0001062993-23-022487.txt : 20231212 0001062993-23-022487.hdr.sgml : 20231212 20231212201123 ACCESSION NUMBER: 0001062993-23-022487 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY ALAN RICHARD CENTRAL INDEX KEY: 0001656207 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231482734 MAIL ADDRESS: STREET 1: 3000 HANOVER STREET CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-08 0001645590 Hewlett Packard Enterprise Co HPE 0001656207 MAY ALAN RICHARD C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E. MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, Chief People Officer 0 Common Stock 2023-12-08 4 A 0 106065 16.22 A 355576 D Common Stock 2023-12-08 4 F 0 41738 16.22 D 313838 D Common Stock 2023-12-08 4 A 0 44172 16.22 A 358010 D Common Stock 2023-12-08 4 F 0 17383 16.22 D 340627 D Common Stock 2023-12-08 4 M 0 36857 16.22 A 377484 D Common Stock 2023-12-08 4 F 0 14504 16.22 D 362980 D Common Stock 2023-12-09 4 M 0 36066 16.22 A 399046 D Common Stock 2023-12-09 4 F 0 13396 16.22 D 385650 D Common Stock 2023-12-10 4 M 0 47592 16.22 A 433242 D Common Stock 2023-12-10 4 F 0 17709 16.22 D 415533 D Restricted Stock Units 2023-12-10 4 M 0 47592 D Common Stock 47592 0 D Restricted Stock Units 2023-12-09 4 M 0 36066 D Common Stock 36066 36064 D Restricted Stock Units 2023-12-08 4 M 0 36857 D Common Stock 36857 73712 D On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 135,107 restricted stock units ("RSUs"), 45,035 of which vested on 12/10/21, 43,356 of which vested on 12/10/22, and 43,356 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 4,236 vested dividend equivalent rights and a de minimus adjustment of 0.6161 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/09/21 the reporting person was granted 105,657 RSUs, 35,219 of which vested on 12/09/22, 33,905 of which vested on 12/09/23, and 33,905 of which will vest on 12/09/24. The number of derivative securities in column 5 reflects 2,161 vested dividend equivalent rights and a de minimus adjustment of 0.7760 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/08/22 the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 35,809 of which will vest on 12/08/24, and 35,810 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,048 vested dividend equivalent rights and a de minimus adjustment of 0.6613 due to fractional rounding of the dividend equivalent rights. Ki Hoon Kim as Attorney-in-Fact for Alan R. May 2023-12-12