4 M 0 44731 9.50 A 44731 D Common Stock 2020-09-19 4 F 0 15469 9.50 D 29262 D Common Stock 48952 I by The Robbiati Family Trust dated 02/04/20 Restricted Stock Units 2020-09-19 4 M 0 44731 D Common Stock 44731 134189 D Restricted Stock Units 2020-01-02 4 A 0 2617.3068 A Common Stock 2617.3068 85141.3068 D Restricted Stock Units 2020-01-02 4 A 0 4127.0451 A Common Stock 4127.0451 130390.045 D The total direct beneficial ownership reflects a decrease of 48,952 shares due to the transfer of 48,952 shares into the Robbiati Family Trust dated 02/04/20 on 09/11/20. The total indirect beneficial ownership reflects an increase of 48,952 shares due to the transfer of 48,952 shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 09/11/20. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which will vest on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,664 vested dividend equivalent rights and a de minimus adjustment of 0.94210 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/10/18, the reporting person was granted 120,110 RSUs, 40,036 of which vested on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 594.2412 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,003.0146 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,020.0510 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20. As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which will vest on 12/10/20, and 42,088 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 937.0167 dividend equivalent rights at $16.17 per RSU credited to the reporting person's account on 01/02/20; 1,581.5825 dividend equivalent rights at $9.58 per RSU credited to the reporting person's account on 04/01/20; and 1,608.4459 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20. Derek Windham as Attorney-in-Fact for Tarek Robbiati 2020-09-22