0001179706-19-000174.txt : 20191223 0001179706-19-000174.hdr.sgml : 20191223 20191223182625 ACCESSION NUMBER: 0001179706-19-000174 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191220 FILED AS OF DATE: 20191223 DATE AS OF CHANGE: 20191223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Irv CENTRAL INDEX KEY: 0001733072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191307506 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-20 0001645590 Hewlett Packard Enterprise Co HPE 0001733072 Rothman Irv C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 President Financial Services Common Stock 2019-12-20 4 M 0 760 15.58 A 16447 D Common Stock 2019-12-20 4 F 0 760 15.58 D 15687 D Restricted Stock Units 2019-12-20 4 M 0 760 D Common Stock 760 16923 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which will vest on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligility and early withholding of RSUs for payment of FICA taxes. Derek Windham as Attorney-in-Fact for Irv Rothman 2019-12-23