0001179706-18-000211.txt : 20181211 0001179706-18-000211.hdr.sgml : 20181211 20181211180449 ACCESSION NUMBER: 0001179706-18-000211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 181229663 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 President and CEO Common Stock 2018-12-07 4 M 0 53105 14.71 A 140933 D Common Stock 2018-12-07 4 F 0 26331 14.71 D 114602 D Common Stock 2018-12-07 4 M 0 107995 14.71 A 222597 D Common Stock 2018-12-07 4 F 0 53545 14.71 D 169052 D Restricted Stock Units 2018-12-07 4 M 0 53105 D Common Stock 53105 53105 D Restricted Stock Units 2018-12-07 4 M 0 107995 D Common Stock 107995 215988 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 686.9619 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,965 vested dividend equivalent rights and a de minimus adjustment of 0.4433 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,125.4507 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 2,510 vested dividend equivalent rights and a de minimus adjustment of 0.7031 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2018-12-11