0001179706-17-000136.txt : 20170531 0001179706-17-000136.hdr.sgml : 20170531 20170531175205 ACCESSION NUMBER: 0001179706-17-000136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170527 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6506875817 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONESIFER TIMOTHY C. CENTRAL INDEX KEY: 0001656085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 17882602 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-27 0001645590 Hewlett Packard Enterprise Co HPE 0001656085 STONESIFER TIMOTHY C. C/O HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 0 1 0 0 EVP & CFO Common Stock 2017-05-27 4 M 0 72253 18.83 A 109423 D Common Stock 2017-05-27 4 F 0 34385 18.83 D 75038 D Restricted Stock Units 2017-04-05 4 A 0 21.4936 A Common Stock 21.4936 6153.0856 D Restricted Stock Units 2017-05-27 4 M 0 72253 D Common Stock 72253 72252 D Restricted Stock Units 2017-04-05 4 A 0 219.976 A Common Stock 219.976 61705.8577 D Restricted Stock Units 2017-04-05 4 A 0 160.9821 A Common Stock 160.9821 45155.6979 D Restricted Stock Units 2017-04-05 4 A 0 387.4508 A Common Stock 387.4508 107381.204 D As reported in the Registration Statement on Form 10 filed by Issuer with the SEC, in connection with the spin-off of Everett SpinCo, Inc. on 04/01/17, equity-based awards granted by Issuer, prior to the spin-off were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-off, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-off, unless otherwise noted. The reporting person's equity-based awards reflect that conversion adjustment. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/14, the reporting person was granted 7,500 restricted stock units ("RSUs"), 2,500 of which vested early on 09/17/15, 4,496 of which vested on 12/10/16, and 5,919 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 21.4936 dividend equivalent rights being reported reflect 21.4936 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above. As previously reported, on 05/27/15, the reporting person was granted 88,810 RSUs, 53,242 of which vested on 05/27/16, 70,102 of which vested on 05/27/17, and 70,103 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 509.1243 dividend equivalent rights being reported reflect 509.1243 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. The number of derivative securities in column 5 includes 2,151 vested dividend equivalent rights and a de minimus adjustment of 0.0561 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above. As previously reported, on 11/02/15, the reporting person was granted 69,013 RSUs, 23,004 of which vested on 11/02/16, 30,289 of which will vest on each of 11/02/17 and 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 219.9760 dividend equivalent rights being reported reflect 219.9760 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above. As previously reported, on 12/09/15, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, and 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 160.9821 dividend equivalent rights being reported reflect 160.9821 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above. As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 387.4508 dividend equivalent rights being reported reflect 387.4508 dividend equivalent rights at $17.90 per RSU credited to the reporting person's account on 04/05/17. Unvested RSUs in this footnote, and the amount in column 9 reflect the conversion adjustment noted in footnote (1) above. Derek Windham as Attorney-in-Fact for Timothy C. Stonesifer 2017-05-31