0001179706-17-000257.txt : 20171211 0001179706-17-000257.hdr.sgml : 20171211 20171211182200 ACCESSION NUMBER: 0001179706-17-000257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171207 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY ALAN RICHARD CENTRAL INDEX KEY: 0001656207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 171250584 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-07 0001645590 Hewlett Packard Enterprise Co HPE 0001656207 MAY ALAN RICHARD C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP, HR Common Stock 2017-12-07 4 M 0 28827 14.22 A 113456 D Common Stock 2017-12-07 4 F 0 15043 14.22 D 98413 D Restricted Stock Units 2017-12-07 4 A 0 105485 A Common Stock 105485 105485 D Restricted Stock Umits 2017-12-07 4 M 0 28827 D Common Stock 28827 57654 D To clarify, the Form 144 reporting the 12/01/17 sale under the reporting person's 10b5-1 plan was amended by the broker to reflect 11/24/17 as the plan date. Accordingly, footnote 1 of the Form 4 submitted on the reporting person's behalf on 12/04/17 is amended to reflect 11/24/17 as the 10b5-1 plan date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. On 12/07/17 the reporting person was granted 105,485 Restricted Stock Units ("RSUs), 35,161 of which will vest on 12/07/18, and 35,162 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. As previously reported, on 12/07/16, the reporting person was granted 50,648 RSUs, 28,410 of which vested on 12/07/17, 28,411 of which will vest on 12/07/18, and 28,412 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 417 vested dividend equivalent rights and a de minimus adjustment of 0.8547 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported. Derek Windham as Attorney-in-Fact for Alan R. May 2017-12-11