0001062993-23-013875.txt : 20230620 0001062993-23-013875.hdr.sgml : 20230620 20230620181803 ACCESSION NUMBER: 0001062993-23-013875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230620 DATE AS OF CHANGE: 20230620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hotard Justin CENTRAL INDEX KEY: 0001848136 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231026816 MAIL ADDRESS: STREET 1: 11445 COMPAQ CENTER DRIVE WEST CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-15 0001645590 Hewlett Packard Enterprise Co HPE 0001848136 Hotard Justin C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E. MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP, GM, HPC and AI 1 Common Stock 2023-06-15 4 M 0 10227 14.67 A 10227 D Common Stock 2023-06-15 4 S 0 10227 17.00 D 0 D Employee Stock Option (right to buy) 14.67 2023-06-15 4 M 0 10227 0 D 2017-12-07 2024-12-07 Common Stock 10227 0 D Restricted Stock Units 2023-04-14 4 A 0 134.8360 A Common Stock 134.8360 19342.2457 D Restricted Stock Units 2023-04-14 4 A 0 147.3865 A Common Stock 147.3865 20948.3865 D Restricted Stock Units 2023-04-14 4 A 0 490.4085 A Common Stock 490.4085 68141.7185 D Restricted Stock Units 2023-04-14 4 A 0 1041.7750 A Common Stock 1041.7750 140171.3519 D This option became exercisable beginning on this date. This option is no longer exercisable beginning on this date. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 12/10/20, the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 134.8360 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 03/02/21, the reporting person was granted 58,621 RSUs, 19,540 of which vested on 03/02/22 and 03/02/23, and 19,541 of which will vest on 03/02/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 147.3865 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 490.4085 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,041.7750 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The reported transaction occurred pursuant to a trading plan adopted on 03/06/23. Ki Hoon Kim as Attorney-in-Fact for Justin Hotard 2023-06-20