0001179706-18-000213.txt : 20181211 0001179706-18-000213.hdr.sgml : 20181211 20181211180536 ACCESSION NUMBER: 0001179706-18-000213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Irv CENTRAL INDEX KEY: 0001733072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 181229668 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001733072 Rothman Irv C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 President Financial Services Common Stock 2018-12-07 4 M 0 8541 14.71 A 31001 D Common Stock 2018-12-07 4 F 0 2733 14.71 D 28268 D Common Stock 2018-12-09 4 M 0 14883 14.71 A 43151 D Common Stock 2018-12-09 4 F 0 5771 14.71 D 37380 D Restricted Stock Units 2018-12-09 4 M 0 8541 D Common Stock 8541 0 D Restricted Stock Units 2018-12-07 4 M 0 14883 D Common Stock 14883 8542 D Restricted Stock Units 2018-07-04 4 A 0 335.9991 A Common Stock 335.9991 23998.9991 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/09/15 the reporting person was granted 28,332 Restricted Stock Units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which vested on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 107.9071 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 95.1515 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 716 vested dividend equivalent rights and a de minimus adjustment of 0.0651 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which vested on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 125.3038 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 110.4918 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 317 vested dividend equivalent rights and a de minimus adjustment of 0.7446 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 178.5528 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 157.4463 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. Derek Windham as Attorney-in-Fact for Irv Rothman 2018-12-11