0001062993-23-013876.txt : 20230620 0001062993-23-013876.hdr.sgml : 20230620 20230620181821 ACCESSION NUMBER: 0001062993-23-013876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacDonald Neil B CENTRAL INDEX KEY: 0001812556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231026818 MAIL ADDRESS: STREET 1: 6280 AMERICA CENTER DRIVE CITY: SAN JOSE STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-15 0001645590 Hewlett Packard Enterprise Co HPE 0001812556 MacDonald Neil B C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM of Compute 1 Common Stock 2023-06-15 4 M 0 5668 8.83 A 73412.3800 D Common Stock 2023-06-15 4 S 0 5668 17.00 D 67744.3800 D Employee Stock Option (right to buy) 8.83 2023-06-15 4 M 0 5668 0 D 2016-12-09 2023-12-09 Common Stock 5668 0 D Restricted Stock Units 2023-01-13 4 A 0 306.0481 A Common Stock 306.0481 22318.0481 D Restricted Stock Units 2023-01-13 4 A 0 964.7185 A Common Stock 964.7185 68141.7185 D Restricted Stock Units 2023-01-13 4 A 0 2049.3519 A Common Stock 2049.3519 140171.3519 D The total beneficial ownership includes the acquisition of 8.3770 shares at $16.2639 per share received on 01/18/23 through dividends paid in shares, and 8.5790 shares at $15.9990 per share received on 04/18/23 through dividends paid in shares. This option became exercisable beginning on this date and is fully vested. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 150.47050 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 155.57760 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 474.31000 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 490.40850 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,007.57690 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23 and 1,041.77500 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The reported transaction occurred pursuant to a trading plan adopted on 03/10/23. Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald 2023-06-20