0001062993-23-017920.txt : 20230911 0001062993-23-017920.hdr.sgml : 20230911 20230911190811 ACCESSION NUMBER: 0001062993-23-017920 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230907 FILED AS OF DATE: 20230911 DATE AS OF CHANGE: 20230911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Thomas E Jr CENTRAL INDEX KEY: 0001812397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231248738 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-09-07 0001645590 Hewlett Packard Enterprise Co HPE 0001812397 Black Thomas E Jr C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM, Storage 1 Common Stock 2023-09-07 4 M 0 8950 14.67 A 8950 D Common Stock 2023-09-07 4 S 0 8950 17.4825 D 0 D Employee Stock Option (right to buy) 14.67 2023-09-07 4 M 0 8950 0 D 2017-12-07 2024-12-07 Common Stock 8950 0 D Restricted Stock Units 2023-04-14 4 A 0 302.3020 A Common Stock 302.3020 22464.7725 D Restricted Stock Units 2023-04-14 4 A 0 952.9100 A Common Stock 952.9100 68604.2200 D Restricted Stock Units 2023-04-14 4 A 0 2024.2670 A Common Stock 2024.2670 141153.8439 D The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.405 to $17.55. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 155.5776 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 146.7244 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 462.5015 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23, and 982.4920 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23. The reported transaction occurred pursuant to a trading plan adopted on 06/06/23. Ki Hoon Kim as Attorney-in-Fact for Thomas E Black Jr 2023-09-11