0001179706-18-000133.txt : 20180605 0001179706-18-000133.hdr.sgml : 20180605 20180605205139 ACCESSION NUMBER: 0001179706-18-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neri Antonio F CENTRAL INDEX KEY: 0001648401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 18882798 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-01 0001645590 Hewlett Packard Enterprise Co HPE 0001648401 Neri Antonio F C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 President and CEO Common Stock 2018-06-01 4 M 0 120356 15.53 A 352321 D Common Stock 2018-06-01 4 F 0 50123 15.53 D 302198 D Common Stock 2018-06-01 4 M 0 44040 15.53 A 346238 D Common Stock 2018-06-01 4 F 0 21836 15.53 D 324402 D Common Stock 2018-06-01 4 A 0 153898 15.53 A 478300 D Common Stock 2018-06-04 4 S 0 80550 15.5101 D 397750 D Restricted Stock Units 2018-06-01 4 M 0 120356 D Common Stock 120356 0 D Restricted Stock Units 2018-06-01 4 M 0 44040 D Common Stock 44040 0 D Restricted Stock Units 2018-01-03 4 A 0 966.5418 A Common Stock 966.5418 104743.541 D Restricted Stock Units 2018-01-03 4 A 0 2990.4671 A Common Stock 2990.4671 319446.467 D On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18. The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.465 to $15.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 11/02/15 the reporting person was granted 207,039 Restricted Stock Units ("RSUs"), 69,013 of which vested on 11/02/16, and 116,140 of which vested on 11/02/17, and 116,140 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 592.5510 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 504.9565 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 4,216 vested dividend equivalent rights and a de minimus adjustment of 0.4925 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which vested on 12/09/17, and 42,498 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 216.8265 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 184.7739 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,542 vested dividend equivalent rights and a de minimus adjustment of 0.3996 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 966.5418 dividend equivalent rights being reported include 521.8418 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 444.70 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported. As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,990.4671 dividend equivalent rights being reported include 1,614.5714 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 1,375.8957 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Derek Windham as Attorney-in-Fact for Antonio F. Neri 2018-06-05