0001179706-18-000140.txt : 20180611 0001179706-18-000140.hdr.sgml : 20180611 20180611182557 ACCESSION NUMBER: 0001179706-18-000140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180607 FILED AS OF DATE: 20180611 DATE AS OF CHANGE: 20180611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothman Irv CENTRAL INDEX KEY: 0001733072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 18893145 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-07 0001645590 Hewlett Packard Enterprise Co HPE 0001733072 Rothman Irv C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 President Financial Services Common Stock 2018-06-07 4 M 0 11832 15.92 A 26514 D Common Stock 2018-06-07 4 F 0 4054 15.92 D 22460 D Restricted Stock Units 2018-04-04 4 A 0 61.5957 A Common Stock 61.5957 14679.8763 D Restricted Stock Units 2018-04-04 4 A 0 71.5261 A Common Stock 71.5261 16846.4598 D Restricted Stock Units 2018-06-07 4 M 0 11832 D Common Stock 11832 23663 D Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/09/15 the reporting person was granted 28,332 restricted stock units ("RSUs"), 14,165 of which vested on 12/09/17, and 14,167 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 61.5957 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/16 the reporting person was granted 24,675 RSUs, 8,224 of which vested on 12/07/17, 8,224 of which will vest on 12/07/18, and 8,227 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 71.5261 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 35,162 RSUs, 11,720 of which early vested on 06/07/18, and 11,721 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 152.8783 at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 112 vested dividend equivalent rights and a de minimus adjustment of 0.7237 due to fractional rounding of the dividend equivalent rights. Derek Windham as Attorney-in-Fact for Irv Rothman 2018-06-11