0001179706-18-000133.txt : 20180605
0001179706-18-000133.hdr.sgml : 20180605
20180605205139
ACCESSION NUMBER: 0001179706-18-000133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neri Antonio F
CENTRAL INDEX KEY: 0001648401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 18882798
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 6506875817
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-06-01
0001645590
Hewlett Packard Enterprise Co
HPE
0001648401
Neri Antonio F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO
CA
94304
0
1
0
0
President and CEO
Common Stock
2018-06-01
4
M
0
120356
15.53
A
352321
D
Common Stock
2018-06-01
4
F
0
50123
15.53
D
302198
D
Common Stock
2018-06-01
4
M
0
44040
15.53
A
346238
D
Common Stock
2018-06-01
4
F
0
21836
15.53
D
324402
D
Common Stock
2018-06-01
4
A
0
153898
15.53
A
478300
D
Common Stock
2018-06-04
4
S
0
80550
15.5101
D
397750
D
Restricted Stock Units
2018-06-01
4
M
0
120356
D
Common Stock
120356
0
D
Restricted Stock Units
2018-06-01
4
M
0
44040
D
Common Stock
44040
0
D
Restricted Stock Units
2018-01-03
4
A
0
966.5418
A
Common Stock
966.5418
104743.541
D
Restricted Stock Units
2018-01-03
4
A
0
2990.4671
A
Common Stock
2990.4671
319446.467
D
On 12/09/15 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. These PARSUs which were originally scheduled to vest 50% after 2 and 3 years subject to performance, and issued in Issuer's common stock, vested early on 06/01/18.
The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/01/16 to sell these shares to satisfy taxes associated with the PARSUs early vesting on 06/01/18.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.465 to $15.62. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff
information regarding the number of shares purchased at each price within the range.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 11/02/15 the reporting person was granted 207,039 Restricted Stock Units ("RSUs"), 69,013 of which vested on 11/02/16, and 116,140 of which vested on 11/02/17, and 116,140 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 592.5510 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 504.9565 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 4,216 vested dividend equivalent rights and a de minimus adjustment of 0.4925 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/09/15 the reporting person was granted 75,758 RSUs, 25,252 of which vested on 12/09/16, 42,496 of which vested on 12/09/17, and 42,498 of which vested early on 06/01/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The amount reported in Column 5 includes 216.8265 dividends equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 184.7739 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/04/18. The number of derivative securities in column 5 also includes 1,542 vested dividend equivalent rights and a de minimus adjustment of 0.3996 due to fractional rounding of the dividend equivalent rights. RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/16 the reporting person was granted 91,167 RSUs, 51,140 of which vested on 12/07/17, 51,140 of which will vest on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 966.5418 dividend equivalent rights being reported include 521.8418 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 444.70 at $17.25 per RSU credited to the reporting person's account on 04/04/18. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which will vest on each of 12/07/18 and 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 2,990.4671 dividend equivalent rights being reported include 1,614.5714 at $14.70 per RSU credited to the reporting person's account on 01/03/18, and 1,375.8957 at $17.25 per RSU credited to the reporting person's account on 04/04/18.
Derek Windham as Attorney-in-Fact for Antonio F. Neri
2018-06-05