0001062993-23-017923.txt : 20230911
0001062993-23-017923.hdr.sgml : 20230911
20230911191017
ACCESSION NUMBER: 0001062993-23-017923
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230907
FILED AS OF DATE: 20230911
DATE AS OF CHANGE: 20230911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Neri Antonio F
CENTRAL INDEX KEY: 0001648401
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37483
FILM NUMBER: 231248745
MAIL ADDRESS:
STREET 1: 3000 HANOVER STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94304
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co
CENTRAL INDEX KEY: 0001645590
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045]
IRS NUMBER: 473298624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
BUSINESS PHONE: 678-259-9860
MAIL ADDRESS:
STREET 1: 1701 E MOSSY OAKS ROAD
CITY: SPRING
STATE: TX
ZIP: 77389
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-09-07
0001645590
Hewlett Packard Enterprise Co
HPE
0001648401
Neri Antonio F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD
SPRING
TX
77389
1
1
0
0
President and CEO
1
Common Stock
2023-09-07
4
M
0
434884
8.83
A
1805175
D
Common Stock
2023-09-07
4
S
0
434884
17.4804
D
1370291
D
Employee Stock Option (right to buy)
8.83
2023-09-07
4
M
0
434884
0
D
2016-12-09
2023-12-09
Common Stock
434884
0
D
Restricted Stock Units
2023-01-13
4
A
0
3632.3869
A
Common Stock
3632.3869
180658.3869
D
Restricted Stock Units
2023-01-13
4
A
0
5953.8915
A
Common Stock
5953.8915
286545.8915
D
Restricted Stock Units
2023-01-13
4
A
0
10106.1097
A
Common Stock
10106.1097
470511.1097
D
As of 03/14/23, the reporting person no longer has a reportable beneficial interest in 15,000 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.37 to $17.565. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
This option became exercisable beginning on this date.
This option is no longer exercisable beginning on this date.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
As previously reported, on 12/10/20 the reporting person was granted 515,677 restricted stock units ("RSUs"), 171,892 of which vested on 12/10/21, 171,892 of which vested on 12/10/22, and 165,481 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,207.1562 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 1,248.1282 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,177.1025 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which vested on 12/09/22, and 135,621 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,978.6650 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 2,045.8228 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 1,929.4037 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
As previously reported, on 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,358.5775 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, 3,472.5707 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 3,274.9615 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23.
The reported transaction occurred pursuant to a trading plan adopted on 06/07/23.
Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
2023-09-11