0001179706-18-000136.txt : 20180605 0001179706-18-000136.hdr.sgml : 20180605 20180605205228 ACCESSION NUMBER: 0001179706-18-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONESIFER TIMOTHY C. CENTRAL INDEX KEY: 0001656085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 18882801 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-01 0001645590 Hewlett Packard Enterprise Co HPE 0001656085 STONESIFER TIMOTHY C. C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP & CFO Common Stock 2018-06-01 4 M 0 40118 15.53 A 246203 D Common Stock 2018-06-01 4 F 0 19891 15.53 D 226312 D Common Stock 2018-06-01 4 M 0 29358 15.53 A 255670 D Common Stock 2018-06-01 4 F 0 14557 15.53 D 241113 D Common Stock 2018-06-01 4 A 0 102599 15.53 A 343712 D Common Stock 2018-06-04 4 S 0 53750 15.5058 D 289962 D Restricted Stock Units 2018-06-01 4 M 0 40118 D Common Stock 40118 0 D Restricted Stock Units 2018-06-01 4 M 0 29358 D Common Stock 29358 0 D On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18. The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.38 to $15.63. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 11/02/15, the reporting person was granted 69,013 Restricted Stock Units ("RSUs"), 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,405 vested dividend equivalent rights and a de minimus adjustment of 0.1673 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,027 vested dividend equivalent rights and a de minimus adjustment of 0.2758 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. Derek Windham as Attorney-in-Fact for Timothy C. Stonesifer 2018-06-05