0001179706-18-000209.txt : 20181211 0001179706-18-000209.hdr.sgml : 20181211 20181211180408 ACCESSION NUMBER: 0001179706-18-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181211 DATE AS OF CHANGE: 20181211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY ALAN RICHARD CENTRAL INDEX KEY: 0001656207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 181229660 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001656207 MAY ALAN RICHARD C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, HR Common Stock 2018-12-07 4 M 0 29503 14.71 A 29503 D Common Stock 2018-12-07 4 F 0 14629 14.71 D 14874 D Common Stock 2018-12-07 4 M 0 35998 14.71 A 50872 D Common Stock 2018-12-07 4 F 0 17848 14.71 D 33024 D Common Stock 110727 I By Joint Trust Restricted Stock Units 2018-12-07 4 M 0 29503 D Common Stock 29503 29503 D Restricted Stock Units 2018-12-07 4 M 0 35998 D Common Stock 35998 71996 D The total direct beneficial ownership reflects a decrease of 110,727 shares due to the transfer of 110,727 shares into a Joint Trust with the reporting person's spouse on 09/06/18. The total indirect beneficial ownership reflects an increase of 110,727 shares due to the transfer of 110,727 shares previously reported as being held directly by the reporting person into a Joint Trust with the reporting person's spouse on 09/06/18. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/07/16, the reporting person was granted 50,648 Restricted Stock Units "RSUs"), 28,410 of which vested on 12/07/17, 28,411 of which vested on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 432.8089 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 381.6470 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 1,092 vested dividend equivalent rights and a de minimus adjustment of 0.5743 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/17, the reporting person was granted 105,485 RSUs, 35,161 of which vested on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 808.4572 dividend equivalent rights at $14.77 per RSU credited to the reporting person's account on 07/04/18, and 708.4813 dividend equivalent rights at $16.75 per RSU credited to the reporting person's account on 10/03/18. The number of derivative securities in column 5 also includes 837 vested dividend equivalent rights and a de minimus adjustment of 0.2423 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Alan R. May 2018-12-11