0001062993-23-013588.txt : 20230614 0001062993-23-013588.hdr.sgml : 20230614 20230614182227 ACCESSION NUMBER: 0001062993-23-013588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230612 FILED AS OF DATE: 20230614 DATE AS OF CHANGE: 20230614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBBIATI TAREK CENTRAL INDEX KEY: 0001651113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37483 FILM NUMBER: 231015433 MAIL ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hewlett Packard Enterprise Co CENTRAL INDEX KEY: 0001645590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 473298624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 BUSINESS PHONE: 678-259-9860 MAIL ADDRESS: STREET 1: 1701 E MOSSY OAKS ROAD CITY: SPRING STATE: TX ZIP: 77389 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-06-12 0001645590 Hewlett Packard Enterprise Co HPE 0001651113 ROBBIATI TAREK C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING TX 77389 0 1 0 0 EVP & CFO 1 Common Stock 0 D Common Stock 2023-06-12 4 S 0 159180 16.0074 D 159073 I by The Robbiati Family Trust dated 02/04/20 Common Stock 2023-06-13 4 S 0 159073 16.5262 D 0 I by The Robbiati Family Trust dated 02/04/20 Restricted Stock Units 2023-01-13 4 A 0 624.1738 A Common Stock 624.1738 48696.3231 D Restricted Stock Units 2023-01-13 4 A 0 902.8472 A Common Stock 902.8472 65838.8472 D Restricted Stock Units 2023-01-13 4 A 0 1929.4372 A Common Stock 1929.4372 136284.4372 D Restricted Stock Units 2023-01-13 4 A 0 3187.8741 A Common Stock 3187.8741 218043.8741 D The total direct beneficial ownership reflects a decrease of 287,070 due to the transfer into the Robbiati Family Trust dated 02/04/20 on 12/20/22. The total indirect beneficial ownership reflects an increase of 287,070 shares due to the transfer of the shares previously reported as being held directly by the reporting person into the Robbiati Family Trust dated 02/04/20 on 12/20/22. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.00 to $16.04. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.575. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. As previously reported, on 09/19/18, the reporting person was granted 210,337 restricted stock units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which vested on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 306.8790 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 317.2948 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, 60,850 of which vested on 12/10/22, and 60,850 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 443.8906 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 458.9566 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which vested on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 948.6201 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 980.8171 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. As previously reported, on 12/08/22, the reporting person was granted 214,856 RSUs, 71,618 of which will vest on 12/08/23, and 71,619 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,567.3386 dividend equivalent rights at $16.45 per RSU credited to the reporting person's account on 01/13/23, and 1,620.5355 dividend equivalent rights at $15.91 per RSU credited to the reporting person's account on 04/14/23. The reported transaction occurred pursuant to a trading plan adopted on 03/06/23 by the reporting person as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust). Ki Hoon Kim as Attorney-in-Fact for Tarek Robbiati 2023-06-14