0001062993-23-022482.txt : 20231212 0001062993-23-022482.hdr.sgml : 20231212 20231212200946 ACCESSION NUMBER: 0001062993-23-022482 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231208 FILED AS OF DATE: 20231212 DATE AS OF CHANGE: 20231212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacDonald Neil B CENTRAL INDEX KEY: 0001812556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231482728 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-12-08 0001645590 Hewlett Packard Enterprise Co HPE 0001812556 MacDonald Neil B C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM of Compute 0 Common Stock 2023-12-08 4 A 0 48580 16.22 A 116340.7990 D Common Stock 2023-12-08 4 F 0 24087 16.22 D 92253.7990 D Common Stock 2023-12-08 4 A 0 40774 16.22 A 133027.7990 D Common Stock 2023-12-08 4 F 0 20216 16.22 D 112811.7990 D Common Stock 2023-12-08 4 M 0 47387 16.22 A 160198.7990 D Common Stock 2023-12-08 4 F 0 23495 16.22 D 136703.7990 D Common Stock 2023-12-09 4 M 0 34540 16.22 A 171243.7990 D Common Stock 2023-12-09 4 F 0 17126 16.22 D 154117.7990 D Common Stock 2023-12-10 4 M 0 22615 16.22 A 176732.7990 D Common Stock 2023-12-10 4 F 0 11213 16.22 D 165519.7990 D Restricted Stock Units 2023-12-10 4 M 0 22615 A Common Stock 22615 0 D Restricted Stock Units 2023-12-09 4 M 0 34540 A Common Stock 34540 34538 D Restricted Stock Units 2023-12-08 4 M 0 47387 A Common Stock 47387 94773 D On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights. As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights. Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald 2023-12-12