0001179706-19-000135.txt : 20191209
0001179706-19-000135.hdr.sgml : 20191209
20191209172622
ACCESSION NUMBER: 0001179706-19-000135
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191205
FILED AS OF DATE: 20191209
DATE AS OF CHANGE: 20191209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAY ALAN RICHARD
CENTRAL INDEX KEY: 0001656207
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 191276085
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 6280 AMERICA CENTER DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95002
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 6280 AMERICA CENTER DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95002
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-12-05
0001645590
Hewlett Packard Enterprise Co
HPE
0001656207
MAY ALAN RICHARD
C/O HEWLETT PACKARD ENTERPRISE COMPANY
6280 AMERICA CENTER
SAN JOSE
CA
95002
0
1
0
0
EVP, Chief People Officer
Common Stock
2019-12-05
4
A
0
85698
15.83
A
128622
D
Common Stock
2019-12-05
4
F
0
33216
15.83
D
95406
D
Common Stock
100827
I
By Joint Trust
Restricted Stock Units
2019-01-02
4
A
0
869.5351
A
Common Stock
869.5351
30372.5351
D
Restricted Stock Units
2019-01-02
4
A
0
2152.2307
A
Common Stock
2152.2307
74148.2307
D
Restricted Stock Units
2019-01-02
4
A
0
2625.6518
A
Common Stock
2625.6518
88418.6518
D
The total direct beneficial ownership reflects an increase of 9,900 shares due to the transfer of 9,900 shares previously reported as being held indirectly by the reporting person in a Joint Trust with the reporting person's spouse on 10/09/19.
The total indirect beneficial ownership reflects a decrease of 9,900 shares due to the transfer of 9,900 shares from the Joint Trust with the reporting person's spouse on 10/09/19 to his direct holdings.
On 12/07/17 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subjects to performance, and are issued in Issuer's common stock.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 869.5351 dividend equivalent rights that reflect 237.4703 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 201.6625 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 209.0484 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 221.3539 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,152.2307 dividend equivalent rights that reflect 587.7749 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 499.1451 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 517.4264 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 547.8843 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
As previously reported, on 12/10/18 the reporting person was granted 85,793 RSUs, 28,597 of which will vest on 12/10/19, and 28,598 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,625.6518 dividend equivalent rights that reflect 717.0663 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 608.9409 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 631.2435 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 668.4011 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
Derek Windham as Attorney-in-Fact for Alan R. May
2019-12-09