0001179706-19-000152.txt : 20191210 0001179706-19-000152.hdr.sgml : 20191210 20191210183522 ACCESSION NUMBER: 0001179706-19-000152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191207 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Irv CENTRAL INDEX KEY: 0001733072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191278659 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001733072 Rothman Irv C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER DRIVE SAN JOSE CA 95002 0 1 0 0 President Financial Services Common Stock 2019-12-07 4 M 0 8794 15.91 A 8794 D Common Stock 2019-12-07 4 F 0 4139 15.91 D 4655 D Common Stock 2019-12-07 4 M 0 12359 15.91 A 17014 D Common Stock 2019-12-07 4 F 0 5813 15.91 D 11201 D Restricted Stock Units 2019-12-07 4 M 0 8794 D Common Stock 8794 0 D Restricted Stock Units 2019-12-07 4 M 0 12359 D Common Stock 12359 12358 D Restricted Stock Units 2019-07-03 4 A 0 389.8949 A Common Stock 389.8949 26525.6986 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16 the reporting person was granted 24,675 restricted stock units ("RSUs"), 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 124.6276 dividend equivalent rights that reflect 60.5322 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 64.0954 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 567 vested dividend equivalent rights and a de minimus adjustment of 0.2168 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which vested on 12/07/19 and 11,721 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 355.1137 dividend equivalent rights that reflect 172.4804 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 182.6333 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. The number of derivative securities in column 5 also includes 638 vested dividend equivalent rights and a de minimus adjustment of 0.5703 due to fractional rounding of the dividend equivalent rights. As previously reported, 12/10/18 the reporting person was granted 25,738 RSUs, 8,579 of which will vest on each of 12/10/19 and 12/10/20, and 8,580 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 389.8949 dividend equivalent rights that reflect 189.3738 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 200.5211 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Derek Windham as Attorney-in-Fact for Irv Rothman 2019-12-10