0001179706-18-000019.txt : 20180306 0001179706-18-000019.hdr.sgml : 20180306 20180306192427 ACCESSION NUMBER: 0001179706-18-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180306 DATE AS OF CHANGE: 20180306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONESIFER TIMOTHY C. CENTRAL INDEX KEY: 0001656085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 18671509 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-03-02 0001645590 Hewlett Packard Enterprise Co HPE 0001656085 STONESIFER TIMOTHY C. C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP & CFO Common Stock 2018-03-02 4 S 0 21503 18.2951 D 158726 D Common Stock 2018-03-02 4 M 0 40355 9.62 A 199081 D Common Stock 2018-03-02 4 S 0 40355 18.2951 D 158726 D Common Stock 2018-03-02 4 M 0 100000 8.62 A 258726 D Common Stock 2018-03-02 4 S 0 100000 18.2951 D 158726 D Employee Stock Option (Right to Buy) 9.62 2018-03-02 4 M 0 40355 0 D 2015-03-14 2022-03-14 Common Stock 40355 0 D Employee Stock Option (Right to Buy) 8.62 2018-03-02 4 M 0 100000 0 D 2016-11-02 2023-11-02 Common Stock 100000 263278 D Restricted Stock Units 2018-01-03 4 A 0 457.1429 A Common Stock 457.1429 93541.1672 D Restricted Stock Units 2018-01-03 4 A 0 197.5153 A Common Stock 197.5153 39949.5153 D Restricted Stock Units 2018-01-03 4 A 0 144.5459 A Common Stock 144.5459 29234.5459 D Restricted Stock Units 2018-01-03 4 A 0 463.8571 A Common Stock 463.8571 92709.8571 D Restricted Stock Units 2018-01-03 4 A 0 807.2857 A Common Stock 807.2857 159035.285 D The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/18. The price in Column 4 is a weighted average price. The prices actually paid ranged from $18.16 to $18.52. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 05/27/15, the reporting person was granted 88,810 Restricted Stock Units ("RSUs"), 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 89,600 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 457.1429 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 38,713 of which vested on 11/02/17, and 38,713 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 197.5153 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 28,331 of which vested on 12/09/17, and 28,331 of which will vest on 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 144.5459 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/16, the reporting person was granted 81,037 RSUs, 45,458 of which vested on 12/07/17, and 45,458 of which will vest on each of 12/07/18 and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 463.8571 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. As previously reported, on 12/07/17, the reporting person was granted 158,228 RSUs, 52,742 of which will vest on 12/07/18, and 52,743 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included is 807.2857 dividend equivalent rights at $14.70 per RSU credited to the reporting person's account on 01/03/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Derek Windham as Attorney-in-Fact for Timothy C. Stonesifer 2018-03-06