0001179706-19-000148.txt : 20191210 0001179706-19-000148.hdr.sgml : 20191210 20191210183404 ACCESSION NUMBER: 0001179706-19-000148 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191207 FILED AS OF DATE: 20191210 DATE AS OF CHANGE: 20191210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY ALAN RICHARD CENTRAL INDEX KEY: 0001656207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 191278654 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001656207 MAY ALAN RICHARD C/O HEWLETT PACKARD ENTERPRISE COMPANY 6280 AMERICA CENTER SAN JOSE CA 95002 0 1 0 0 EVP, Chief People Officer Common Stock 2019-12-07 4 M 0 30373 15.91 A 125779 D Common Stock 2019-12-07 4 F 0 15060 15.91 D 110719 D Common Stock 2019-12-07 4 M 0 37075 15.91 A 147794 D Common Stock 2019-12-07 4 F 0 18383 15.91 D 129411 D Common Stock 100827 I By Joint Trust Restricted Stock Units 2019-12-07 4 M 0 30373 D Common Stock 30373 0 D Restricted Stock Units 2019-12-07 4 M 0 37075 D Common Stock 37075 37074 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which vested on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. The number of derivative securities in column 5 also includes 1,961 vested dividend equivalent rights and a de minimus adjustment of 0.4649 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, 35,162 of which vested on 12/07/19 and 35,162 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,913 vested dividend equivalent rights and a de minimus adjustment of 0.7693 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Alan R. May 2019-12-10